The most intense U. S. involvement with Vietnam spanned the period from 1966 to 1972. That roughly coincides with my time in college. So the big windup to Vietnam happened while I was in high school and the wind down happened while I was in the early stages of my career. The whole Vietnam experience had a profound impact on me even though I never had to serve. The U. S. involvement in the "Vietnam War" is generally characterized as a failure. This opinion set in quickly after it ended and was broadly held. I certainly saw it as such. So in the years following I spent some time trying to figure out how it went so horribly wrong and what should have been done instead. Society in general wanted desperately to move on so trying to figure out what lessons should be learned quickly faded from the public sphere of discourse. But I, and some academics and a number of political types, stuck with it.
Initially the impact was stealth. The U. S. developed an aversion to foreign military involvement. The subject surfaced briefly when the U. S. invaded Granada in 1983. But this was such a small affair that the discussion quickly died down again. It resurfaced again for the Gulf War (1990/91) and has been a subject bubbling quietly in the background for the current Iraq (officially over) and Afghanistan (still going on at the time of this writing) wars. In all these cases "Vietnam" has, at least in the public discourse, been mostly used by the political right to bash the left and vice versa. As is the norm with political discourse the discussion has been shallow and not very helpful. I propose to dig into things more deeply and to better effect.
The pop culture reason to do this is summarized by a quotation attributed to George Santayana. What he actually said ("The Life of Reason", volume 1 - 1905-06) was "Those who cannot remember the past are condemned to repeat it." Either the original or a slight distortion of the original surfaces regularly. Vietnam was a bad experience. It seems reasonable try to study Vietnam in the hope of finding ways to avoid future bad experiences. That seems like sufficient motivation to explore the topic. It certainly was my justification for putting some effort into the subject in the years following the wind down of the war. But this whole process is harder than it looks. Granada turned out fine. But it was so small it could hardly go bad in any major way. The Gulf War was supposed to help reduce the need for future wars in the area. It was manifestly a failure in that we were back in a hot war with the same country (Iraq) about a decade later. And neither the Iraq nor the Afghanistan wars have gone well. So whatever "learning" has happened has not been sufficient to get the "avoid bad outcomes" job done. With that as a preamble, on to the task at hand.
The Vietnamese have a name for the events in question. They call it "The 10,000 Day War". That's about 30 years. But the event we (Americans) see only lasted about 6 years. What's going on? The Vietnamese think the event started in 1945 and ended in 1975. What? Well, I think they are right. It is certainly easy to justify the 1975 end date. That's when what was then called Saigon and is now called Ho Chi Minh City fell. Saigon was the seat of the U. S. supported government in the South and with the fall of the city all resistance to the North ceased. But why the 1945 start date? That is a less well known (in the U. S.) part of the story.
World War II was fought on behalf of "freedom". At least that's the story the U. S. and its allies told. The other guys were Nazi Germany and the Empire of Japan. Both used aggressive military tactics to create and expand empires. To keep things focused I am going to ignore Germany (and other Axis allies) and concentrate on Japan. In the early part of the 20th Century Japan went on an empire building spree. Japan invaded and occupied Korea in 1910. They invaded Manchuria in 1931 and China in 1937. The Pearl Harbor attack on the U. S. in December of 1941 was a continuation of their efforts at imperial expansion. And, since France was an ally of the U. S., the Japanese went ahead and occupied what was then called French Indo-China in 1942. Later French Indo-China was broken up into several countries. One of them is Vietnam.
In an effort to avoid refighting World War II let me cut to the chase. In 1945 when Japan was defeated French Indo-China was being occupied by the Japanese. Having heard the siren call of "freedom" from the allies the Vietnamese (although still part of French Indo-China at this point) expected that the next step would be to allow Vietnam its freedom. They were sadly disappointed. The first thing that happened is that the U. S. decided it was stretched too thin. So they let the Japanese continue to occupy and control Vietnam. Ok. That's maybe not the best first step but its understandable. A couple of years later French Indo-China was partitioned into Vietnam and other countries. This was probably a good idea but beside the point in terms of the fight for freedom. However, the next thing that happened was that all the pieces were returned to French control. This is definitely an anti-freedom move when viewed from the Vietnamese perspective. By this time the Cold War was getting under way and the U. S. decided it needed a strong France as an ally. France wanted its colonial empire back so France got its colonial empire back. And that meant that France got control of its old Indo-China territory back. And that meant that Vietnam went back to French control.
The Vietnamese were understandably very unhappy about this. They had been sold out. So they back dated the point where they should have achieved their freedom to 1945, a not unreasonable move, and started the "freedom clock". They stopped the clock in 1975 and rounded the duration of the process off to 10,000 days. (Everybody likes round numbers.) And here be the first lesson: "If you are going to promise freedom people are going to expect you to deliver on your promise". George W. Bush did a lot of freedom promising. That concerned me because I did not see any indication that he wanted to actually deliver on the promise. Unfortunately, my concern has turned out to be justified. And there are now a lot of people around the world who dislike us because we have not followed through on that promise. I am mystified why so many U. S. commentators are "mystified" about why these people are mad at us.
This whole "1945" business is something that a lot of otherwise well informed people are not familiar with. So let me cover some more historical ground in an effort to shed more light. It should now be no surprise that the Vietnamese were unhappy. The center of effective action to remedy this unhappiness was Hanoi, a city in the north of Vietnam. And the political focus was a man named Ho Chi Minh. He had spent a lot of time exiled in Paris. He returned to Vietnam after the war and got active politically. While in Paris he had hung around in Communist circles. When he started trying to organize effective action he knew he needed powerful allies. France, the U. S., etc. were out of the question. So he turned to the other side, the then U. S. S. R., frequently short handed as "The Soviets". With his "Communist" credentials, and with the fact that he was well positioned to do U. S. interests harm, he was quickly embraced. Arms, money, training, etc. started flowing. Minh quickly recruited a man later generally referred to as General Giap to run the military side of things.
Minh started ramping up anti-imperialist (an accurate characterization as the French definitely saw Vietnam as part of the French "colonial empire") activity. Several years later this culminated in The Battle of Dien Bien Phu with Giap running the military operation for the Hanoi faction. The French were defeated, surrendering on May 7, 1954. (I note that the U. S. secretly propped the French up to the tune of a billion dollars while publically staying above the fray.) This led to a conference in Geneva, which in turn led to a temporary partitioning of the country into North and South, and a promised election in 1956. Rather than let the democratic process play out, which would have resulted in a win everywhere for the Hanoi faction, the U. S. got publically involved. They effectively sabotaged the election in the South and installed a puppet government in Saigon to run what was now called South Vietnam. They then started pumping a lot of money (publically and secretly) and other support into the Saigon government in an effort to create a "bastion of anti-communism". The Cold War was the big priority that drove tactics with respect to places like Vietnam.
The Saigon government was corrupt and inept. At this point most of the population of Vietnam, North and South, just wanted everyone to go away so that average people could just get back to their lives. But by this time the U. S. was heavily invested in South Vietnam and the Soviets were invested (but not so heavily) in North Vietnam so disengagement was not an option. The Hanoi government remained generally popular in the North and had a significant following in the South. What resulted was the first heavy involvement since the U. S. Revolutionary War in what was then referred to as a Guerilla War. (I noted the parallels at the time. But associating the "good" Revolutionary War patriots with the "bad" Communist guerillas was too much for most people and a serious effort was made to discourage this line of thought.)
By this point the U. S. had considerable familiarity with and success with "conventional" war. We had relatively recently fought WW I, WW II, and Korea, all conventional wars. Conventional wars involve the clash of large armies deploying the most powerful military weapons and tactics of the times. The conflict is decided by battle ships, bombers, artillery, tanks, and large numbers of infantry soldiers using "conventional" tactics. The core strategy is to destroy the opponent's army. Once that's done then everything else follows. In modern parlance this is sometimes referred to as a "symmetrical" war. In guerrilla wars, now popularly referred to as "asymmetrical" wars, an entirely different approach is required. Guerilla wars are called asymmetrical because the military capabilities of the two armed forces are wildly different. One is strong and the other is weak. In a conventional war the strong army would wipe up the floor with the weak army and coast quickly to victory. If anything is now obvious, it is that there is no "coast to victory" going on in modern guerrilla/asymmetrical warfare.
But Vietnam was the first real experience the U. S. had with this sort of thing. Theoretically, this was recognized early and appropriate tactics were used. President Lynden Johnson frequently opined that Vietnam was about "winning the hearts and minds of the Vietnamese people". The problem was that the on the ground tactics did not support this characterization of the overall strategy. The South Vietnamese were incapable of dealing with the North on their own. The South had more population and more industrial capability. But it also had more incompetence and corruption in its government. By the mid-'60s this became readily apparent. As a result U. S. conventional military forces were inserted into the middle of things. At the peak over 500,000 U. S. troops were engaged. And by the end over 58,000 were killed and many hundreds of thousands wounded. The Vietnamese casualties on both the North and the South side ran much higher. But ultimately the North prevailed. Why?
The main strategy used by U. S. troops was "search and destroy". The idea was to search out North Vietnamese forces and destroy them. The calculation was that there were a finite number of them. As soon as you have destroyed enough of them they will admit defeat and you win. That's a very conventional calculation and it ultimately failed as a strategy. North Vietnamese casualties were always higher, usually far higher, than U. S. casualties. But the North (both the government and the civilian population) always felt that the casualties were an acceptable cost to pay for the eventual attainment of the goal, namely "freedom". It doesn't matter if you think they were wrong and they did not end up with "freedom". That's how they saw it and their perception is the critical one.
It is instructive to examine a single event, "The Tet Offensive". Seen in classical military terms is was a massive defeat for the North. Simultaneous attacks were launched across the length and breadth of South Vietnam on the "Tet" holiday (a big deal in Vietnam). Ultimately every single one was beaten back, frequently with heavy losses on the Northern side. But the fact that Tet was a massive military success for the South and failure for the North turned out to not matter to either side. The north decided that "we hurt them badly and if we keep coming at them we will eventually win". The South, particularly the American public, concluded that "this thing is just going to go on and on and the benefit just doesn't seem to outweigh the cost".
One reason for this American attitude was the obvious poor performance of the South Vietnamese armed forces. In case after case the U. S. forces had to come in and save their butts. Why were the North Vietnamese forces so much better than the South Vietnamese forces? Both sides shared the same culture and history but the South had the benefit of all that U. S. training and equipment. Tet turned out to be a turning point for both sides. The North decided that they really could win if they just kept at it long enough so, if anything, they doubled down. The U. S. decided it was time to seriously start looking for an exit strategy. The U. S. came up with "Vietnamization" and exited. The South Vietnamese government continued to be corrupt and incompetent. The South Vietnamese military held on for a few more years after the U. S. military left but eventually fell apart in 1975.
And after that it was "lessons learned" time. The main lesson the U. S. military learned was "don't trust politicians". Early on the military was concerned that Vietnam was unwinnable. And there was a lot of tactical interference by the Johnson White House. The U. S. military was never "unleashed" to fight a high intensity conventional war. Everything was negotiated with the politicians and ended up getting watered down. Where to bomb. What areas were "free fire zones" where everything that moved could be shot versus areas where fire had to be withheld for fear of killing or injuring "innocent civilians". And so on. A big problem in Vietnam was telling the combatants from the noncombatants. In a conventional war the combatants (soldiers) wear readily identifiable uniforms and the noncombatants (civilians) don't. In Vietnam everyone dressed alike and gorillas would frequently hide their weapons and blend in with the civilian population. This was very frustrating.
At the same time, the military had no interest in nor any clue how to "win the hearts and minds" of the general Vietnamese population. In World War II a smile and a stick of gum or a cigarette seemed to get the job done. Similar tactics were a complete and utter failure in Vietnam. As a result the military never figured out how to fight the "hearts and minds" battle successfully and bitterly resented being asked to try. So the other main take away of the military was "stay out of anything that looks like it could turn into a guerilla war". A corollary was "don't try to figure out how to successfully prosecute a guerrilla war". Since the military was ultimately unsuccessful in pursuing their strategy of avoiding guerrilla wars the corollary turned out to be extremely expensive.
The take away of the political right was just as simplistic. The U. S. military had been "hamstrung" by invidious left wing politicians (Democrats). If the military had just been unleashed we could have won. I have heard the following piece of idiocy from a generally left leaning acquaintance: "we gave them guns but we withheld the bullets". But over a half a million U. S. troops were on the ground in Vietnam at one point. And fantastic amounts of money were spent on supplies and equipment. A returning vet I talked to while the war was still on said that he routinely carried over a thousand rounds of ammunition while on patrol. WW II Infantry soldiers carried around a tenth of that. The U. S. is famous for very generously supplying material to its army. In Vietnam besides a vary generous ammunition allowance (as much as you can carry), large numbers of helicopters, gun ships, armored vehicles, fighters and bombers, etc. were deployed. The North used soldiers equipped with AK-47s, some machine guns, and a very small number of artillery pieces. They had essentially no air force, armor, or other "heavy" equipment. It's "men" that the North was generous with and that we tend to be stingy with.
If Vietnam is an example of the U. S. being stingy with the number of troops deployed, then consider that both Afghanistan and Iraq saw far fewer U. S. soldiers deployed than Vietnam did. Yet there has only been a modest hew and cry from the right about the force levels of any of these wars. If the U. S. was too stingy in Vietnam then perhaps 750,000 soldiers should have been deployed there. That means that the troop levels should have been tripled in Iraq and raised by a factor of 8 or maybe even 10 in Afghanistan. But in all cases the problem was not with U. S. forces. It was with local forces. I can't see how more U. S. forces fixes the "local forces" problem. Once you have enough U. S. forces to do any and all necessary training (a level exceeded in all three conflicts) any additional troops don't contribute to fixing the real problem.
More generally, the right contends that "if we had only done this (or more of it)" or "if we had only done that (or more of it)" we would have turned things around and won the war. In order to decide if they are right I look at the morale of the North. If there are dips then maybe something could have been done to turn the dips into a real interest in giving up. But throughout the war they took much higher casualties than the South. They suffered many military defeats. Yet morale stayed high even during the period when we had the most troops in country, when Tet happened, when "pick whatever you want" happened. There is no time in the entire 30 year period of the war when there was a serious dip in morale in the North. That's an extremely long and therefore an extremely difficult period of time to maintain morale. But the North did it. This leads me to believe that we were never close to getting them to seriously think about giving up. So no tweak was likely to transform defeat into victory.
I also note that in the early most critical years of both Iraq and Afghanistan the Republicans were in control of the House, the Senate, and the White House. They had ample opportunity to demonstrate then that they had learned the correct lessons from Vietnam. But that's exactly the time period when things went the worst. The "hearts and minds"-esque Arab Awakening happened later. It is one of the few "light at the end of the tunnel" moments that happened during the entire Iraq war. And, as I noted above, "hearts and minds" has never been part of the right's play book for how to do things. I can think of no "light at the end of the tunnel" moment in Afghanistan. "Mission Accomplished" turned out to be a classic "headlight of an oncoming train" moment.
The left has always been leery of military endeavors. War is seen as more of a right wing thing. But the champion of the left, FDR, had been very successful in prosecuting a just war, namely WW II. So at the start of Vietnam the left had to some extent made peace with the concept of a "just war". As Vietnam went on the left shifted into a more anti-war posture because the "just war" argument when applied to Vietnam kept looking weaker and weaker.
There is another thing going on that has been lost in the mists of time. The Johnson administration decided that state "National Guard" units and the "Reserves" ("weekend warrior" forces associated with each service branch) should not be called up. Instead the draft should be used to increase the size of the regular army. The idea was that the Guard and Reserve were full of middle class types who, as a group, had a lot of political clout. Draftees, on the other hand, came from groups with less clout. This calculation turned out to be wrong. It didn't take long for a lot of activity to spring up on college campuses. You could temporarily avoid the draft by qualifying for a "college deferment". In spite of this "dodge" ("draft dodger" was a common slur during this period) anti-war sentiment hardened on college campuses and political power against the war was effectively marshaled. The left then made a bad tactical decision. They decided to blame the soldier. So a soldier in uniform became an unpopular figure. (The right has exaggerated the amount of hostility toward ordinary soldiers for political reasons. But the fact is that most soldiers found it smart to avoid being seen in public in uniform whenever possible.)
All this ended up having large consequences. The modern cycle of wars have involved depending heavily on guard and reserves. Shortly after the Vietnam War ended the draft was effectively abolished. We now have (at least on paper) an "all volunteer army". That was a lesson the politicians learned. Meanwhile, the left decided their "anti-solder" tactic was a bad one. They no longer blame the soldier. In fact, all parts of the political spectrum now celebrate our "heroes". Wearing a uniform now is a good way to get a free beer and a pat on the back. The difference now between the left and the right is that the left follows through on this by trying to improve veterans benefits and create jobs programs targeted at vets while the right seems only interested in cutting the budget for anything other than weapons procurement.
Beyond this I believe there are a number of further lessons that need to be learned. I have characterized the Saigon government as corrupt and incompetent. Unfortunately, the U. S. policy on this was the same before Vietnam. It did not change during Vietnam. And it continues unchanged to this day. It can be summarized by the oft quoted (but never reliably sourced) aphorism that "he may be a son of a bitch but he's our son of a bitch". We picked various people to run the Saigon government based primarily on their political reliability. We then engineered a number of coups. But we focused more on deposing someone that we felt had failed us than in getting someone who was reasonably honest and reasonably competent in to replace him. As a result there was a lot of "churn" in the holder of the top spot in Saigon without a significant improvement in the results.
The U. S. (both the chattering class and the general public) seemed to be surprised over and over that "furriners" notice our meddling and are reluctant to get whole heartedly behind out designated flavor of the month. I note too that the "Commies" seem to be much better at this than we are. I think that a secret of their success is that they pay more attention to competence and honesty (or at least willingness to hew to the party line and not embarrass the boss by the level of thievery on display). The leaders the Soviets put in place in Eastern Europe in the late '40s seemed to have had a good measure of success as indicated by their longevity on the job. And the longest serving head of state is Fidel Castro, even if you assume that his brother Raoul has been running things for the past couple of years. I also note that Fidel is still very popular with the Cuban public.
The lesson learned that seems to be the most problematic is the whole Counterinsurgency thing. Counterinsurgency is the way you successfully fight a guerrilla/asymmetric battle. I blogged about it in more depth in http://sigma5.blogspot.com/2012/03/counterinsurgency.html. Rather than rehash what I said there let me make a few supplemental observations. (1) "hearts and minds" is the core of the problem. You must look at things from the perspective of the locals and adjust your tactics accordingly. (2) It's labor intensive. I believe a "high tech" "modern warfare" approach is doomed to failure. What is actually required is a lot of boots on the ground. (3) Those boots on the ground must understand the local culture. This means speaking the language and having some knowledge of the history and culture of the area and how the local factions work. That takes a lot of work. (4) This sort of thing is not something the military is good at. Their primary mission is generally "kill people and blow things up". Ok, so it's more complicated than that but to a great extent conventional warfare is about killing people (the soldiers in the other army) and blowing things up (bridges, equipment depots, tanks, airplanes, factories, etc.).
If you change the mission of the military so radically that it is not into killing people and blowing things up then you have something that is no longer an army. This kind of thing is best done by non-military assets. The State Department comes immediately to mind. Diplomats are supposed to be good at "hearts and minds" kind of stuff. It's what they do. David Petraeus makes some mention of the State Department role in the "Counterinsurgency Field Manual" authored under his direction. (There is more about this in my "Iraq" blog post, which can be found at http://sigma5.blogspot.com/2012/03/iraq.html.) But the State Department is always much smaller than the Defense Department. It has a budget perhaps a tenth the size and it's political clout within the beltway is also much smaller. Petraeus' thinking, as laid out in the field manual is that the military and the civilians (i.e. State Department) should coordinate to achieve results. He spent little time (it wasn't his responsibility and his target audience was the uniformed military) on how you get enough non-military resources to hold up their end nor what they should be doing. But at least he was all for a substantial civilian role.
A movie called "The Monuments Men" came out recently. It tells the story of a group of WW II U. S. soldiers who were tasked to preserve European cultural artifacts. The government and the armed forces of the period also spent a lot of time and effort on the "civilian administration" problem. Whenever the military won territory it had administrative teams ready to move in and see to the civilian administration of the people who lived and worked in the conquered areas. I have already discussed U. S. efforts along these lines in Vietnam. Contrast that with our efforts in Iraq and Afghanistan. In both cases the idea was that we could pop in and pop out quickly. As with Vietnam, we were just smart enough to go with locals. But, again as with Vietnam, we didn't do very well with the whole "honest and competent" thing.
In Afghanistan we basically backed a faction called the Northern Alliance. The guy running that was named Hamid Karzai. So we let him roll over into running the whole of Afghanistan rather than the parts that the Northern Alliance has traditionally controlled. He has turned out to be modestly competent and wildly corrupt. He has been competent enough to continue to control the Northern Alliance. But he is disliked and distrusted in large parts of the country and corruption out where everybody can see it has been rampant. As I write this Afghanistan is embarking on national elections and Karzai is not running. The early word is that the guy Karzai is supporting is doing badly. I have no idea how this is going to play out.
With Iraq we did an even worse job. Other than getting out of there almost immediately after Sadam was toppled it is hard to figure out what the plan was. Rachel Maddow has done a documentary arguing persuasively that the real reason we went into Iraq was the Oil. (She had previously done another documentary thoroughly documenting why all the official reasons for going in were bunk.) But so far no one has been able to put anything together explaining what the governance plan was for a post-Sadam Iraq. Here's my theory. An Iraqi by the name of Ahmed Chalabi had been very successful knocking around D. C. He was the head of one of the more successful "Iraqis in exile" groups and was liked and trusted in U. S. conservative political circles. So I think the plan was to knock Sadam off and install Chalabi in his place. The problem is that Chalabi was not well liked in Iraq. He never built a substantial political base within the country after the fall of Bagdad. And once Chalbi failed there was no plan B. So things immediately fell apart. Iraq is currently limping along and the U. S. is out (except for the piles of money we shovel in each year).
Now let me circle back to this "Monuments Men" thing. Maddow in her recent documentary points out that the Iraqi Oil Ministry was carefully guarded as soon as we could get soldiers to it. You know what wasn't guarded? All the museums and other culturally important locations. Within days of the fall of Bagdad pretty much every one of them had been ransacked. And it was not like no one thought of this possibility beforehand. Iraq is one of the earliest cradles of human civilization in the world. Scientists were keenly aware of this and the vast number of precious (from both a cultural perspective and from a pure cash money perspective) items these culturally important locations housed. They made a number of approaches to the Bush Administration in the run up to the war. They offered to provide maps, do ride alongs, use local contacts, whatever, in order to assist in securing, preserving, and protecting these locations. All approaches were rebuffed and Iraq's cultural heritage was trashed on a scale that makes the sack of Rome look like a low key frat party. And Iraq was old when Rome was young.
Certainly Iraqis bear responsibility for this. But people remember. Europeans were grateful for the work of the Monuments Men and other efforts to preserve and protect European cultural heritage. In a similar sense Iraqis are ungrateful that we thought so little of their cultural heritage that it ended up way below the Oil Ministry on our priority list. I find it hard to fault the Iraqis for their attitude on this subject.
And this leads me to my final lesson learned. I always look for the level of interest and commitment of the locals in whatever endeavor is contemplated. In Afghanistan we were invading them because we believed they had done a bad thing (hide and shelter al Qaeda). It's not surprising that under those circumstances they failed to greet us as liberators. And this response should have been factored into our calculations. We should have expected to need a large occupying force to straighten things out after the shooting stopped. Instead we went straight to "Mission Accomplished" and on to Iraq.
The story we were sold to justify the Iraq War was that Sadam was such a bad guy that the locals would be happy to see us. They would "greet us as liberators". I never believed that. But it is at least an internally consistent argument. But we needed to allow for the possibility that we were wrong and plan for it. We didn't.
Unfortunately, with Vietnam, Afghanistan, and Iraq things stretched out enough so that a long term perspective became necessary. Here too a key factor for ultimate success is investment by the locals. They have to step up to the plate. This factor was always missing in Vietnam. I did not know then but I know now how important it is. This problem is why I am leery of raising the cry of "democracy". Democracy requires buy in. It requires powerful people to take actions that are detrimental to their short term interests. They don't do that if they don't have a long term commitment to democracy.
It would be nice if we had done a better job of learning the lessons of Vietnam. And at a minimum it would be nice if we had totted up all the costs of not learning the lessons of Vietnam. This would logically lead to a determination to mend our ways. Alas, it looks like we are bound and determined to continue repeating the same old mistakes. A "lessons learned" perspective should make us very careful in our approach to Syria. It should cause us to be less surprised about how the Egyptian situation is playing out. But perversely it should give us optimism about the eventual fate of Egypt.
The bad guys won in Vietnam. But the Soviets were not in a position to exploit their victory for more than a few years. We now have a very cordial relationship with Vietnam. And they seem to be firmly and comfortably in the clutches of the west. But this took a number of stops and starts and many years to achieve. Egypt could easily have to find its way through several crises on a path that eventually leads to a more open and west facing country. I see signs in Egypt that a commitment to democracy is forming among the locals. It's not there yet in sufficient quantities to be effective. Maybe I will turn out to be wrong. In the mean time, however, I see reason for hope.
Wednesday, April 9, 2014
Thursday, March 27, 2014
Foundations of Science
I have written a couple of posts on the most basic questions that surround Science. This is a continuation of the series after a long delay. The last post was http://sigma5.blogspot.com/2011/12/what-is-science.html, a post I made back in 2011. In these previous posts I have argued that you can't prove Science is true using scientific methods. In fact, in the post I link to above I argue that Science is a popularity contest that is scored using peculiar rules. In this post I want to get into areas that are not generally spoken of. These ideas are so foundational that they are accepted without even acknowledging their presence. That makes them critically important. Frequently in these posts I jump into a digression. The digression serves the purpose of setting up what follows. This time around I am going to do the opposite. I am going to state the key items right up front. Then I will spend some time discussing them.
There is a single real world that is external to each of us but shared by all of us.
There are rules that govern how the real world works. At least some of them are discoverable.
The rules that govern the real world all interact with each other in a consistent manner.
Whatever works is right.
Whatever doesn't work is wrong.
There are degrees of wrongness.
The first belief is akin to the "there is only one God" idea in religion.
Science is grounded in observation. If some of us experience a different world (i. e. a world with different rules) then what is observed depends on which group the observer is a member of. Yet Science depends heavily on the concept of "repeatability". Two people, any two people, each of whom does the same experiment are expected to get the same result. In fact, if other scientists are convinced that both people did the experiment correctly but got different results they decide there is a serious problem that needs to be addressed. Now it is sometimes found that one or both did the experiment poorly. Then the next thing to do is do the experiment yet again and try to get it right this time.
If scientists decide that both did the experiment correctly then they start looking for something else to explain the situation. They have found in many cases that "all other things being equal" is not true. There is some influence that has not been properly accounted for. Early experiments to determine "G", the Gravitational constant, ran into this. People would make very precise measurements of how fast things fell. Good experimenters got differing results. This led to small adjustments for altitude. But there were still problems. This led to the idea that the density of the earth differed from place to place. This density difference has since been turned inside out. Geologists now use sensitive gravitational measurements to determine some of the attributes of rock that may be buried way below the surface of the ground. This is one of the tricks in the bag of people who look for oil for a living.
Now this is definitely a belief. It is not a provable proposition. If you find a thousand or a million or a billion examples of everyone seeing the same thing that doesn't mean that there is not some situation just around the corner that will be the exception that disproves the rule. And to some extent this is a self fulfilling prophecy.
In quantum mechanics there is a theory called the "many worlds" theory. (Do not confuse this with the "many worlds" theory in cosmology. It's a different theory that I do not have time to get into.) In quantum mechanics we have all these situations where (to keep things simple) there are two possible outcomes. The "many worlds" theory says that both outcomes actually occur. But the world splits into two copies. In one world the first thing happens. In the other world the second thing happens. We (or at least the copy of "we" that we are following) exist in only one copy of these many worlds. As we look back we see, for instance, the first outcome of the most recent event. And we also see a specific outcome of the previous event. And so on. There is a world in which each possible outcome of each event happened. We see only the world as it is in our "world line" but there are zillions of other world lines in which events resulted in different outcomes.
In this conception of quantum mechanics there are in fact many worlds with a copy of each of us occupying many of them (remember, there may be events that caused us to not come into existence in some of these other world lines). But we can only see the world and the world line we are in. Scientists (and science fiction writers) have spent a lot of time working out detailed "many worlds" theories. No one has come up with proof that the theories are wrong. How could you? But most scientists go about their daily business as if the theories are wrong. And so far they have not come across any evidence that they are right.
Another line of thinking is the "Matrix" (from the popular movie) idea. Maybe the real world looks quite different but we live inside a giant sophisticated computer simulation of the world we see. Again, if the simulation is sophisticated enough and well enough done, there is no way to determine that it is a simulation. Here the proper response is "who cares?" The problem for Science just becomes "what are the rules in the simulated universe?" We can't beat the simulation. Therefore we have no access to the "real" real world. So it does us no good to try to study it. So we might as well stick to trying to figure out the simulated rules in our simulated world. Those are the rules we can use to advantage.
The second belief is one that philosophers have spent a lot of time on. There are systems of philosophy and religion that say "you can't so don't". There are also religious systems that say "the anointed get into heaven no matter what they do and the rest don't get in no matter what they do so why should anyone try to figure things out?" And, if your objective is to get into heaven, then it makes sense to not try if you subscribe to the "anointed" school of religion. But here we are talking about your efforts to achieve salvation in the next world. Most of us spend a lot of time trying to navigate around in the current world. For those science says "Science can be at least of some help".
And Science has a pretty good track record. Science has found out a lot about how the world works. Some scientists believe that all of the rules are discoverable. Some don't. But all scientists believe that there are undiscovered rules that can be discovered. So it doesn't really matter if they can all be discovered or not. As long as there are more rules that are currently undiscovered but haven't yet been discovered there is reason to continue the endeavor.
No scientist believes that all the rules that can be discovered have already been discovered. Nor do they believe that knowing the rules of science allows you to find the correct solution to all problems. There is even a shorthand for this. "Science is about 'what'. Religion/philosophy is about 'why'". Put another way, Science tells you a lot about what is possible but it doesn't tell you which choice among the possible choices is the "right" choice.
The third belief is actually quite a subtle one. Scientists believe that all the rules apply all the time. Now each rule can have a specific range of operation. So most rules don't apply in most situations. They can be effectively ignored. But part of a proper scientific rule is to define what situations it applies to. If a rule is applicable to a particular situation then it must be applied. Put another way, you must look at all the data when trying to create a rule. If you can't say why the rule applies here but doesn't apply there then there is a problem with your rule. This trips nonscientists up all the time. A rule may look perfectly good if you apply it to only a limited number of situations. But if it doesn't apply universally you better have a "whereas" that says in effect "but it doesn't apply in these other situations". Let me give you an example of this sort of thing done right.
Newton said "f=ma". As far as he knew this was a universal rule. But then Einstein came along and said in effect "f=ma + a relativistic correction". And he showed that the relativistic correction was such a tiny number in a lot of "normal world" situations that it could be ignored. Scientists and engineers know where the boundary between "normal world" and "relativistic world" is so they can keep it simple most of the time but fall back to the more complex relativistic methods when they need to.
A more common situation is where someone makes a "bold new" discovery. But no one else can get the method they claim to have used to work. This is common in the world psychic phenomenon. They say essentially "I did this and here's what happened". For instance they find certain people that can identify a card selected at random "at a rate above chance". But others make what appear to be the same test but don't get the "above chance" result. This situation has come up repeatedly. And the same explanation has been made repeatedly: shyness. Apparently the phenomenon is shy. If there are too many "negative vibrations" around the phenomenon goes into hiding. Many scientists have a different explanation: bad experimental procedure.
The same thing happens in more traditionally scientific situations. Check the Wikipedia articles on "N rays" or "cold fusion" for two examples that happened more than 80 years apart. The "shyness" explanation was trotted out in both of these examples. Eventually scientists concluded that the original discoverers just got it wrong.
Now let me move on to my corollaries.
The first one ("whatever works is right") seems obvious and sensible. But scientists have gotten really good at coming up with really weird results. The classic example is photons. People have been studying light for a long time. As I pointed out in my previous post, Newton did some wonderful work and in 1704 published his results in a book whose title rendered in English is "Optics". A lot of good work was done before this and a whole lot was done afterwards. In spite of this no one could decide whether light was composed of waves or particles. That is until Einstein came along in 1905. His answer was "neither". Instead light was composed of things called photons. Photons behave like waves in some situations and particles in other situations.
To a lot of people this was a completely unsatisfactory solution. An answer of "particles" or an answer of "waves" would have been natural and satisfactory. But the fact is that the extremely weird theory of "quantum electrodynamics" (the modern successor to Einstein's original work) does an excellent job of telling us how light will behave in all kinds of situations. QED (the standard shorthand for quantum electrodynamics) works. "Waves" doesn't work. "Particles" doesn't work. And science has now built up a long list of truly weird theories that work. Evolution (which is not actually that weird) works. Quantum Mechanics (actually its modern descendent "The Standard Model") works. Relativity works. The list goes on.
The second corollary ("whatever doesn't work is wrong") also seems obvious and sensible. But in practice it is not. As I just got done pointing out, in the case of light, "waves" doesn't work and "particles" doesn't work. But they are both connected to our day to day experience. Similarly, the Bible as an accurate historical reference doesn't work. Pre-QM atomic theories don't work. What is now called "Newtonian Mechanics" (e.g. "f=ma" and other non-relativistic theories) doesn't work. In some cases the old theory that doesn't work is readily discarded. If it strikes people as weird or unnatural they are happy to let it go.
Most people had no idea what "N rays" were about. They didn't much care when they were "discovered". And they didn't much care when they were debunked. So it was pretty easy to discard the whole "N Ray" theory. And the whole "N Ray" battle was scientists versus scientists. The general public felt it didn't have a dog in the fight. But in the case of the other now discarded theories I mentioned, people had a lot more invested in the old theories. There are large, well funded groups invested in the whole Evolution "debate" so leaving the discredited alternatives behind has turned out to be much harder. But that's why this corollary is so important. Except . . .
There are degrees of wrongness. All scientific theories have problems. The gold standard of scientific theories is "The Standard Model". It is the governing model for particle physics and is generally characterized as "spectacularly successful". It has problems. The biggest and most obvious problem is that no one knows how to reconcile it with Relativity. So it fails the test for perfect scientific theory. In fact there are no known perfect scientific theories. So how do scientists deal with this? The short answer is they fudge. That's why scientific theories are always referred to as "theories". It is always possible that the theory will be modified or even completely replaced by a quite different theory.
Scientists have now had hundreds of years of experience dealing with this issue. And part of that experience is with dealing with theories that are known to be wrong but have proved to be useful anyhow. They try to balance the utility of each theory with the problems its inadequacies can cause. This has resulted in an informal "wrongness" scale:
Best - These are well established theories. Scientists believe that the core of the theory is correct but that some modifications may be needed in the future around the edges. Also, any theory that is in contravention to the core of the theory is easily demonstrated to be wrong. A classic example of this is Evolution. Evolution grew out of problems with all bible based theories. So all bible based theories are known to be wrong. The core of evolution is known to be solid. Some tweaking (the relationship of two species, evolutionary mechanisms, details of the evolutionary record) may need tweaking but the core is solid.
Very good - These are theories that have had a great deal of success. But there are known problems for which no known solution currently exists. A classic example of this is The Standard Model. The relationship of this theory to Relativity is currently a big problem. There are other issues where scientists are not sure they have everything right. Note: Finding the Higgs Boson substantially reduced the problem areas seen with the Standard Model.
Good - The theory works well in a lot of situations but has a number of known problems. Like Very Good theories the core looks solid but here there are a lot more problems around the edges. A classic example of this is Plate Tectonics. This theory solved a lot of problems. It gives us a good way to understand a lot of geology. But there are a number of open problems having to do with how some plate boundaries work. There are a lot of areas where current understanding can best be described as "incomplete". But there are a number of areas where the theory works very well and there is currently no better theory on the horizon.
Ok - Science has had a lot of success with an incremental approach. A bad theory is better than no theory at all. A lot of theories don't work very well. But they work some of the time and the fact that we know where they work and where they have problems is helpful in determining what additional experiments might yield useful information or what problems a new theory might solve. A classis example of this kind of theory is the "Cooper pair" explanation for superconductivity. It works pretty well some of the time and not well at all a lot of the time. Nobody currently has any ideas that seem to work better. No one would be surprised if a new theory came along that was quite different to do a better job of explaining Superconductivity.
Poor - These theories are typically found where scientists really don't have much understanding. A good example of this would be planetary formation. There used to be what appeared to be a good theory. Small "rocky" planets formed close to stars where gasses were boiled off. Gas giants formed further away where it was cooler. Then came all the data on exoplanets from the Kepler spacecraft. It turns out there are all kinds of planets of the wrong kind and size in the wrong places. Scientists have some ideas but mostly it's early days.
Not even wrong - This phrase is attributed to Wolfgang Pauli, the great physicists. In describing ok and poor degrees of wrongness I emphasized that these theories all were useful to the extent that they were helpful in pointing to where a better theory might be found. "Not even wrong" theories are so bad that they just add noise to the situation.
So given all this wrongness why do scientists get so exercised about theories or criticisms from outsiders? Scientists are very aware of how problematic some of their theories are. And they dearly love it when a new better theory comes along. But is generally pretty easy to slot a lot of "new" theory into one of the above categories. Scientists get exercised when a new theory slots into a category that is lower than the one their current favored theory occupies. They also get exercised when a theory is advanced or a criticism is leveled that they have seen before (frequently many times) and have already thoroughly investigated.
The evolution "debate" falls into this category. All of the early scientists that worked on evolution were practicing Christians. They were very familiar with the bible. Where the bible appeared to get it right, those ideas were incorporated in evolution. But in many areas the bible got it wrong. Darwin's "Origin of Species" was first published in 1859. It was immediately criticized. Several new editions were quickly put out that included additional material addressing these criticisms. The sixth edition, the one commonly available now, was published in 1872. It should be shocking how many "new" arguments against evolution are in fact old arguments that Darwin addressed in great detail over a hundred years ago but apparently it is not. But most people who oppose evolution have never bothered to read Darwin or familiarize themselves with subsequent developments. I recently published a post on "Ken Ham Creationism" (http://sigma5.blogspot.com/2014/02/ken-ham-creationism.html). Many of Hams "modern" criticisms of evolution find well supported refutations in Origin, a book that is now over a hundred years old.
Three key unspoken beliefs that all Scientists share
There is a single real world that is external to each of us but shared by all of us.
There are rules that govern how the real world works. At least some of them are discoverable.
The rules that govern the real world all interact with each other in a consistent manner.
Three corollaries to the three beliefs
Whatever works is right.
Whatever doesn't work is wrong.
There are degrees of wrongness.
Discussion
The first belief is akin to the "there is only one God" idea in religion.
Science is grounded in observation. If some of us experience a different world (i. e. a world with different rules) then what is observed depends on which group the observer is a member of. Yet Science depends heavily on the concept of "repeatability". Two people, any two people, each of whom does the same experiment are expected to get the same result. In fact, if other scientists are convinced that both people did the experiment correctly but got different results they decide there is a serious problem that needs to be addressed. Now it is sometimes found that one or both did the experiment poorly. Then the next thing to do is do the experiment yet again and try to get it right this time.
If scientists decide that both did the experiment correctly then they start looking for something else to explain the situation. They have found in many cases that "all other things being equal" is not true. There is some influence that has not been properly accounted for. Early experiments to determine "G", the Gravitational constant, ran into this. People would make very precise measurements of how fast things fell. Good experimenters got differing results. This led to small adjustments for altitude. But there were still problems. This led to the idea that the density of the earth differed from place to place. This density difference has since been turned inside out. Geologists now use sensitive gravitational measurements to determine some of the attributes of rock that may be buried way below the surface of the ground. This is one of the tricks in the bag of people who look for oil for a living.
Now this is definitely a belief. It is not a provable proposition. If you find a thousand or a million or a billion examples of everyone seeing the same thing that doesn't mean that there is not some situation just around the corner that will be the exception that disproves the rule. And to some extent this is a self fulfilling prophecy.
In quantum mechanics there is a theory called the "many worlds" theory. (Do not confuse this with the "many worlds" theory in cosmology. It's a different theory that I do not have time to get into.) In quantum mechanics we have all these situations where (to keep things simple) there are two possible outcomes. The "many worlds" theory says that both outcomes actually occur. But the world splits into two copies. In one world the first thing happens. In the other world the second thing happens. We (or at least the copy of "we" that we are following) exist in only one copy of these many worlds. As we look back we see, for instance, the first outcome of the most recent event. And we also see a specific outcome of the previous event. And so on. There is a world in which each possible outcome of each event happened. We see only the world as it is in our "world line" but there are zillions of other world lines in which events resulted in different outcomes.
In this conception of quantum mechanics there are in fact many worlds with a copy of each of us occupying many of them (remember, there may be events that caused us to not come into existence in some of these other world lines). But we can only see the world and the world line we are in. Scientists (and science fiction writers) have spent a lot of time working out detailed "many worlds" theories. No one has come up with proof that the theories are wrong. How could you? But most scientists go about their daily business as if the theories are wrong. And so far they have not come across any evidence that they are right.
Another line of thinking is the "Matrix" (from the popular movie) idea. Maybe the real world looks quite different but we live inside a giant sophisticated computer simulation of the world we see. Again, if the simulation is sophisticated enough and well enough done, there is no way to determine that it is a simulation. Here the proper response is "who cares?" The problem for Science just becomes "what are the rules in the simulated universe?" We can't beat the simulation. Therefore we have no access to the "real" real world. So it does us no good to try to study it. So we might as well stick to trying to figure out the simulated rules in our simulated world. Those are the rules we can use to advantage.
The second belief is one that philosophers have spent a lot of time on. There are systems of philosophy and religion that say "you can't so don't". There are also religious systems that say "the anointed get into heaven no matter what they do and the rest don't get in no matter what they do so why should anyone try to figure things out?" And, if your objective is to get into heaven, then it makes sense to not try if you subscribe to the "anointed" school of religion. But here we are talking about your efforts to achieve salvation in the next world. Most of us spend a lot of time trying to navigate around in the current world. For those science says "Science can be at least of some help".
And Science has a pretty good track record. Science has found out a lot about how the world works. Some scientists believe that all of the rules are discoverable. Some don't. But all scientists believe that there are undiscovered rules that can be discovered. So it doesn't really matter if they can all be discovered or not. As long as there are more rules that are currently undiscovered but haven't yet been discovered there is reason to continue the endeavor.
No scientist believes that all the rules that can be discovered have already been discovered. Nor do they believe that knowing the rules of science allows you to find the correct solution to all problems. There is even a shorthand for this. "Science is about 'what'. Religion/philosophy is about 'why'". Put another way, Science tells you a lot about what is possible but it doesn't tell you which choice among the possible choices is the "right" choice.
The third belief is actually quite a subtle one. Scientists believe that all the rules apply all the time. Now each rule can have a specific range of operation. So most rules don't apply in most situations. They can be effectively ignored. But part of a proper scientific rule is to define what situations it applies to. If a rule is applicable to a particular situation then it must be applied. Put another way, you must look at all the data when trying to create a rule. If you can't say why the rule applies here but doesn't apply there then there is a problem with your rule. This trips nonscientists up all the time. A rule may look perfectly good if you apply it to only a limited number of situations. But if it doesn't apply universally you better have a "whereas" that says in effect "but it doesn't apply in these other situations". Let me give you an example of this sort of thing done right.
Newton said "f=ma". As far as he knew this was a universal rule. But then Einstein came along and said in effect "f=ma + a relativistic correction". And he showed that the relativistic correction was such a tiny number in a lot of "normal world" situations that it could be ignored. Scientists and engineers know where the boundary between "normal world" and "relativistic world" is so they can keep it simple most of the time but fall back to the more complex relativistic methods when they need to.
A more common situation is where someone makes a "bold new" discovery. But no one else can get the method they claim to have used to work. This is common in the world psychic phenomenon. They say essentially "I did this and here's what happened". For instance they find certain people that can identify a card selected at random "at a rate above chance". But others make what appear to be the same test but don't get the "above chance" result. This situation has come up repeatedly. And the same explanation has been made repeatedly: shyness. Apparently the phenomenon is shy. If there are too many "negative vibrations" around the phenomenon goes into hiding. Many scientists have a different explanation: bad experimental procedure.
The same thing happens in more traditionally scientific situations. Check the Wikipedia articles on "N rays" or "cold fusion" for two examples that happened more than 80 years apart. The "shyness" explanation was trotted out in both of these examples. Eventually scientists concluded that the original discoverers just got it wrong.
Now let me move on to my corollaries.
The first one ("whatever works is right") seems obvious and sensible. But scientists have gotten really good at coming up with really weird results. The classic example is photons. People have been studying light for a long time. As I pointed out in my previous post, Newton did some wonderful work and in 1704 published his results in a book whose title rendered in English is "Optics". A lot of good work was done before this and a whole lot was done afterwards. In spite of this no one could decide whether light was composed of waves or particles. That is until Einstein came along in 1905. His answer was "neither". Instead light was composed of things called photons. Photons behave like waves in some situations and particles in other situations.
To a lot of people this was a completely unsatisfactory solution. An answer of "particles" or an answer of "waves" would have been natural and satisfactory. But the fact is that the extremely weird theory of "quantum electrodynamics" (the modern successor to Einstein's original work) does an excellent job of telling us how light will behave in all kinds of situations. QED (the standard shorthand for quantum electrodynamics) works. "Waves" doesn't work. "Particles" doesn't work. And science has now built up a long list of truly weird theories that work. Evolution (which is not actually that weird) works. Quantum Mechanics (actually its modern descendent "The Standard Model") works. Relativity works. The list goes on.
The second corollary ("whatever doesn't work is wrong") also seems obvious and sensible. But in practice it is not. As I just got done pointing out, in the case of light, "waves" doesn't work and "particles" doesn't work. But they are both connected to our day to day experience. Similarly, the Bible as an accurate historical reference doesn't work. Pre-QM atomic theories don't work. What is now called "Newtonian Mechanics" (e.g. "f=ma" and other non-relativistic theories) doesn't work. In some cases the old theory that doesn't work is readily discarded. If it strikes people as weird or unnatural they are happy to let it go.
Most people had no idea what "N rays" were about. They didn't much care when they were "discovered". And they didn't much care when they were debunked. So it was pretty easy to discard the whole "N Ray" theory. And the whole "N Ray" battle was scientists versus scientists. The general public felt it didn't have a dog in the fight. But in the case of the other now discarded theories I mentioned, people had a lot more invested in the old theories. There are large, well funded groups invested in the whole Evolution "debate" so leaving the discredited alternatives behind has turned out to be much harder. But that's why this corollary is so important. Except . . .
There are degrees of wrongness. All scientific theories have problems. The gold standard of scientific theories is "The Standard Model". It is the governing model for particle physics and is generally characterized as "spectacularly successful". It has problems. The biggest and most obvious problem is that no one knows how to reconcile it with Relativity. So it fails the test for perfect scientific theory. In fact there are no known perfect scientific theories. So how do scientists deal with this? The short answer is they fudge. That's why scientific theories are always referred to as "theories". It is always possible that the theory will be modified or even completely replaced by a quite different theory.
Scientists have now had hundreds of years of experience dealing with this issue. And part of that experience is with dealing with theories that are known to be wrong but have proved to be useful anyhow. They try to balance the utility of each theory with the problems its inadequacies can cause. This has resulted in an informal "wrongness" scale:
Degrees of wrongness
Best - These are well established theories. Scientists believe that the core of the theory is correct but that some modifications may be needed in the future around the edges. Also, any theory that is in contravention to the core of the theory is easily demonstrated to be wrong. A classic example of this is Evolution. Evolution grew out of problems with all bible based theories. So all bible based theories are known to be wrong. The core of evolution is known to be solid. Some tweaking (the relationship of two species, evolutionary mechanisms, details of the evolutionary record) may need tweaking but the core is solid.
Very good - These are theories that have had a great deal of success. But there are known problems for which no known solution currently exists. A classic example of this is The Standard Model. The relationship of this theory to Relativity is currently a big problem. There are other issues where scientists are not sure they have everything right. Note: Finding the Higgs Boson substantially reduced the problem areas seen with the Standard Model.
Good - The theory works well in a lot of situations but has a number of known problems. Like Very Good theories the core looks solid but here there are a lot more problems around the edges. A classic example of this is Plate Tectonics. This theory solved a lot of problems. It gives us a good way to understand a lot of geology. But there are a number of open problems having to do with how some plate boundaries work. There are a lot of areas where current understanding can best be described as "incomplete". But there are a number of areas where the theory works very well and there is currently no better theory on the horizon.
Ok - Science has had a lot of success with an incremental approach. A bad theory is better than no theory at all. A lot of theories don't work very well. But they work some of the time and the fact that we know where they work and where they have problems is helpful in determining what additional experiments might yield useful information or what problems a new theory might solve. A classis example of this kind of theory is the "Cooper pair" explanation for superconductivity. It works pretty well some of the time and not well at all a lot of the time. Nobody currently has any ideas that seem to work better. No one would be surprised if a new theory came along that was quite different to do a better job of explaining Superconductivity.
Poor - These theories are typically found where scientists really don't have much understanding. A good example of this would be planetary formation. There used to be what appeared to be a good theory. Small "rocky" planets formed close to stars where gasses were boiled off. Gas giants formed further away where it was cooler. Then came all the data on exoplanets from the Kepler spacecraft. It turns out there are all kinds of planets of the wrong kind and size in the wrong places. Scientists have some ideas but mostly it's early days.
Not even wrong - This phrase is attributed to Wolfgang Pauli, the great physicists. In describing ok and poor degrees of wrongness I emphasized that these theories all were useful to the extent that they were helpful in pointing to where a better theory might be found. "Not even wrong" theories are so bad that they just add noise to the situation.
So given all this wrongness why do scientists get so exercised about theories or criticisms from outsiders? Scientists are very aware of how problematic some of their theories are. And they dearly love it when a new better theory comes along. But is generally pretty easy to slot a lot of "new" theory into one of the above categories. Scientists get exercised when a new theory slots into a category that is lower than the one their current favored theory occupies. They also get exercised when a theory is advanced or a criticism is leveled that they have seen before (frequently many times) and have already thoroughly investigated.
The evolution "debate" falls into this category. All of the early scientists that worked on evolution were practicing Christians. They were very familiar with the bible. Where the bible appeared to get it right, those ideas were incorporated in evolution. But in many areas the bible got it wrong. Darwin's "Origin of Species" was first published in 1859. It was immediately criticized. Several new editions were quickly put out that included additional material addressing these criticisms. The sixth edition, the one commonly available now, was published in 1872. It should be shocking how many "new" arguments against evolution are in fact old arguments that Darwin addressed in great detail over a hundred years ago but apparently it is not. But most people who oppose evolution have never bothered to read Darwin or familiarize themselves with subsequent developments. I recently published a post on "Ken Ham Creationism" (http://sigma5.blogspot.com/2014/02/ken-ham-creationism.html). Many of Hams "modern" criticisms of evolution find well supported refutations in Origin, a book that is now over a hundred years old.
Friday, March 21, 2014
Fixing healthcare.gov
This is the second post I have done that is in response to material published by Steven Brill. My first post is at http://sigma5.blogspot.com/2013/02/medical-costs.html. Both were published in Time magazine. His more recent article is in the March 10, 2014 issue and is titled "Code Red". Brill is an astute observer of the Health Care industry. But he is not a techie. This did not get in the way of his previous article. With his substantial business background he was able to dissect the hospital business to devastating effect. I recommend both his original story and my analysis of it. And, unfortunately, all of the defects he found then are still with us.
His lack of computer expertise shows in his recent outing. But he still has a lot of useful things to say. So it is a worthwhile endeavor on his part. And don't forget the news environment. Problems with healthcare.gov were wretchedly excessively over covered by all parts of the media. The "it's fixed" story has been covered, although perhaps less than it should have been given the overkill that preceded it. But Brill's story is unique in my experience in that he addresses the "how it got fixed" story. If you are tempted to say "that's not news" then check out any sports section from any paper on any day. Every one is jammed full of "how we won/lost" stories. On to Brill's piece.
The obamacare.gov saga can be broken down into 4 eras. Before October 1 the story was "It will work great from the get go on October 1. Trust me." Era two ran from October 1 through October 17. This was the "It's broken. Nothing serious. We'll have it fixed any minute now." era. The third era (October 17 through December 23) is the one Brill focuses most of his attention on. This is the period when the site transitioned from seriously broken to working well enough for the moment. The fourth era (after December 24) is the modern "It's working in the main. There's more to fix but we have things under control." era.
Brill throws in some "tech talk" tidbits to spice things up but does not get into that much nitty gritty. Instead he puts more focus into a management level perspective. This turns out to be very useful. At a low level all tech projects are different. But at the management level there is a lot of commonality and a lot that can be usefully applied to the next tech project. So let's take a look at what Brill found.
And let me start by picking something out of the middle. I believe it's the most important thing Brill reports. Three rules for behavior were quickly adopted. 1. Meeting are for solving problems. Blame games can be played somewhere else. 2. The ones who should be talking are the ones who know the most, not the ones with the highest rank. 3. We need to stay focused on the most urgent issues.
If you take the opposite of these rules you will have the rules politics are usually played by. But these rules are used over and over to pull big technical projects off successfully. Politics has a big effect in the short run. Technical changes have an even bigger effect in the long run. Political effects tend to cancel each other out fairly quickly. Technical changes tend to change everything and endure. As an aside, it would be nice if the media, particularly the beltway media, stopped reporting everything through the lens of political rules and instead reported things through the lens of technical rules. This change would help fix the mess our national politics are currently in.
The bottom line is that by adopting the above behavior (and some other things) a small team was able to fix the web site in six weeks or less. Brill focuses on the contributions of the small team of techie superstars that the Obama Administration assembled, once they figured out they had a big problem. And, as Brill points out, the Obama people had another big problem that happened to exactly coincide with era number two. This is the time when the government shutdown was in effect. Imagine the hew and cry if the administration had diverted its efforts away from getting the government shutdown ended and had instead focused on the "minor" (certainly how it would have been characterized) problem represented by the web site. I don't think that it is a coincidence that the administration took major action to fix the site immediately after the shutdown crisis was resolved.
If you want lots more details of how the site was fixed, read the article. But let me cherry pick some more. A lot of time has been spent on the "blame the contractors" game. This game has been played all over the place, not just with healthcare.gov. But the first thing Brill reports is that the technical people employed by the site's contractors were not "defensive or hostile". In fact the small team of fixers and the bigger teams of contractor people quickly developed a good working relationship and worked together well. And once the fixers took over management of the project the contractor management also quickly fell into line. In fact one of the contracting companies solved a big administrative problem by putting the fixers on their payroll. This made them kosher with respect to various government rules and regulations. The same turned out to be true of the Obama administration types. No one started playing politics or putting up unnecessary roadblocks. This broad cooperation up and down the line was one of the most important keys to getting the site fixed quickly.
The only administration side management flaw Brill found was that there seemed to be no one individual that was in overall charge. Responsibility was diffuse and it was unclear who was responsible for what. On the other hand, Obama himself comes off very well. Early and often he was asking everyone if things were on track. He was repeatedly reassured that they were. Once the site started failing he held daily meetings to try to get a handle on the situation. And as soon as the shutdown was over he tasked a single individual, the one person in his inner circle who actually had technical expertise, to get 'er fixed. Things immediately started moving quickly from there.
The fixer team consisted of the best. And they had deep and broad expertise in big technology projects. Several were silicone valley heavyweights. The fixer team immediately set out to fix things. Some of this involved hands on work by members of the team like fixing code. But they also applied their hard earned knowledge of how you do this kind of thing. The first thing they did was put together something called a "dashboard". It performs for software what the dashboard in your car does for your car. It tells you what's working and what isn't (e.g. "check engine"). It also tells you things like how fast you are going or, in the case of the web site, how many people are accessing the site. Then their are general health indicators (gas gage, engine temp). In the case of the site things like the access times of the several databases the site depended on. This allowed the team to translate "its broken" into "these specific things are not working right". The more detailed information from the dashboard allowed engineers to investigate specific components looking for specific problems. And that in turn led to specific fixes that made the site work better. To boil it all down, six weeks worth of the right specific fixes resulted in a site that worked pretty well and did all the "needs to be working right now" things correctly.
Now let me back off and apply my technical expertise to fill in some blanks. I'm sure the fix team fixed a lot of stuff. But I suspect that most of the fixes were actually done by the engineers employed by the contractors. One of the fix team observes "these guys want to fix things". I suspect that the problem was not a lack of talent on the part of the contractors. I suspect that the main problem was poor project management. I have been involved in enough IT projects to know from personal experience that any IT project can be screwed up by managing it badly enough. And it doesn't matter what anyone else does. The best management has a good understanding of the technology (in this case web sites and databases) and a good understanding of the business (in this case health insurance). Given enough good will (and time and money) shortcoming in one or both areas can be overcome. In this case the basic technology side did not look that hard to me. But, as I will explain below, the business side was actually a lot harder than it would appear.
Plenty of money was spent on the site. Brill reports the amount was $300 million. That should have been more than enough. One problem that was identified early was that the hardware was inadequate. But that problem was identified almost immediately. Hardware was added in early October, well before the 17th. And more hardware kept being added well into December. It may be that more hardware is still being added.
Now let me provide some broader perspective, perspective that is beyond the scope of the subject matter of Brill's article. I am going to take a quick look at two state sites, Washington and Oregon. Both of these state sites had a simpler task. They only had to deal with the idiosyncrasies of one state. The federal site had to deal with the idiosyncrasies of more than 20 states. Both states are blue states that are in decent shape from a budget perspective. So there presumably was enough money in each case and there were no political roadblocks. But the experience of the two states couldn't be more different.
The Washington site went up on time. It has had a few glitches. But for the most part it has worked from the beginning and worked well. Oregon's site has been a disaster. And it has been a far bigger disaster than the federal site. It never worked at all during the entire October - November time period. The last time I saw any news coverage about the site (a couple of months ago now) reports were that it was still completely broken. Oregon gave up and declared some time in October that they were going to an all manual system. So why the differing outcomes? Well, there were apparently some differences between how each state behaved that turned out to be critical.
Washington decided a couple of years ago that the state systems and databases needed to support the state web site were not up to the task. So they rolled out new modern state systems before October 1. This meant that the interfaces between the state web site and the state systems could be simple and that the state systems would be able to deliver exactly what the state site needed. The web site would not have to "crutch around" inadequacies in the state system. Washington also bid out the web site in the usual manner but was able to provide substantial state supervision "in house". The result, as I said, was a site that worked pretty well pretty much from day one.
As you might expect, Oregon did things differently. I don't know whether Oregon did a major upgrade of their state systems like Washington did. I certainly haven't heard that they did. The other thing Oregon did was outsource pretty much the whole thing including project management to Oracle Corporation. I have a lot of personal experience dealing with Oracle. They have good people and they have bad people. The company I worked for was not big enough to justify always getting the good people so we frequently got the bad people. Oracle missed out on a big business opportunity by so mismanaging a project (an outsourcing as it happens) that we cancelled the project and kept that functionality in house. I don't know anything about the specifics of the Oregon project. I definitely know nothing about who was or was not assigned to the project by Oracle. But I do note that things failed. And they failed spectacularly and in a very public manner.
So how does this relate to the federal project? First, as I noted above, the federal project has to interface with a large number of state systems. That is much more complicated than what Oregon had to pull off. And the federal system always has worked better than the Oregon system, even in those bad old days of early October. The only thing you can say in favor of the Oregon experience is that the site worked so badly that it was easy to decide early on to just scrap it. So the Oregon experience is obviously apt. The task was harder to pull off and easier to screw up that it would appear from the outside. But what does the Washington experience tell us?
Remember the part where I pointed out that the state decided to do a major upgrade to the state systems the web site would depend on. Many of the states that depend on the federal site are southern states. These are states that are generally technology averse and poor. What kind of shape do you think the state systems are in that have to tie into the federal site? My guess is that they are in very poor shape. This means that the federal site would have to have a lot of "crutch around" capability.
Add to this the fact that many of the states depend on the federal site are red states. The GOP has been adamantly opposed to Obamacare. I think the anti-Obamacare vote count in the U.S. House is now up to 50. I pointed out above that it is easy for bad management to mess up IT projects. It is also easy for hostile state governments to put all kinds of road blocks in the way of a successful web site implementation. So the federal site has to deal with the complexity of servicing multiple states. I don't know for sure but it is a good guess that it has to deal with state systems that are more or less inadequate. And it has to deal with state administrations that are hostile to Obamacare, and therefore the web site, for political reasons. Finally, I will note that some states made the decision to not do their own site very late in the game. This meant that the federal site had to be reconfigured to handle these states very late in the game. In short, the federal site had a number of things to contend with that neither Washington (success) nor Oregon (failure) did.
The site should have worked on October 1. It seems apparent in retrospect that the biggest cause was that the project was poorly managed by the Obama administration. One specific cause was that no single individual was in charge of getting the web site right. But, if the site could be fixed in 6 weeks, it wasn't really all that broken. And there were a number of contributing factors. The government shutdown and the long run up to the shutdown were very disruptive. And the knee jerk hostility of Republicans were definitely contributed. As just one example, how much time was spent by senior administration officials trying to move other senior officials through the Senate confirmation process. The time they spent in this necessary but essentially useless task could perhaps been spent doing a better job of managing the web site rollout instead. And it is important to remember that the Oregon experience shows us that it was easier to bungle this process than it appeared.
His lack of computer expertise shows in his recent outing. But he still has a lot of useful things to say. So it is a worthwhile endeavor on his part. And don't forget the news environment. Problems with healthcare.gov were wretchedly excessively over covered by all parts of the media. The "it's fixed" story has been covered, although perhaps less than it should have been given the overkill that preceded it. But Brill's story is unique in my experience in that he addresses the "how it got fixed" story. If you are tempted to say "that's not news" then check out any sports section from any paper on any day. Every one is jammed full of "how we won/lost" stories. On to Brill's piece.
The obamacare.gov saga can be broken down into 4 eras. Before October 1 the story was "It will work great from the get go on October 1. Trust me." Era two ran from October 1 through October 17. This was the "It's broken. Nothing serious. We'll have it fixed any minute now." era. The third era (October 17 through December 23) is the one Brill focuses most of his attention on. This is the period when the site transitioned from seriously broken to working well enough for the moment. The fourth era (after December 24) is the modern "It's working in the main. There's more to fix but we have things under control." era.
Brill throws in some "tech talk" tidbits to spice things up but does not get into that much nitty gritty. Instead he puts more focus into a management level perspective. This turns out to be very useful. At a low level all tech projects are different. But at the management level there is a lot of commonality and a lot that can be usefully applied to the next tech project. So let's take a look at what Brill found.
And let me start by picking something out of the middle. I believe it's the most important thing Brill reports. Three rules for behavior were quickly adopted. 1. Meeting are for solving problems. Blame games can be played somewhere else. 2. The ones who should be talking are the ones who know the most, not the ones with the highest rank. 3. We need to stay focused on the most urgent issues.
If you take the opposite of these rules you will have the rules politics are usually played by. But these rules are used over and over to pull big technical projects off successfully. Politics has a big effect in the short run. Technical changes have an even bigger effect in the long run. Political effects tend to cancel each other out fairly quickly. Technical changes tend to change everything and endure. As an aside, it would be nice if the media, particularly the beltway media, stopped reporting everything through the lens of political rules and instead reported things through the lens of technical rules. This change would help fix the mess our national politics are currently in.
The bottom line is that by adopting the above behavior (and some other things) a small team was able to fix the web site in six weeks or less. Brill focuses on the contributions of the small team of techie superstars that the Obama Administration assembled, once they figured out they had a big problem. And, as Brill points out, the Obama people had another big problem that happened to exactly coincide with era number two. This is the time when the government shutdown was in effect. Imagine the hew and cry if the administration had diverted its efforts away from getting the government shutdown ended and had instead focused on the "minor" (certainly how it would have been characterized) problem represented by the web site. I don't think that it is a coincidence that the administration took major action to fix the site immediately after the shutdown crisis was resolved.
If you want lots more details of how the site was fixed, read the article. But let me cherry pick some more. A lot of time has been spent on the "blame the contractors" game. This game has been played all over the place, not just with healthcare.gov. But the first thing Brill reports is that the technical people employed by the site's contractors were not "defensive or hostile". In fact the small team of fixers and the bigger teams of contractor people quickly developed a good working relationship and worked together well. And once the fixers took over management of the project the contractor management also quickly fell into line. In fact one of the contracting companies solved a big administrative problem by putting the fixers on their payroll. This made them kosher with respect to various government rules and regulations. The same turned out to be true of the Obama administration types. No one started playing politics or putting up unnecessary roadblocks. This broad cooperation up and down the line was one of the most important keys to getting the site fixed quickly.
The only administration side management flaw Brill found was that there seemed to be no one individual that was in overall charge. Responsibility was diffuse and it was unclear who was responsible for what. On the other hand, Obama himself comes off very well. Early and often he was asking everyone if things were on track. He was repeatedly reassured that they were. Once the site started failing he held daily meetings to try to get a handle on the situation. And as soon as the shutdown was over he tasked a single individual, the one person in his inner circle who actually had technical expertise, to get 'er fixed. Things immediately started moving quickly from there.
The fixer team consisted of the best. And they had deep and broad expertise in big technology projects. Several were silicone valley heavyweights. The fixer team immediately set out to fix things. Some of this involved hands on work by members of the team like fixing code. But they also applied their hard earned knowledge of how you do this kind of thing. The first thing they did was put together something called a "dashboard". It performs for software what the dashboard in your car does for your car. It tells you what's working and what isn't (e.g. "check engine"). It also tells you things like how fast you are going or, in the case of the web site, how many people are accessing the site. Then their are general health indicators (gas gage, engine temp). In the case of the site things like the access times of the several databases the site depended on. This allowed the team to translate "its broken" into "these specific things are not working right". The more detailed information from the dashboard allowed engineers to investigate specific components looking for specific problems. And that in turn led to specific fixes that made the site work better. To boil it all down, six weeks worth of the right specific fixes resulted in a site that worked pretty well and did all the "needs to be working right now" things correctly.
Now let me back off and apply my technical expertise to fill in some blanks. I'm sure the fix team fixed a lot of stuff. But I suspect that most of the fixes were actually done by the engineers employed by the contractors. One of the fix team observes "these guys want to fix things". I suspect that the problem was not a lack of talent on the part of the contractors. I suspect that the main problem was poor project management. I have been involved in enough IT projects to know from personal experience that any IT project can be screwed up by managing it badly enough. And it doesn't matter what anyone else does. The best management has a good understanding of the technology (in this case web sites and databases) and a good understanding of the business (in this case health insurance). Given enough good will (and time and money) shortcoming in one or both areas can be overcome. In this case the basic technology side did not look that hard to me. But, as I will explain below, the business side was actually a lot harder than it would appear.
Plenty of money was spent on the site. Brill reports the amount was $300 million. That should have been more than enough. One problem that was identified early was that the hardware was inadequate. But that problem was identified almost immediately. Hardware was added in early October, well before the 17th. And more hardware kept being added well into December. It may be that more hardware is still being added.
Now let me provide some broader perspective, perspective that is beyond the scope of the subject matter of Brill's article. I am going to take a quick look at two state sites, Washington and Oregon. Both of these state sites had a simpler task. They only had to deal with the idiosyncrasies of one state. The federal site had to deal with the idiosyncrasies of more than 20 states. Both states are blue states that are in decent shape from a budget perspective. So there presumably was enough money in each case and there were no political roadblocks. But the experience of the two states couldn't be more different.
The Washington site went up on time. It has had a few glitches. But for the most part it has worked from the beginning and worked well. Oregon's site has been a disaster. And it has been a far bigger disaster than the federal site. It never worked at all during the entire October - November time period. The last time I saw any news coverage about the site (a couple of months ago now) reports were that it was still completely broken. Oregon gave up and declared some time in October that they were going to an all manual system. So why the differing outcomes? Well, there were apparently some differences between how each state behaved that turned out to be critical.
Washington decided a couple of years ago that the state systems and databases needed to support the state web site were not up to the task. So they rolled out new modern state systems before October 1. This meant that the interfaces between the state web site and the state systems could be simple and that the state systems would be able to deliver exactly what the state site needed. The web site would not have to "crutch around" inadequacies in the state system. Washington also bid out the web site in the usual manner but was able to provide substantial state supervision "in house". The result, as I said, was a site that worked pretty well pretty much from day one.
As you might expect, Oregon did things differently. I don't know whether Oregon did a major upgrade of their state systems like Washington did. I certainly haven't heard that they did. The other thing Oregon did was outsource pretty much the whole thing including project management to Oracle Corporation. I have a lot of personal experience dealing with Oracle. They have good people and they have bad people. The company I worked for was not big enough to justify always getting the good people so we frequently got the bad people. Oracle missed out on a big business opportunity by so mismanaging a project (an outsourcing as it happens) that we cancelled the project and kept that functionality in house. I don't know anything about the specifics of the Oregon project. I definitely know nothing about who was or was not assigned to the project by Oracle. But I do note that things failed. And they failed spectacularly and in a very public manner.
So how does this relate to the federal project? First, as I noted above, the federal project has to interface with a large number of state systems. That is much more complicated than what Oregon had to pull off. And the federal system always has worked better than the Oregon system, even in those bad old days of early October. The only thing you can say in favor of the Oregon experience is that the site worked so badly that it was easy to decide early on to just scrap it. So the Oregon experience is obviously apt. The task was harder to pull off and easier to screw up that it would appear from the outside. But what does the Washington experience tell us?
Remember the part where I pointed out that the state decided to do a major upgrade to the state systems the web site would depend on. Many of the states that depend on the federal site are southern states. These are states that are generally technology averse and poor. What kind of shape do you think the state systems are in that have to tie into the federal site? My guess is that they are in very poor shape. This means that the federal site would have to have a lot of "crutch around" capability.
Add to this the fact that many of the states depend on the federal site are red states. The GOP has been adamantly opposed to Obamacare. I think the anti-Obamacare vote count in the U.S. House is now up to 50. I pointed out above that it is easy for bad management to mess up IT projects. It is also easy for hostile state governments to put all kinds of road blocks in the way of a successful web site implementation. So the federal site has to deal with the complexity of servicing multiple states. I don't know for sure but it is a good guess that it has to deal with state systems that are more or less inadequate. And it has to deal with state administrations that are hostile to Obamacare, and therefore the web site, for political reasons. Finally, I will note that some states made the decision to not do their own site very late in the game. This meant that the federal site had to be reconfigured to handle these states very late in the game. In short, the federal site had a number of things to contend with that neither Washington (success) nor Oregon (failure) did.
The site should have worked on October 1. It seems apparent in retrospect that the biggest cause was that the project was poorly managed by the Obama administration. One specific cause was that no single individual was in charge of getting the web site right. But, if the site could be fixed in 6 weeks, it wasn't really all that broken. And there were a number of contributing factors. The government shutdown and the long run up to the shutdown were very disruptive. And the knee jerk hostility of Republicans were definitely contributed. As just one example, how much time was spent by senior administration officials trying to move other senior officials through the Senate confirmation process. The time they spent in this necessary but essentially useless task could perhaps been spent doing a better job of managing the web site rollout instead. And it is important to remember that the Oregon experience shows us that it was easier to bungle this process than it appeared.
Wednesday, March 5, 2014
Caller ID is sick and getting sciker
Caller ID is a relatively new technology. It only dates back to the '90s. Caller ID was not possible until telephone switching equipment became computerized. If you look at old black and white crime movies you will see what it used to take to "trace" a call. You literally had to have people standing by at telephone "central offices", buildings full of complex electromechanical equipment. When he got the signal the technician would literally look at the equipment to follow the path of the telephone call. According to dialog in these old movies it typically took a minimum of two minutes to trace a call. And tracing was only possible if it was a local call.
The advent of computerized telephone equipment changed all this. First the industry had to change over to computer control of the telephone equipment. Then standardized methodology for doing a trace had to be developed. Finally a method of passing the trace information to a customer's phone had to be developed. But all that eventually happened. And when caller ID first rolled out it was very cool. A little display on your phone would show you the name and phone number of the caller. Back not so long ago this little trick seemed totally awesome. Now in the era of smart phones and Skype it doesn't seem like a big deal.
And it turns out that caller ID depends on a technology that is rapidly disappearing, the phone book. It took me a while to figure out that this connection existed but it does. I have a phone book but I believe it is now about three years old. (The phone company has stopped dropping a new one off every year.) Phone books used to be a cash cow. You got a set of "white pages", which cost the phone company a bundle of money to produce. But in exchange you also got a set of "yellow pages". And not so long ago yellow pages were a very effective method of advertising. So businesses signed up and paid through the nose to be prominently featured. And they frequently had to buy multiple ads to cover all of what we now call "search terms". You would want your pizza joint listed under "Pizza" and "Restaurant", for instance.
But it is now easier and more effective to do a search, on your computer (if you are an old fart like me), or on your smart phone (if you are not). So the value of putting an ad in the yellow pages has plummeted. And most businesses have figured that out. You are far better off putting your money into Google "adwords" instead. And with the plunge in revenue from yellow pages has come a plunge in interest in complete and accurate white pages by the phone companies. And that, in turn has become a problem for caller ID.
I am new to caller ID. First I didn't have a phone that would display caller ID information. Then it didn't seem worth the trouble. Finally I got fed up with all the nuisance phone calls I was getting. So I bit and got caller ID. I am looking at it with fresh eyes compared to someone who has had it for some time. And my conclusion is that it doesn't work nearly as well as it should. And it looks to me like the situation is only going to continue to get worse. So what's the problem?
Well, technically caller ID works just fine. Every single time the phone rings a "caller ID" informational display pops up on my phone. But the actual information is not very informative a lot of the time. The obvious problem is with "blocked" calls. A provision was put into the regulations that allowed a caller to block caller ID. The justification was to protect the privacy of single women living alone. But as far as I can tell anyone can have caller ID blocked.
This is actually a far smaller problem than you would expect. Most women have found that blocking caller ID is more trouble than it is worth so they don't bother. So I only occasionally see a "blocked" message come up on my display. It turns out their are better methods for hiding your identity. And I have trained the one person I know who has caller ID blocked to enter an "unblock caller ID for this call" code before she calls me. So "blocked" calls are not much of a problem. And to the extent this is a problem the impact is going down because fewer and fewer callers have blocking turned on.
There is a technical term for a much bigger problem with caller ID. The term is "spoofing". Spoofing covers any situation where the number shown is not the actual number of the calling phone. You would think that spoofing would be limited to spies and crooks. But it is actually in widespread use by many companies large and small. An obvious example is an "800" number. Free to the caller long distance has been around for a long time now. I even know of a situation where an individual had children scattered across the country. In order to encourage them to call home he got a personal 800 number. It cost little and had the desired result of causing his children to call home more often.
He was happy with the result (this was several years ago) but cost of long distance has dropped so much it would hardly be worth the trouble now. So what's the point? The point is that no phone line is ever actually assigned an 800 number. The 800 number is an "overlay". Some computer somewhere in the phone network replaces the 800 number you dial with an actual phone number. The call is completed to this normal number, which you never see. But many calls I get from companies show an 800 number on the caller ID display. Any time I see an 800 number I know the call has been spoofed.
Now this is not necessarily a problem. In most cases if I call the 800 number I will get the company that called me. So this example of spoofing is harmless. The problem is that the "name" part of the caller ID display often does not show the name of the company. It often dumbly duplicates the same 800 number shown on the "number" line. So I don't know who's calling me without answering the phone. This even happened to me with a call from Bank of America. You'd think they would want me to know it was them calling.
So, to recapitulate, phone numbers are frequently spoofed by businesses. And I have even seen it done by very small businesses. And the number displayed is often an 800 number. That can be justified on the basis that it can make it more convenient for me, the customer, to get back to the company in question. But the point is that spoofing is common. So in many cases you can't trust the number caller ID displays. I know that I am being spoofed when I see an 800 number on the display. So I know a large number of caller ID displays are showing spoofed numbers. Do I know that the other numbers I see displayed are the number of the caller? No. It is possible (and likely in the case of the frequent "marketing" calls I get) that other numbers are being spoofed too. It's just that I can't immediately tell that this is happening.
So there is a big problem with spoofing the caller's number. There is an even bigger problem with the other piece of information caller ID is supposed to give you. There is frequently no name in the "name" field. I indicated above that my call from Bank of America just repeated the 800 number rather than saying "Bank of America". This is a particularly bad idea on their part. Over the years I have received many calls from "Rachel from cardholder services". I even wrote a blog post about it (see http://sigma5.blogspot.com/2012/02/rachel-from-cardholder-services.html). Rachel fronts for a scammer that wants me to switch to a different credit card. You would think that Bank of America would want to do everything they could to discourage this. But their legitimate call to me looked very much like a "scam" call.
So I see a lot of calls where the "name" field just repeats the information in the "number" field. This seems to happen most frequently with calls from businesses. But, since I no longer answer calls when I can't figure out who the caller is I don't really know. So repeating the number in the "name" field is a problem. But there is another problem with the information in the "name" field.
Frequently it contains just a "City ST" combination. I recently was called from "Rochester NY", for instance. I have received a number of calls from "Albuquerque NM" in the past few weeks. Apparently I have a fan base spread all across the country. Many of these calls are apparently from places where I know I don't know anyone. So it is easy to ignore those calls. But sometimes I bite and answer the phone. The "City ST" combination happens to match that of a distant friend or relative. So it might be a call from them. But when I do bite and answer it has often turned out to be a scam/marketing call. But not always.
Cell phones (or "mobile" phones, as most of the rest of the world calls them) routinely pop up with this same "City ST" type of display in the "name" field. In fact, I have never gotten a call from a cell phone where the person's name popped up. As far as I can tell cell providers never register a name for a cell phone number. I recently got my mother a prepaid phone. You can register them. When you do you provide the usual contact information. But in this case I could not change the name from "MOBILE USER" to that of my mother. Now the company involved (it was an AT&T "go phone") certainly knew my mother's address from the contact information I filled in on her behalf. They even would have had an email address except my mother doesn't have an email account. But they literally made it impossible to change the name on the account.
And this is where the death of white pages ties in. It is no longer important to have a phone book to look numbers up in. In fact, it is of decreasing importance to be able to look a person's number up online. So apparently cell phone companies have decided as a matter of policy to not publish name and address information for cell phones. And the world is increasingly going mobile. The number of people who only have a mobile is growing. Kids do it. But I know a number of budget challenged adults who have given up their land line to save money. They all feel that going "mobile only" is feasible but going "landline only" is not. My guess is that caller ID gets the name information from public directories (the online version of white pages). But more and more phone numbers are not listed in any public directories. So the percentage of the time that the "name" field in a caller ID entry has useful information is low and dropping and this makes caller ID less useful. The situation has gotten so bad that it is apparently cutting into the ability of the NSA to spy on us. A recent story (http://gizmodo.com/want-to-avoid-the-nsa-use-a-cell-phone-1518318611) reports that cell phones are giving the NSA fits.
My recent experience getting a prepaid phone for my mother allowed me to answer the burning question "are burner phones for real?" As anyone who has seen a cop show or a thriller recently knows, there is something called a "burner phone". It is a phone that can't be traced back to the user. And, since it is cheap and untraceable, it can be "burned" (thrown away) at any time. Lots of things that show up in entertainment pieces are fiction. It is way harder to crack encryption than the movies and TV lead you to believe. But it turns out that everything they say about burner phones is true. I bought my mother's phone at a drug store for cash. I put money into it using a credit card. So, with a little effort my mother's phone could be tracked back to me because I used my credit card. But I could have bought a prepaid card for cash and loaded money into the phone that way.
All the company wants is their money. If you buy the phone (for cash) and load money into the phone (say with a prepaid card bought with cash) then they get their money. So they don't care who you are or what you use the phone for. And that's a problem for the NSA. And its a problem for people like me who want to screen out nuisance calls using caller ID. The laws and regulations make all this legal. They could be changed. But the phone companies (and other businesses) are doing just fine with things as they are. So their lobbyists will make sure that the laws and regulations stay the way they are.
The advent of computerized telephone equipment changed all this. First the industry had to change over to computer control of the telephone equipment. Then standardized methodology for doing a trace had to be developed. Finally a method of passing the trace information to a customer's phone had to be developed. But all that eventually happened. And when caller ID first rolled out it was very cool. A little display on your phone would show you the name and phone number of the caller. Back not so long ago this little trick seemed totally awesome. Now in the era of smart phones and Skype it doesn't seem like a big deal.
And it turns out that caller ID depends on a technology that is rapidly disappearing, the phone book. It took me a while to figure out that this connection existed but it does. I have a phone book but I believe it is now about three years old. (The phone company has stopped dropping a new one off every year.) Phone books used to be a cash cow. You got a set of "white pages", which cost the phone company a bundle of money to produce. But in exchange you also got a set of "yellow pages". And not so long ago yellow pages were a very effective method of advertising. So businesses signed up and paid through the nose to be prominently featured. And they frequently had to buy multiple ads to cover all of what we now call "search terms". You would want your pizza joint listed under "Pizza" and "Restaurant", for instance.
But it is now easier and more effective to do a search, on your computer (if you are an old fart like me), or on your smart phone (if you are not). So the value of putting an ad in the yellow pages has plummeted. And most businesses have figured that out. You are far better off putting your money into Google "adwords" instead. And with the plunge in revenue from yellow pages has come a plunge in interest in complete and accurate white pages by the phone companies. And that, in turn has become a problem for caller ID.
I am new to caller ID. First I didn't have a phone that would display caller ID information. Then it didn't seem worth the trouble. Finally I got fed up with all the nuisance phone calls I was getting. So I bit and got caller ID. I am looking at it with fresh eyes compared to someone who has had it for some time. And my conclusion is that it doesn't work nearly as well as it should. And it looks to me like the situation is only going to continue to get worse. So what's the problem?
Well, technically caller ID works just fine. Every single time the phone rings a "caller ID" informational display pops up on my phone. But the actual information is not very informative a lot of the time. The obvious problem is with "blocked" calls. A provision was put into the regulations that allowed a caller to block caller ID. The justification was to protect the privacy of single women living alone. But as far as I can tell anyone can have caller ID blocked.
This is actually a far smaller problem than you would expect. Most women have found that blocking caller ID is more trouble than it is worth so they don't bother. So I only occasionally see a "blocked" message come up on my display. It turns out their are better methods for hiding your identity. And I have trained the one person I know who has caller ID blocked to enter an "unblock caller ID for this call" code before she calls me. So "blocked" calls are not much of a problem. And to the extent this is a problem the impact is going down because fewer and fewer callers have blocking turned on.
There is a technical term for a much bigger problem with caller ID. The term is "spoofing". Spoofing covers any situation where the number shown is not the actual number of the calling phone. You would think that spoofing would be limited to spies and crooks. But it is actually in widespread use by many companies large and small. An obvious example is an "800" number. Free to the caller long distance has been around for a long time now. I even know of a situation where an individual had children scattered across the country. In order to encourage them to call home he got a personal 800 number. It cost little and had the desired result of causing his children to call home more often.
He was happy with the result (this was several years ago) but cost of long distance has dropped so much it would hardly be worth the trouble now. So what's the point? The point is that no phone line is ever actually assigned an 800 number. The 800 number is an "overlay". Some computer somewhere in the phone network replaces the 800 number you dial with an actual phone number. The call is completed to this normal number, which you never see. But many calls I get from companies show an 800 number on the caller ID display. Any time I see an 800 number I know the call has been spoofed.
Now this is not necessarily a problem. In most cases if I call the 800 number I will get the company that called me. So this example of spoofing is harmless. The problem is that the "name" part of the caller ID display often does not show the name of the company. It often dumbly duplicates the same 800 number shown on the "number" line. So I don't know who's calling me without answering the phone. This even happened to me with a call from Bank of America. You'd think they would want me to know it was them calling.
So, to recapitulate, phone numbers are frequently spoofed by businesses. And I have even seen it done by very small businesses. And the number displayed is often an 800 number. That can be justified on the basis that it can make it more convenient for me, the customer, to get back to the company in question. But the point is that spoofing is common. So in many cases you can't trust the number caller ID displays. I know that I am being spoofed when I see an 800 number on the display. So I know a large number of caller ID displays are showing spoofed numbers. Do I know that the other numbers I see displayed are the number of the caller? No. It is possible (and likely in the case of the frequent "marketing" calls I get) that other numbers are being spoofed too. It's just that I can't immediately tell that this is happening.
So there is a big problem with spoofing the caller's number. There is an even bigger problem with the other piece of information caller ID is supposed to give you. There is frequently no name in the "name" field. I indicated above that my call from Bank of America just repeated the 800 number rather than saying "Bank of America". This is a particularly bad idea on their part. Over the years I have received many calls from "Rachel from cardholder services". I even wrote a blog post about it (see http://sigma5.blogspot.com/2012/02/rachel-from-cardholder-services.html). Rachel fronts for a scammer that wants me to switch to a different credit card. You would think that Bank of America would want to do everything they could to discourage this. But their legitimate call to me looked very much like a "scam" call.
So I see a lot of calls where the "name" field just repeats the information in the "number" field. This seems to happen most frequently with calls from businesses. But, since I no longer answer calls when I can't figure out who the caller is I don't really know. So repeating the number in the "name" field is a problem. But there is another problem with the information in the "name" field.
Frequently it contains just a "City ST" combination. I recently was called from "Rochester NY", for instance. I have received a number of calls from "Albuquerque NM" in the past few weeks. Apparently I have a fan base spread all across the country. Many of these calls are apparently from places where I know I don't know anyone. So it is easy to ignore those calls. But sometimes I bite and answer the phone. The "City ST" combination happens to match that of a distant friend or relative. So it might be a call from them. But when I do bite and answer it has often turned out to be a scam/marketing call. But not always.
Cell phones (or "mobile" phones, as most of the rest of the world calls them) routinely pop up with this same "City ST" type of display in the "name" field. In fact, I have never gotten a call from a cell phone where the person's name popped up. As far as I can tell cell providers never register a name for a cell phone number. I recently got my mother a prepaid phone. You can register them. When you do you provide the usual contact information. But in this case I could not change the name from "MOBILE USER" to that of my mother. Now the company involved (it was an AT&T "go phone") certainly knew my mother's address from the contact information I filled in on her behalf. They even would have had an email address except my mother doesn't have an email account. But they literally made it impossible to change the name on the account.
And this is where the death of white pages ties in. It is no longer important to have a phone book to look numbers up in. In fact, it is of decreasing importance to be able to look a person's number up online. So apparently cell phone companies have decided as a matter of policy to not publish name and address information for cell phones. And the world is increasingly going mobile. The number of people who only have a mobile is growing. Kids do it. But I know a number of budget challenged adults who have given up their land line to save money. They all feel that going "mobile only" is feasible but going "landline only" is not. My guess is that caller ID gets the name information from public directories (the online version of white pages). But more and more phone numbers are not listed in any public directories. So the percentage of the time that the "name" field in a caller ID entry has useful information is low and dropping and this makes caller ID less useful. The situation has gotten so bad that it is apparently cutting into the ability of the NSA to spy on us. A recent story (http://gizmodo.com/want-to-avoid-the-nsa-use-a-cell-phone-1518318611) reports that cell phones are giving the NSA fits.
My recent experience getting a prepaid phone for my mother allowed me to answer the burning question "are burner phones for real?" As anyone who has seen a cop show or a thriller recently knows, there is something called a "burner phone". It is a phone that can't be traced back to the user. And, since it is cheap and untraceable, it can be "burned" (thrown away) at any time. Lots of things that show up in entertainment pieces are fiction. It is way harder to crack encryption than the movies and TV lead you to believe. But it turns out that everything they say about burner phones is true. I bought my mother's phone at a drug store for cash. I put money into it using a credit card. So, with a little effort my mother's phone could be tracked back to me because I used my credit card. But I could have bought a prepaid card for cash and loaded money into the phone that way.
All the company wants is their money. If you buy the phone (for cash) and load money into the phone (say with a prepaid card bought with cash) then they get their money. So they don't care who you are or what you use the phone for. And that's a problem for the NSA. And its a problem for people like me who want to screen out nuisance calls using caller ID. The laws and regulations make all this legal. They could be changed. But the phone companies (and other businesses) are doing just fine with things as they are. So their lobbyists will make sure that the laws and regulations stay the way they are.
Saturday, February 15, 2014
Ken Ham Creationism
On February 4, 2014 an uncommon thing happened. There was a debate between a creationist and an evolutionist. Any regular reader of this blog will know that I come down on the evolution side of the debate. But instead of trying to rehash the debate I want to spend some time on the version of creationism propounded by Mr. Ham. I know nothing about Mr. Ham's beliefs outside of what he had to say at this event so if he has contradicted himself in other forums I am not there to trip him up. I will, after I have laid out Mr. Ham's vision, make some observations. But these will not be from the Evolutionist perspective. Instead I want to give fellow Creationists some things to think about. But, wait for it, before I get to all that let me take a moment to make some remarks on the event.
The Event
The event took place at the Creation Museum in Petersburg Kentucky. It was between Ken Ham representing the creationist perspective and Bill Nye representing the evolutionist perspective. The whole debate is available on You Tube at https://www.youtube.com/watch?v=z6kgvhG3AkI. The video runs about two hours and forty-five minutes. But this includes about 13 minutes of "countdown clock" on the front and about two minutes of filler on the back. So the actual event ran about two and a half hours. Each participant got a five minute opening statement and a short time later a thirty minute segment to make his argument at greater length. The rest of the event consisted of short (two minutes or less) back and forth segments in a number of formats.
There was no formal declaration of who won. Since both participants left some of the arguments of their opponents unchallenged technically it is possible to declare either the winner. The debate was moderated by Tom Foreman of CNN. Both debaters represented their respective sides well and comported themselves in a civil manner. So there was no shouting, interrupting, name calling, etc. They also each demonstrated a respect for the other person and their positions and beliefs. So who are they?
Ken Ham is the CEO of Answers in Genesis, which runs the identically named web site and the Creation Museum. Bill Nye is well known for his "Bill Nye the Science Guy" TV show and his many activities promoting science literacy.
Ken Ham Creationism
As I indicated above, rather than trying to pick apart Mr. Ham's position I am going to lay it out as clearly as I can. One thing I want to give Mr. Ham a lot of credit for is that he has a single reasonably well developed theory. One problem scientists have in dealing with creationists is that it is hard to pin them down as a group to just one version. I will go into this in more detail in the Analysis section. If you are looking for a Evolutionist perspective on Mr. Ham's thinking I suggest you listen to what Mr. Nye had to say in the debate and what he and others have had to say elsewhere.
I will try to stick as closely as I can to what Mr. Ham said or to slides he presented at the debate. I have not (with a single exception noted below) gone out looking for what Mr. Ham has had to say in other places or at other times. Besides quoting Mr. Ham or his slides I will try to provide a "time hack" to where they occur in the show. Frequently the time hack points to a few seconds before the quote or to where the slide is displayed. I am not that good at navigating my way around in the video so I am trying to look out for others who are similarly challenged.
An overview of Mr. Ham's argument can be found in a slide at 53:41. The history of the world can be broken into "The Seven C's of History". They are "Creation" (Genesis), "Corruption" (original sin), "Catastrophe" (Noah's flood), "Confusion" (the tower of Babel), "Christ" (his birth), "Cross" (his crucifixion), and "Consummation" (the second coming). He also pairs them up. Creation is paired with Consummation. Corruption is paired with Crucifixion. Catastrophe is paired with Christ. (Confusion remains unpaired.)
If this sounds straight out of the bible, that's because it is. At 43:15 he refers to "the creation model based on the bible". At 50:40 he says "At the Creation Museum we are only too willing to admit our beliefs based on the bible.". He makes the same point over and over. His starting point is the bible. He believes the bible to be the word of god and to be an unimpeachable source of truth when it comes to the historical record. At 36:10 he says "My starting point is that god is the ultimate authority" and that the bible is the word of god. (But see his position on what parts of the bible are literally true below).
At 51:25 he gives an extended description of his beliefs: "Let me further go on and define 'creation' as we use it. By 'creation' we mean here at Answers in Genesis and the Creation Museum, we mean the account based on the bible. Yes I take Genesis as the literal history as Jesus did. And here at the Creation Museum we walk people through that history. We walk them through creation, where god made Adam and Eve, land animal kind, sea creatures and so on, and then sin and death entered the world so there was no death before sin. That means how can you have billions of dead things before man sinned? And the catastrophe of Noah's flood. If there was a global flood you'd expect to find billions of dead things buried in rock layers laid down by water all over the earth. Had to say that because a lot of our supporters would want me to. And what do you find? Billions of dead things buried in rock layers laid down by water all over the earth. Confusion, the tower of Babel. God gave different languages so you get different people groups. So this is the geological, astrological, anthropological, biological history as recorded in the bible. So this is concerning what happened in the past that explains the present. And then of course that god's son stepped into history to be Jesus Christ the god/man to die on the cross, be raised from the dead. And one day is going to be a new heaven and a new earth to come."
With a summary description of Mr. Ham's beliefs under out belts, let me get more specific. And to keep things understandable I am going to lay out a time line. And to keep things simple there is going to be some rounding. Mr. Ham believes that the earth was created in 4004 BC. That makes the earth a little over 6,000 years old. But we are going to stick with round numbers and call it 6,000 years. Further, Mr. Ham breaks this 6,000 years down into three 2,000 (again roughly) year periods. Period 1 runs from Genesis to Abraham. Period 2 runs from Abraham to Jesus, and period 3 runs from Jesus to the present.
Mr. Ham presents a handy "World History Timeline" diagram at 1:30:11. But it does not have a usable scale on it. At 1:30:00 he says "From Adam to Abraham you got 2,000 years. From Abraham to Christ - 2,000. From Christ to the present - 2,000 years". This presents a bit of a problem because the discussion of when things happened does not make reference to Abraham. Rather it makes reference to the Noah flood. When did this take place? The issue is not covered by Mr. Ham. Bill Nye says several times that from the flood to the present is 4,000 years. But that's Nye's characterization of Ham's position. The best I could do was to search the Answers in Genesis web site. At http://www.answersingenesis.org/articles/2012/03/09/feedback-timeline-for-the-flood I found a calculation. That calculation places the flood at 2,348 BC. This would put it 348 years before Abraham. I am going to call that close enough and stick with the 2,000 - 2,000 - 2,000 timeline to keep things simple. This puts everyone in sync with a common time line for a 6,000 year old earth. With that out of the way, let me get back to the time line.
days 1-6 - God does his "let there be light" thing. At 28:50 Mr. Ham says "God created the world in six twenty-four hour days, just as recorded in Genesis". He also says at 1:30:00 "Adam was made on day six." At the end of this we have the world (heaven and earth, plants and animals, Adam and Eve) all created. Adam and Eve are in the Garden of Eden and there is no death because original sin has not yet happened. (See the "millions of years" discussion below for more on this subject.)
A short time later - All the "Garden of Eden" activity happens. The original sin has been committed so that death enters the world.
2,000 BC (roughly - see above) - The Noah flood happens. Millions of animals are wiped out thus populating the earth with lots of fossils of dead things. Some "kinds" (see the "kinds" discussion below to understand why the word is quoted) are wiped out, presumably including dinosaur species.
1 AD (or maybe 1 BC, I'm not sure exactly how this works ) - Jesus Christ is born.
32 AD - Jesus Christ dies on the cross.
2,000 AD (roughly) the present.
later - the second coming
So that, in summary is his timeline.
Discussion
Here I am going to go into some issues. I am going to start with issues Mr. Ham spent some time going into.
Kinds
This is an effort to address the "but there are millions of species - they wouldn't all fit on the ark" argument. Mr. Ham's response is that there is something called a "kind". It is a kind of super-species with respect to the scientific understanding of "species". He says at 36:40 "I would say that the 'kind' in Genesis I is really more at the 'family' [a scientific term having a specific meaning] level of classification. For instance, there is one dog 'kind'. There is one cat 'kind'. Even though you have different genera [again a scientific term with a specific meaning], different species [again a scientific term . . .]. That would mean by the way you don't need anywhere near the number of animals on the ark as people think. You don't need all the species of dogs, just two, not all the species of cats, just two." At 43:00 he says "you don't see one 'kind' changing to another".
This gets him out of trouble in a couple of different ways. First, it helps with the "how do you fit everyone on the ark" problem. After some more discussion he says at 1:41:35 "In fact . . . probably less than actually a thousand 'kind's were on Noah's ark".
Second, it gets him somewhat our of trouble with the "millions of species" problem. He allows changes within kinds. You can make lots of different dogs as long as you stay within the dog kind. Or specifically finches, and more specifically Darwin's finches. Ham agrees that Darwin found several different types of finches in the Galapagos Islands. But that's ok because they are all the same "kind" and differentiation within a "kind" is ok. At 38:40 he says "Actually, when it comes to finches, we actually would agree as creationists that different finch species came from a common ancestor."
At 40:07 he shows a divergence diagram that is similar in structure (on purpose) to standard scientific divergence diagrams. These are also often referred to as "tree diagrams". At the bottom you have a single line representing perhaps a single species. It splits as it moves up the diagram as other species (or whatever) come into existence. In some cases a line ends. This is where a species (or whatever) dies off. Ham's diagrams are two trees stacked on top of each other. The idea is that we have the usual splitting. Then Noah's flood happens killing lots of things off. Then a few branches representing animals saved by the ark continue on upward. There is more splitting and some additional die off as we reach the present at the top of the diagram. He even has one diagram at 40:36 where a kind of dinosaur is shown completely dying off.
The only hard and fast rule for all this is no breach of "kind" boundaries. Or, as Mr. Ham puts it at 40:30 "dogs will always be dogs, finches will always be finches". At 43:35 he says "Now we don't deny the change. You see that. You see different species of finches. You see different species of dogs."
millions of years
As I have indicated, Mr. Ham believes that the world is 6,000 (in round numbers) years old. But according to Mr. Ham others, and in particular other Christians, believe that the earth is at least "millions and millions" of years old. Mr. Ham devotes a significant period of time to this at 1:32:40. "Yah there are a lot of Christians out there that believe in millions and millions of years. But I'd say they have a problem. I'm not saying they're not Christian but, because salvation is conditioned upon faith in Christ not the age of the earth, but there's an inconsistency. What the bible teaches, if you believe in millions and millions of years you've got death and bloodshed, suffering, disease, over millions of years leading to man 'cause that's what you see in the fossil record. The bible makes it very clear death is the result of man's sin. In fact the first death was in the garden when god killed an animal, clothed Adam and Eve, first blood sacrifice pointing toward what would happen with Jesus Christ. He would be the one who would die once and for all. Now, if you believe in millions of years as a Christian, in the fossil record there's evidence of animals eating each other . . . . We weren't told we could eat meat until after the flood."
This is a big deal argument. And I am skipping over what a scientist would make of it so I can focus on what a fellow religionist would think. Ham makes two very strong claims: (1) There was no death until after original sin, which happened in the Garden of Eden after the "six days" part of creation. (2) All men (and women) were vegetarians until after Noah's flood. This second item. Maybe he had a slip of the tongue. All I can say is that's what he said. Ham and Nye get into a discussion of whether Lions were vegetarians for a while before they were allowed to be carnivores. Remember, you can't have meat in your diet without requiring the death of animals. I didn't make a note of where this "Lion" argument is. If you care, you'll just have to find it yourself.
Bible Literalism
Mr. Ham was asked how literally he takes his biblical literalism. At 2:24:45 he starts taking about the word "naturally". Then he says "Yes I take the bible naturally. What do I mean by that? Well, if its history, as Genesis is, it's written in this typical historical narrative, you can take it as history. If its a poetry, as we find in the psalms, then you take it as poetry. It doesn't mean it doesn't teach truth. But its not a cosmological account in the sense that Genesis is. There's prophesy in the bible and there's literature in the bible, you know, concerning future events and so on. So, if you take it as written naturally according to the type of literature and you let it speak to you in that way, that's how I take the bible. It's god's revelation to man."
Mr. Ham goes into a little more detail beyond the quotation I have provided above but not much. It is not clear how large sections of the bible should be treated. Should they be taken literally? Apparently from remarks I have not quoted there is a lot of parts of the bible related to laws of the time that we are safe in ignoring now. And apparently we can just let the "poetry" parts of the bible "speak to us" and leave it at that. But I have no idea how Mr. Ham thinks many other parts of the bible should be treated. Apparently you apply the "naturally" rule. This segments out parts of the bible into "literal history - believe it", "laws - perhaps appropriate to the time (or later found to be wrong - see later parts of the bible) but safely ignored in the present", "literature - let it speak to you", "prophesy - I am unable to figure out how this is supposed to be handled", and maybe some other categories.
A Ham's eye view of Science
Mr. Ham is most definitely NOT a Science denier. In fact, he sees himself as a scientist. I don't have any "on point" quotes but over and over Mr. Ham characterizes himself as a proponent of science. He has no problem with cell phones, GPS, and many other modern wonders of the world. But he breaks science into two broad categories: "observational" science, and "historical" science. He puts modern technology into the "observational" category and unambiguously embraces it. It is "historical" science he has a problem with. And here his argument is interesting. He thinks scientists get this part of science wrong. In effect, the conflict between creationism and evolution is a result of scientists doing sloppy work. If they did the work correctly they would get the same results he does and the conflict would disappear.
The only example I can point directly to is a surprising one. At 2:12;50 he says (speaking about continental drift) "On the basis of the bible of course we believe there's one continent to start with". But see also the "kind" discussion above where he adopts the "scientific" evolutionary tree and accepts that there are now many species. He just argues that the "scientific" evolutionary trees are bad science whereas his evolutionary trees are science done correctly. It's not obvious from the quote itself but he was making the same point when at 43:15 he said (and also showing a slide with the same words on it) 'public school textbooks present the evolutionary "tree" as "science" but reject the creation "orchard" as religion.' His "orchard" is simply the better science version of the scientific "tree". It's not that there is no "tree" or "orchard". It's that his version is more correct than the evolutionary version.
He gets at the same point when he says at 50:40 "At the Creation Museum we are only too willing to admit our beliefs based upon the bible. But we also teach people the difference between beliefs and what one can actually observe and experiment with in the present." This sentiment is one that scientists would whole heartedly endorse. The disagreement is not as to what the proper method is. Ham and scientists agree that "actually observe and experiment" is the way to go. Scientists part ways with Mr. Ham because they believe he does not practice what he preaches in this quotation. They think he substitutes beliefs for observations and experiments.
Conclusion
I think other creationists and other co-religionists will be troubled by some or all of Mr. Ham's version of creationism. Do you agree with Mr. Ham's timeline? In other words, do you believe in six twenty-four hour days? Are you in the 6,000 years camp? How about the 10,000 years camp? Or the "millions of years" camp? Are you on board with his "kinds" analysis? If so, how about the limited speciation he allows? Are you a believer in his "naturally" approach to how much of the bible we should believe is literally true? Do you accept the approach but use a different method for categorizing the various parts of the bible? How about his view of how science should be treated? Do you accept that there is "observational" science that can be trusted? Or do you reject the entire enterprise of science. If you trust parts of science and distrust other parts, how do you draw the line? Do you agree with Mr. Ham's thesis that the problem with the parts of science that you disagree with are that the scientists doing the work just did it badly and everything would be fine if they just fixed the stuff they got wrong? Finally. Mr. Ham believes that the historical parts of the bible are truth and that there is no possibility of them being wrong? From this it follows that anything, a scientific result, for instance, that is in contradiction with this biblical truth must be wrong. That seems to be a principal that guides Mr. Ham. Does it guide you?
The Event
The event took place at the Creation Museum in Petersburg Kentucky. It was between Ken Ham representing the creationist perspective and Bill Nye representing the evolutionist perspective. The whole debate is available on You Tube at https://www.youtube.com/watch?v=z6kgvhG3AkI. The video runs about two hours and forty-five minutes. But this includes about 13 minutes of "countdown clock" on the front and about two minutes of filler on the back. So the actual event ran about two and a half hours. Each participant got a five minute opening statement and a short time later a thirty minute segment to make his argument at greater length. The rest of the event consisted of short (two minutes or less) back and forth segments in a number of formats.
There was no formal declaration of who won. Since both participants left some of the arguments of their opponents unchallenged technically it is possible to declare either the winner. The debate was moderated by Tom Foreman of CNN. Both debaters represented their respective sides well and comported themselves in a civil manner. So there was no shouting, interrupting, name calling, etc. They also each demonstrated a respect for the other person and their positions and beliefs. So who are they?
Ken Ham is the CEO of Answers in Genesis, which runs the identically named web site and the Creation Museum. Bill Nye is well known for his "Bill Nye the Science Guy" TV show and his many activities promoting science literacy.
Ken Ham Creationism
As I indicated above, rather than trying to pick apart Mr. Ham's position I am going to lay it out as clearly as I can. One thing I want to give Mr. Ham a lot of credit for is that he has a single reasonably well developed theory. One problem scientists have in dealing with creationists is that it is hard to pin them down as a group to just one version. I will go into this in more detail in the Analysis section. If you are looking for a Evolutionist perspective on Mr. Ham's thinking I suggest you listen to what Mr. Nye had to say in the debate and what he and others have had to say elsewhere.
I will try to stick as closely as I can to what Mr. Ham said or to slides he presented at the debate. I have not (with a single exception noted below) gone out looking for what Mr. Ham has had to say in other places or at other times. Besides quoting Mr. Ham or his slides I will try to provide a "time hack" to where they occur in the show. Frequently the time hack points to a few seconds before the quote or to where the slide is displayed. I am not that good at navigating my way around in the video so I am trying to look out for others who are similarly challenged.
An overview of Mr. Ham's argument can be found in a slide at 53:41. The history of the world can be broken into "The Seven C's of History". They are "Creation" (Genesis), "Corruption" (original sin), "Catastrophe" (Noah's flood), "Confusion" (the tower of Babel), "Christ" (his birth), "Cross" (his crucifixion), and "Consummation" (the second coming). He also pairs them up. Creation is paired with Consummation. Corruption is paired with Crucifixion. Catastrophe is paired with Christ. (Confusion remains unpaired.)
If this sounds straight out of the bible, that's because it is. At 43:15 he refers to "the creation model based on the bible". At 50:40 he says "At the Creation Museum we are only too willing to admit our beliefs based on the bible.". He makes the same point over and over. His starting point is the bible. He believes the bible to be the word of god and to be an unimpeachable source of truth when it comes to the historical record. At 36:10 he says "My starting point is that god is the ultimate authority" and that the bible is the word of god. (But see his position on what parts of the bible are literally true below).
At 51:25 he gives an extended description of his beliefs: "Let me further go on and define 'creation' as we use it. By 'creation' we mean here at Answers in Genesis and the Creation Museum, we mean the account based on the bible. Yes I take Genesis as the literal history as Jesus did. And here at the Creation Museum we walk people through that history. We walk them through creation, where god made Adam and Eve, land animal kind, sea creatures and so on, and then sin and death entered the world so there was no death before sin. That means how can you have billions of dead things before man sinned? And the catastrophe of Noah's flood. If there was a global flood you'd expect to find billions of dead things buried in rock layers laid down by water all over the earth. Had to say that because a lot of our supporters would want me to. And what do you find? Billions of dead things buried in rock layers laid down by water all over the earth. Confusion, the tower of Babel. God gave different languages so you get different people groups. So this is the geological, astrological, anthropological, biological history as recorded in the bible. So this is concerning what happened in the past that explains the present. And then of course that god's son stepped into history to be Jesus Christ the god/man to die on the cross, be raised from the dead. And one day is going to be a new heaven and a new earth to come."
With a summary description of Mr. Ham's beliefs under out belts, let me get more specific. And to keep things understandable I am going to lay out a time line. And to keep things simple there is going to be some rounding. Mr. Ham believes that the earth was created in 4004 BC. That makes the earth a little over 6,000 years old. But we are going to stick with round numbers and call it 6,000 years. Further, Mr. Ham breaks this 6,000 years down into three 2,000 (again roughly) year periods. Period 1 runs from Genesis to Abraham. Period 2 runs from Abraham to Jesus, and period 3 runs from Jesus to the present.
Mr. Ham presents a handy "World History Timeline" diagram at 1:30:11. But it does not have a usable scale on it. At 1:30:00 he says "From Adam to Abraham you got 2,000 years. From Abraham to Christ - 2,000. From Christ to the present - 2,000 years". This presents a bit of a problem because the discussion of when things happened does not make reference to Abraham. Rather it makes reference to the Noah flood. When did this take place? The issue is not covered by Mr. Ham. Bill Nye says several times that from the flood to the present is 4,000 years. But that's Nye's characterization of Ham's position. The best I could do was to search the Answers in Genesis web site. At http://www.answersingenesis.org/articles/2012/03/09/feedback-timeline-for-the-flood I found a calculation. That calculation places the flood at 2,348 BC. This would put it 348 years before Abraham. I am going to call that close enough and stick with the 2,000 - 2,000 - 2,000 timeline to keep things simple. This puts everyone in sync with a common time line for a 6,000 year old earth. With that out of the way, let me get back to the time line.
days 1-6 - God does his "let there be light" thing. At 28:50 Mr. Ham says "God created the world in six twenty-four hour days, just as recorded in Genesis". He also says at 1:30:00 "Adam was made on day six." At the end of this we have the world (heaven and earth, plants and animals, Adam and Eve) all created. Adam and Eve are in the Garden of Eden and there is no death because original sin has not yet happened. (See the "millions of years" discussion below for more on this subject.)
A short time later - All the "Garden of Eden" activity happens. The original sin has been committed so that death enters the world.
2,000 BC (roughly - see above) - The Noah flood happens. Millions of animals are wiped out thus populating the earth with lots of fossils of dead things. Some "kinds" (see the "kinds" discussion below to understand why the word is quoted) are wiped out, presumably including dinosaur species.
1 AD (or maybe 1 BC, I'm not sure exactly how this works ) - Jesus Christ is born.
32 AD - Jesus Christ dies on the cross.
2,000 AD (roughly) the present.
later - the second coming
So that, in summary is his timeline.
Discussion
Here I am going to go into some issues. I am going to start with issues Mr. Ham spent some time going into.
Kinds
This is an effort to address the "but there are millions of species - they wouldn't all fit on the ark" argument. Mr. Ham's response is that there is something called a "kind". It is a kind of super-species with respect to the scientific understanding of "species". He says at 36:40 "I would say that the 'kind' in Genesis I is really more at the 'family' [a scientific term having a specific meaning] level of classification. For instance, there is one dog 'kind'. There is one cat 'kind'. Even though you have different genera [again a scientific term with a specific meaning], different species [again a scientific term . . .]. That would mean by the way you don't need anywhere near the number of animals on the ark as people think. You don't need all the species of dogs, just two, not all the species of cats, just two." At 43:00 he says "you don't see one 'kind' changing to another".
This gets him out of trouble in a couple of different ways. First, it helps with the "how do you fit everyone on the ark" problem. After some more discussion he says at 1:41:35 "In fact . . . probably less than actually a thousand 'kind's were on Noah's ark".
Second, it gets him somewhat our of trouble with the "millions of species" problem. He allows changes within kinds. You can make lots of different dogs as long as you stay within the dog kind. Or specifically finches, and more specifically Darwin's finches. Ham agrees that Darwin found several different types of finches in the Galapagos Islands. But that's ok because they are all the same "kind" and differentiation within a "kind" is ok. At 38:40 he says "Actually, when it comes to finches, we actually would agree as creationists that different finch species came from a common ancestor."
At 40:07 he shows a divergence diagram that is similar in structure (on purpose) to standard scientific divergence diagrams. These are also often referred to as "tree diagrams". At the bottom you have a single line representing perhaps a single species. It splits as it moves up the diagram as other species (or whatever) come into existence. In some cases a line ends. This is where a species (or whatever) dies off. Ham's diagrams are two trees stacked on top of each other. The idea is that we have the usual splitting. Then Noah's flood happens killing lots of things off. Then a few branches representing animals saved by the ark continue on upward. There is more splitting and some additional die off as we reach the present at the top of the diagram. He even has one diagram at 40:36 where a kind of dinosaur is shown completely dying off.
The only hard and fast rule for all this is no breach of "kind" boundaries. Or, as Mr. Ham puts it at 40:30 "dogs will always be dogs, finches will always be finches". At 43:35 he says "Now we don't deny the change. You see that. You see different species of finches. You see different species of dogs."
millions of years
As I have indicated, Mr. Ham believes that the world is 6,000 (in round numbers) years old. But according to Mr. Ham others, and in particular other Christians, believe that the earth is at least "millions and millions" of years old. Mr. Ham devotes a significant period of time to this at 1:32:40. "Yah there are a lot of Christians out there that believe in millions and millions of years. But I'd say they have a problem. I'm not saying they're not Christian but, because salvation is conditioned upon faith in Christ not the age of the earth, but there's an inconsistency. What the bible teaches, if you believe in millions and millions of years you've got death and bloodshed, suffering, disease, over millions of years leading to man 'cause that's what you see in the fossil record. The bible makes it very clear death is the result of man's sin. In fact the first death was in the garden when god killed an animal, clothed Adam and Eve, first blood sacrifice pointing toward what would happen with Jesus Christ. He would be the one who would die once and for all. Now, if you believe in millions of years as a Christian, in the fossil record there's evidence of animals eating each other . . . . We weren't told we could eat meat until after the flood."
This is a big deal argument. And I am skipping over what a scientist would make of it so I can focus on what a fellow religionist would think. Ham makes two very strong claims: (1) There was no death until after original sin, which happened in the Garden of Eden after the "six days" part of creation. (2) All men (and women) were vegetarians until after Noah's flood. This second item. Maybe he had a slip of the tongue. All I can say is that's what he said. Ham and Nye get into a discussion of whether Lions were vegetarians for a while before they were allowed to be carnivores. Remember, you can't have meat in your diet without requiring the death of animals. I didn't make a note of where this "Lion" argument is. If you care, you'll just have to find it yourself.
Bible Literalism
Mr. Ham was asked how literally he takes his biblical literalism. At 2:24:45 he starts taking about the word "naturally". Then he says "Yes I take the bible naturally. What do I mean by that? Well, if its history, as Genesis is, it's written in this typical historical narrative, you can take it as history. If its a poetry, as we find in the psalms, then you take it as poetry. It doesn't mean it doesn't teach truth. But its not a cosmological account in the sense that Genesis is. There's prophesy in the bible and there's literature in the bible, you know, concerning future events and so on. So, if you take it as written naturally according to the type of literature and you let it speak to you in that way, that's how I take the bible. It's god's revelation to man."
Mr. Ham goes into a little more detail beyond the quotation I have provided above but not much. It is not clear how large sections of the bible should be treated. Should they be taken literally? Apparently from remarks I have not quoted there is a lot of parts of the bible related to laws of the time that we are safe in ignoring now. And apparently we can just let the "poetry" parts of the bible "speak to us" and leave it at that. But I have no idea how Mr. Ham thinks many other parts of the bible should be treated. Apparently you apply the "naturally" rule. This segments out parts of the bible into "literal history - believe it", "laws - perhaps appropriate to the time (or later found to be wrong - see later parts of the bible) but safely ignored in the present", "literature - let it speak to you", "prophesy - I am unable to figure out how this is supposed to be handled", and maybe some other categories.
A Ham's eye view of Science
Mr. Ham is most definitely NOT a Science denier. In fact, he sees himself as a scientist. I don't have any "on point" quotes but over and over Mr. Ham characterizes himself as a proponent of science. He has no problem with cell phones, GPS, and many other modern wonders of the world. But he breaks science into two broad categories: "observational" science, and "historical" science. He puts modern technology into the "observational" category and unambiguously embraces it. It is "historical" science he has a problem with. And here his argument is interesting. He thinks scientists get this part of science wrong. In effect, the conflict between creationism and evolution is a result of scientists doing sloppy work. If they did the work correctly they would get the same results he does and the conflict would disappear.
The only example I can point directly to is a surprising one. At 2:12;50 he says (speaking about continental drift) "On the basis of the bible of course we believe there's one continent to start with". But see also the "kind" discussion above where he adopts the "scientific" evolutionary tree and accepts that there are now many species. He just argues that the "scientific" evolutionary trees are bad science whereas his evolutionary trees are science done correctly. It's not obvious from the quote itself but he was making the same point when at 43:15 he said (and also showing a slide with the same words on it) 'public school textbooks present the evolutionary "tree" as "science" but reject the creation "orchard" as religion.' His "orchard" is simply the better science version of the scientific "tree". It's not that there is no "tree" or "orchard". It's that his version is more correct than the evolutionary version.
He gets at the same point when he says at 50:40 "At the Creation Museum we are only too willing to admit our beliefs based upon the bible. But we also teach people the difference between beliefs and what one can actually observe and experiment with in the present." This sentiment is one that scientists would whole heartedly endorse. The disagreement is not as to what the proper method is. Ham and scientists agree that "actually observe and experiment" is the way to go. Scientists part ways with Mr. Ham because they believe he does not practice what he preaches in this quotation. They think he substitutes beliefs for observations and experiments.
Conclusion
I think other creationists and other co-religionists will be troubled by some or all of Mr. Ham's version of creationism. Do you agree with Mr. Ham's timeline? In other words, do you believe in six twenty-four hour days? Are you in the 6,000 years camp? How about the 10,000 years camp? Or the "millions of years" camp? Are you on board with his "kinds" analysis? If so, how about the limited speciation he allows? Are you a believer in his "naturally" approach to how much of the bible we should believe is literally true? Do you accept the approach but use a different method for categorizing the various parts of the bible? How about his view of how science should be treated? Do you accept that there is "observational" science that can be trusted? Or do you reject the entire enterprise of science. If you trust parts of science and distrust other parts, how do you draw the line? Do you agree with Mr. Ham's thesis that the problem with the parts of science that you disagree with are that the scientists doing the work just did it badly and everything would be fine if they just fixed the stuff they got wrong? Finally. Mr. Ham believes that the historical parts of the bible are truth and that there is no possibility of them being wrong? From this it follows that anything, a scientific result, for instance, that is in contradiction with this biblical truth must be wrong. That seems to be a principal that guides Mr. Ham. Does it guide you?
Friday, January 24, 2014
Windows 8.1 - try 1
A few days ago I took my first stab at Windows 8.1. I have a lot of experience doing installs and upgrades. In particular, I have done a lot of installs and upgrades of various Microsoft products. My Microsoft OS experience goes way back to the DOS era that preceded Windows. So I should know what I am doing. But it certainly didn't show.
I know better. When you are doing an install or upgrade, particularly for the first time, you should be organized and be careful. I was neither. Fortunately, I got out with my skin intact. But it was a close run thing. Windows 8.x has been quite controversial so I have no excuse. I should have known better. I will certainly behave differently next time. And there will be a next time. So what was I trying to do?
I was trying to upgrade my home PC. I am currently running Windows 7 "Pro". That's the version that is designed for work use. The big difference between this version and the "home" version is that it supports Microsoft "NT" networking. Most home users have a very loose network. They don't share files and other resources between the various computers they have around the house. They share networking infrastructure at the wiring (or Wi-Fi) level. But this is primarily used so that all computers can access the internet. In a work environment there are servers that house corporate hardware, data, and (sometimes) software. Home users generally keep it simple. But as a former system administrator I know how to set up and maintain an "NT" domain. I have a box running Windows Server and I do the same kind of sharing in a small way that companies do in a large way. Is there any good reason for me to do this? No! I do it because I can and because I want to.
So I was trying to upgrade my Windows 7 "Pro" desktop to Windows 8.1. I made sure I got the "Pro" version of Windows 8.1 so that all my "NT Domain" stuff would continue to work. And that part of the upgrade worked fine. All the "NT Domain" stuff was working just fine after the upgrade. And, as far as I know, this "Pro" and "NT Domain" stuff made absolutely no difference to the upgrade process.
I will outline how I should have proceeded below. But let me start with how I actually proceeded. Fortunately, I run the Microsoft provided "Backup" process daily and automatically. That's what bailed me out. I was able to "full restore" my computer back to its old Windows 7 self after I had given up on Windows 8.1. That's one of the few things I got right. So first step: Full Backup. And make sure you create a "Recovery disk". This is a CD you can boot from that lets you run the restore software and access your backup files. Remember you are restoring what amounts to a completely broken system so you need something that boots and runs independently of any software on your hard drive. If you are not familiar with burning CDs and booting from them practice and test. You don't have to actually run the restore. But make sure you can get everything to work up to the stage where the restore wants to start running. (If you don't think you can pull this off then you want to either hire the upgrade done or get a new computer and do a "computer to computer" transfer -- see below.)
My second step was to run the Microsoft "Upgrade Assistant". This is available at //windows.com/upgrade. This page has a lot of general requirements for upgrading and lots of links. The page has two main sections: Windows 8.1 and Windows 8. At the bottom of the Windows 8.1 section is a link marked "Upgrade Assistant". Click on that to run the assistant. It will check your computer and issue a report. This was my first disappointment. It will tell you if any of your hardware is problematic. That's good. The closest to a problem I got was that my hardware did not support a new feature called "Secure Boot". This just meant that this new feature would not be available to me. This information is not exactly a show stopper. So the report in summary said there were no show stopper issues. If you run the report and show stopper issues show up STOP. You must get these issues fixed before trying to go to 8.1.
So what was the disappointment? Well the assistant gave me a list of software but the list was not complete. I can't make hide nor hair out of what is in the list versus what is not listed. Microsoft Silverlight was listed (along with a lot of other Microsoft software and plenty of non-Microsoft software like my Adobe Reader) but my Office 365 was not listed. So the first lesson learned is: You need to make a complete inventory of all the software on your PC. Then divide it into software you care about (i.e. needs to work when you are done) and software you don't care about. If the software is not a Windows component it will have to be reinstalled later.
There should have been a bunch of additional steps (see below) but I just went from here to doing the install. You need to decide whether you want to do a "clean" install or an "upgrade" install. With a clean install you end up with a bare bones windows installation with none of your files and applications. From there you go on to install whatever applications you want and load whatever files you want. This gives you a "clean vanilla" box. This will fix many problems where things have gotten messed up on your old box. But you lose whatever you have of value from the old box. Most people want to do an upgrade. In this case all your files are carried over and eventually all (or at least the ones you care about) of your applications are carried over. It turns out that the 8.1 upgrade process gives you a third, middle option. You can have the upgrade carry over your personal files. Microsoft calls this a "data only" upgrade. My plan was to do an upgrade that would preserve both data and application settings but it didn't work out that way.
To do the upgrade I just inserted the proper CD. Microsoft provides "32 bit" and "64 bit" CDs. If your PC has more than 4 GB of RAM you will be forced to the 64 bit version. Older versions provided more backward compatibility in the 32 bit version but the days of the 32 bit version are definitely numbered. My PC has 8 GB of RAM so I was already running the 64 bit version of Windows 7 so I loaded the 64 bit 8.1 CD and let it "autorun". The upgrade process itself takes roughly an hour (at least on my PC) and ran without problem (except see below) the first time. It asks you some questions and then grinds away. Your PC will be rebooted several times (in my case 3 times). Another small annoyance was there was never a "you're done" screen. I just noticed that I had a screen that looked like it might be the Windows 8.1 screen and nothing seemed to be happening. Eventually I poked around and got a "Login" screen. (Many home users set their PCs up so that the login screen gets bypassed. This is bad security. But, in this case, it might have been more obvious that the process was complete.)
Before going on let me point out the major problem I had that I didn't even know I had until later. One of the install screens should have asked me to select one of three options: (1) "Keep Windows Settings, Personal Files, And Apps"; (2) "Keep Personal Files Only"; and (3) "Nothing". These options represent "upgrade", "keep your personal files" and "clean install". The option I wanted was the first one. But the screen only showed options 2 and 3. I selected option 2 and it worked just fine as far as it went. But it caused my Outlook Address book, for instance, to be lost. Since I had never worked with 8.1 and had certainly not tried an upgrade to 8.1 before I did not know that option 1 should have been listed. I just chugged along after selecting option 2 as the option closest to what I wanted. I plan to stop at this screen and ask Microsoft what's going if I hit this screen and option 1 is not shown. I did ask Microsoft about this after the fact but they were not helpful. I also have thought of a work around (see below) if I do not get a satisfactory answer.
Once I logged in I was totally confused. I was able to flounder around to some extent. For instance, I was able to establish that all the "NT Domain" stuff had connected up ok. I was also able to confirm that my personal files had been carried over successfully. (Note: Being an old timer I put my personal files in new separate directories. I do NOT put them in "My Files" or "My Pictures" or any of the other "My whatever" locations Microsoft recommends you use. I don't know if things would have carried over if I had used the "My whatever" location. I am pretty confident they would but can not speak from personal knowledge on this issue.) I was able to flounder about and find some things. I was able to get my printer installed, for instance. But I was not able to figure out how to print a web page. And there were lots of other things I was not able to figure out. When people say that Windows 8.x is a complete redesign, believe them.
After a certain amount of flailing around I gave up. I used the "Repair disk" CD I had built earlier to boot into software that enabled me to do a full restore. Since I have a backup scheduled to run daily the backup was very current. After the restore was complete I was able to boot in the normal way back to my Windows 7 configuration, which had all my stuff and worked perfectly. Based on my experience I strongly make the following recommendation:
I have learned through a long and varied and successful carrier as a computer techie that there is a secret to success. Software systems have a "mind set". There is a way of thinking behind their design and the way the designers intend them to be used. If you can figure out the "mind set" then you will be much better off. It will make it much easier for you to "intuit" how to do things and where to find things. This allows you to bootstrap some basic knowledge about how to do some things into a more complete ability to drive the product. It doesn't matter if a product can do something it you can't figure out how to make the product do it.
I have only sampled my "8.1" book. But even this quick look has given my a lot of insight into the mind set of 8.x. Windows 8.1 has a drastically different mind set in comparison to older versions of Windows. However much you have absorbed of this older mind set will actually make it harder for you to figure out Windows 8.x. The next time I dive into that particular deep end I expect to be able to swim much more effectively than I could the last time. This is because I have been given a look at the 8.x mind set as a result of reading this book. Before moving on let me give you a quick look at the new mind set.
I have been in this business for a long time. In the old days most systems had a "Command Line Interface" (CLI). You typed in obscure commands at the prompt. I am still most comfortable in this old CLI world. But the world has moved on. Windows up through Windows 7 is designed to use a "Graphical User Interface" (GUI). More specifically, it is designed for use with a keyboard and a mouse. And as time has gone by this has meant more mouse, less keyboard. We are now given "radio buttons" (little circles - click on one and it goes out on the other ones) or "check boxes" (click on the box to check or uncheck a particular option). These are both easily done with a mouse. Then there is the "drop down list". You click and you are shown a list. You can click on any line in the list to select a particular item. A drop down list is a substitute for typing. You select the item from the list instead of typing its name in. The more frequent use of drop down lists over time is an example of an effort to make it easier to drive the system using just the mouse. The need for keyboard entry is minimized. I have adapted to the replacement of the CLI with the GUI over time. 8.x is the next generation in this CLI to GUI evolution.
8.x is designed to work without there being any keyboard or mouse. Instead you have a "touch screen" that you can tap or touch. This is a kind of substitute for the mouse. But a mouse is more precise than your finger and it has buttons and a scroll wheel on it. 8.x is designed to be driven literally by hand (i.e. using the touch screen). You can tap or swipe or use two finger moves like opening or closing your fingers. That's the natural way 8.x is designed to be operated. So Microsoft has completely redesigned Windows to work well with this "by hand" way of operation. They do provide "backward compatible" ways of doing keyboard or mouse things instead of "by hand" things but these are substitutes for the real thing. To be comfortable with 8.x you need to think of "by hand" operations instead of keyboard or mouse things. If, as is the case with me, you are doing the mouse/keyboard thing you need to think in terms of the mouse/keyboard substitute for the "by hand" operation. I now understand that so I expect to be far less frustrated next time around. I also intend to read much more of the book so I will know (or know where to find in the book) how to do various things.
A final note before I go into summarization mode. Windows 8.x is not a good fit for a work environment. There are multiple reasons for this. Let me highlight a couple. (1) Work environments are much more likely to be "heads down - data entry" environments. 8.x is poorly designed for this. Remember that a keyboard is no longer a natural input device. (2) In 8.x you are supposed to get your software from the Microsoft App store. This is good in the sense that Microsoft will test Apps before putting them into the store. This means they are much more likely to play nice. But companies run lots of applications that are unlikely to be found in the MS App store. Microsoft was provide a work around. If you get the "Pro" (i.e. "for work") version, you can install the Apps in the traditional manner. But still this is NOT the way you are supposed to do business. (3) It turns out that companies use a lot of old, in some cases very old, applications.
At my last job we bought a piece of lab equipment in about 2010. The lab equipment company provided a PC to drive the equipment. We were explicitly told "don't hook the PC up to the network". Why? (Start "tech talk" section - skip it if you don't care and you trust me) The software that connected to the PC to the lab equipment was so old it did not use a buffered serial interface. The "freeze out" time required by network cards caused the serial interface to miss some data bytes. This made the instrument effectively unusable. No network meant that the network card was not used so nothing interfered with collecting the data from the instrument and everything worked like it was supposed to. Of course, we had to come up with a method to get the data from the PC to our other systems, which we did. (End "tech talk" section) Now at this time buffered serial interfaces were at least ten years old and software to use them was available for free on the internet. But the company had been too cheap to upgrade their software to use buffering.
I do regular business in my personal life with at least two different companies that to this day use old "3270 emulation" software. (It has a distinctive look that is easily recognizable once you've had it pointed out to you.) "3270 emulation" software emulates a device called an IBM 3270 terminal that was popular in the '70s. The company I worked for (not exactly on the cutting edge in many ways) retired the last system that needed 3270 emulation at the end of 1999 (remember Y2K - if you don't, that's ok, just focus on the "1999" part). Depending on software that goes back to the '90s, or even earlier, or has other weird characteristics is all too common in corporate environments. I'm sure that a lot of this can be overcome. But it will take a lot of work and that sounds like a lot of money to corporate bean counters. So I expect 8.x to have a tiny rate of penetration in the corporate world for at least the next several years.
So let me summarize my lessons learned so far:
So, if you are still with me, here's my revised upgrade plan:
I promise an update when I try this again.
I know better. When you are doing an install or upgrade, particularly for the first time, you should be organized and be careful. I was neither. Fortunately, I got out with my skin intact. But it was a close run thing. Windows 8.x has been quite controversial so I have no excuse. I should have known better. I will certainly behave differently next time. And there will be a next time. So what was I trying to do?
I was trying to upgrade my home PC. I am currently running Windows 7 "Pro". That's the version that is designed for work use. The big difference between this version and the "home" version is that it supports Microsoft "NT" networking. Most home users have a very loose network. They don't share files and other resources between the various computers they have around the house. They share networking infrastructure at the wiring (or Wi-Fi) level. But this is primarily used so that all computers can access the internet. In a work environment there are servers that house corporate hardware, data, and (sometimes) software. Home users generally keep it simple. But as a former system administrator I know how to set up and maintain an "NT" domain. I have a box running Windows Server and I do the same kind of sharing in a small way that companies do in a large way. Is there any good reason for me to do this? No! I do it because I can and because I want to.
So I was trying to upgrade my Windows 7 "Pro" desktop to Windows 8.1. I made sure I got the "Pro" version of Windows 8.1 so that all my "NT Domain" stuff would continue to work. And that part of the upgrade worked fine. All the "NT Domain" stuff was working just fine after the upgrade. And, as far as I know, this "Pro" and "NT Domain" stuff made absolutely no difference to the upgrade process.
I will outline how I should have proceeded below. But let me start with how I actually proceeded. Fortunately, I run the Microsoft provided "Backup" process daily and automatically. That's what bailed me out. I was able to "full restore" my computer back to its old Windows 7 self after I had given up on Windows 8.1. That's one of the few things I got right. So first step: Full Backup. And make sure you create a "Recovery disk". This is a CD you can boot from that lets you run the restore software and access your backup files. Remember you are restoring what amounts to a completely broken system so you need something that boots and runs independently of any software on your hard drive. If you are not familiar with burning CDs and booting from them practice and test. You don't have to actually run the restore. But make sure you can get everything to work up to the stage where the restore wants to start running. (If you don't think you can pull this off then you want to either hire the upgrade done or get a new computer and do a "computer to computer" transfer -- see below.)
My second step was to run the Microsoft "Upgrade Assistant". This is available at //windows.com/upgrade. This page has a lot of general requirements for upgrading and lots of links. The page has two main sections: Windows 8.1 and Windows 8. At the bottom of the Windows 8.1 section is a link marked "Upgrade Assistant". Click on that to run the assistant. It will check your computer and issue a report. This was my first disappointment. It will tell you if any of your hardware is problematic. That's good. The closest to a problem I got was that my hardware did not support a new feature called "Secure Boot". This just meant that this new feature would not be available to me. This information is not exactly a show stopper. So the report in summary said there were no show stopper issues. If you run the report and show stopper issues show up STOP. You must get these issues fixed before trying to go to 8.1.
So what was the disappointment? Well the assistant gave me a list of software but the list was not complete. I can't make hide nor hair out of what is in the list versus what is not listed. Microsoft Silverlight was listed (along with a lot of other Microsoft software and plenty of non-Microsoft software like my Adobe Reader) but my Office 365 was not listed. So the first lesson learned is: You need to make a complete inventory of all the software on your PC. Then divide it into software you care about (i.e. needs to work when you are done) and software you don't care about. If the software is not a Windows component it will have to be reinstalled later.
There should have been a bunch of additional steps (see below) but I just went from here to doing the install. You need to decide whether you want to do a "clean" install or an "upgrade" install. With a clean install you end up with a bare bones windows installation with none of your files and applications. From there you go on to install whatever applications you want and load whatever files you want. This gives you a "clean vanilla" box. This will fix many problems where things have gotten messed up on your old box. But you lose whatever you have of value from the old box. Most people want to do an upgrade. In this case all your files are carried over and eventually all (or at least the ones you care about) of your applications are carried over. It turns out that the 8.1 upgrade process gives you a third, middle option. You can have the upgrade carry over your personal files. Microsoft calls this a "data only" upgrade. My plan was to do an upgrade that would preserve both data and application settings but it didn't work out that way.
To do the upgrade I just inserted the proper CD. Microsoft provides "32 bit" and "64 bit" CDs. If your PC has more than 4 GB of RAM you will be forced to the 64 bit version. Older versions provided more backward compatibility in the 32 bit version but the days of the 32 bit version are definitely numbered. My PC has 8 GB of RAM so I was already running the 64 bit version of Windows 7 so I loaded the 64 bit 8.1 CD and let it "autorun". The upgrade process itself takes roughly an hour (at least on my PC) and ran without problem (except see below) the first time. It asks you some questions and then grinds away. Your PC will be rebooted several times (in my case 3 times). Another small annoyance was there was never a "you're done" screen. I just noticed that I had a screen that looked like it might be the Windows 8.1 screen and nothing seemed to be happening. Eventually I poked around and got a "Login" screen. (Many home users set their PCs up so that the login screen gets bypassed. This is bad security. But, in this case, it might have been more obvious that the process was complete.)
Before going on let me point out the major problem I had that I didn't even know I had until later. One of the install screens should have asked me to select one of three options: (1) "Keep Windows Settings, Personal Files, And Apps"; (2) "Keep Personal Files Only"; and (3) "Nothing". These options represent "upgrade", "keep your personal files" and "clean install". The option I wanted was the first one. But the screen only showed options 2 and 3. I selected option 2 and it worked just fine as far as it went. But it caused my Outlook Address book, for instance, to be lost. Since I had never worked with 8.1 and had certainly not tried an upgrade to 8.1 before I did not know that option 1 should have been listed. I just chugged along after selecting option 2 as the option closest to what I wanted. I plan to stop at this screen and ask Microsoft what's going if I hit this screen and option 1 is not shown. I did ask Microsoft about this after the fact but they were not helpful. I also have thought of a work around (see below) if I do not get a satisfactory answer.
Once I logged in I was totally confused. I was able to flounder around to some extent. For instance, I was able to establish that all the "NT Domain" stuff had connected up ok. I was also able to confirm that my personal files had been carried over successfully. (Note: Being an old timer I put my personal files in new separate directories. I do NOT put them in "My Files" or "My Pictures" or any of the other "My whatever" locations Microsoft recommends you use. I don't know if things would have carried over if I had used the "My whatever" location. I am pretty confident they would but can not speak from personal knowledge on this issue.) I was able to flounder about and find some things. I was able to get my printer installed, for instance. But I was not able to figure out how to print a web page. And there were lots of other things I was not able to figure out. When people say that Windows 8.x is a complete redesign, believe them.
After a certain amount of flailing around I gave up. I used the "Repair disk" CD I had built earlier to boot into software that enabled me to do a full restore. Since I have a backup scheduled to run daily the backup was very current. After the restore was complete I was able to boot in the normal way back to my Windows 7 configuration, which had all my stuff and worked perfectly. Based on my experience I strongly make the following recommendation:
Do not try to use Windows 8.x without getting and reading a book about how to use Windows 8.x. You will not be able to figure it out on your own.After putting my computer back together I went out and bought "Windows 8.1 Inside Out" by Tony Northrup. It was the right book for me. I have had good luck with Microsoft Press books in the past and I am happy with this one. I deliberately selected a "techie" oriented book because I am a techie. But it might not be right for you. There is a "for dummies" book (and many others). One of them might be a better fit for you. But I repeat: You will not be able to figure out Windows 8.x on your own. Instead you will become very frustrated and come to hate the product.
I have learned through a long and varied and successful carrier as a computer techie that there is a secret to success. Software systems have a "mind set". There is a way of thinking behind their design and the way the designers intend them to be used. If you can figure out the "mind set" then you will be much better off. It will make it much easier for you to "intuit" how to do things and where to find things. This allows you to bootstrap some basic knowledge about how to do some things into a more complete ability to drive the product. It doesn't matter if a product can do something it you can't figure out how to make the product do it.
I have only sampled my "8.1" book. But even this quick look has given my a lot of insight into the mind set of 8.x. Windows 8.1 has a drastically different mind set in comparison to older versions of Windows. However much you have absorbed of this older mind set will actually make it harder for you to figure out Windows 8.x. The next time I dive into that particular deep end I expect to be able to swim much more effectively than I could the last time. This is because I have been given a look at the 8.x mind set as a result of reading this book. Before moving on let me give you a quick look at the new mind set.
I have been in this business for a long time. In the old days most systems had a "Command Line Interface" (CLI). You typed in obscure commands at the prompt. I am still most comfortable in this old CLI world. But the world has moved on. Windows up through Windows 7 is designed to use a "Graphical User Interface" (GUI). More specifically, it is designed for use with a keyboard and a mouse. And as time has gone by this has meant more mouse, less keyboard. We are now given "radio buttons" (little circles - click on one and it goes out on the other ones) or "check boxes" (click on the box to check or uncheck a particular option). These are both easily done with a mouse. Then there is the "drop down list". You click and you are shown a list. You can click on any line in the list to select a particular item. A drop down list is a substitute for typing. You select the item from the list instead of typing its name in. The more frequent use of drop down lists over time is an example of an effort to make it easier to drive the system using just the mouse. The need for keyboard entry is minimized. I have adapted to the replacement of the CLI with the GUI over time. 8.x is the next generation in this CLI to GUI evolution.
8.x is designed to work without there being any keyboard or mouse. Instead you have a "touch screen" that you can tap or touch. This is a kind of substitute for the mouse. But a mouse is more precise than your finger and it has buttons and a scroll wheel on it. 8.x is designed to be driven literally by hand (i.e. using the touch screen). You can tap or swipe or use two finger moves like opening or closing your fingers. That's the natural way 8.x is designed to be operated. So Microsoft has completely redesigned Windows to work well with this "by hand" way of operation. They do provide "backward compatible" ways of doing keyboard or mouse things instead of "by hand" things but these are substitutes for the real thing. To be comfortable with 8.x you need to think of "by hand" operations instead of keyboard or mouse things. If, as is the case with me, you are doing the mouse/keyboard thing you need to think in terms of the mouse/keyboard substitute for the "by hand" operation. I now understand that so I expect to be far less frustrated next time around. I also intend to read much more of the book so I will know (or know where to find in the book) how to do various things.
A final note before I go into summarization mode. Windows 8.x is not a good fit for a work environment. There are multiple reasons for this. Let me highlight a couple. (1) Work environments are much more likely to be "heads down - data entry" environments. 8.x is poorly designed for this. Remember that a keyboard is no longer a natural input device. (2) In 8.x you are supposed to get your software from the Microsoft App store. This is good in the sense that Microsoft will test Apps before putting them into the store. This means they are much more likely to play nice. But companies run lots of applications that are unlikely to be found in the MS App store. Microsoft was provide a work around. If you get the "Pro" (i.e. "for work") version, you can install the Apps in the traditional manner. But still this is NOT the way you are supposed to do business. (3) It turns out that companies use a lot of old, in some cases very old, applications.
At my last job we bought a piece of lab equipment in about 2010. The lab equipment company provided a PC to drive the equipment. We were explicitly told "don't hook the PC up to the network". Why? (Start "tech talk" section - skip it if you don't care and you trust me) The software that connected to the PC to the lab equipment was so old it did not use a buffered serial interface. The "freeze out" time required by network cards caused the serial interface to miss some data bytes. This made the instrument effectively unusable. No network meant that the network card was not used so nothing interfered with collecting the data from the instrument and everything worked like it was supposed to. Of course, we had to come up with a method to get the data from the PC to our other systems, which we did. (End "tech talk" section) Now at this time buffered serial interfaces were at least ten years old and software to use them was available for free on the internet. But the company had been too cheap to upgrade their software to use buffering.
I do regular business in my personal life with at least two different companies that to this day use old "3270 emulation" software. (It has a distinctive look that is easily recognizable once you've had it pointed out to you.) "3270 emulation" software emulates a device called an IBM 3270 terminal that was popular in the '70s. The company I worked for (not exactly on the cutting edge in many ways) retired the last system that needed 3270 emulation at the end of 1999 (remember Y2K - if you don't, that's ok, just focus on the "1999" part). Depending on software that goes back to the '90s, or even earlier, or has other weird characteristics is all too common in corporate environments. I'm sure that a lot of this can be overcome. But it will take a lot of work and that sounds like a lot of money to corporate bean counters. So I expect 8.x to have a tiny rate of penetration in the corporate world for at least the next several years.
So let me summarize my lessons learned so far:
- Don't trust the software list that is generated by the "Upgrade Assistant" to be complete.
- Get a book and read it before you start. Otherwise, you will not be able to figure out how to drive 8.x
- Make sure you have a way to put everything back (full restore) in case things go badly wrong.
- Have a plan for each piece of software you are currently running. Your plan may be as simple as "dump it - don't need it any more".
- For those pieces of software you will be carrying forward make sure you know how to reinstall it and where to get the install software. Note: If you are using the "home" version of 8.x the only place you may be able to get it from is the Microsoft Store.
- If it's a corporate PC - don't bother unless you have to.
- Read and understand the "Upgrade plan" shown below.
So, if you are still with me, here's my revised upgrade plan:
- Document all the installed apps. For each app:
Come up with a plan (drop, upgrade, keep as is). - Back up your current configuration. Run a full backup. This will require a big chunk of space. A thumb drive will probably not be big enough. The simplest method is to use a USB connected external disk. If you search Amazon for "usb portable hard drive" you will find a number of devices listed that are plenty big (1 TB or more) for less than $100. The Best Buy web site also lists several models. Most of them are USB 3.0. Your older computer may only have USB 2.0. As far as I can tell USB 3.0 devices should still work. They will just be slower than if plugged into a USB 3.0 port. Warning: I have not personally run any tests to verify this.
- Install (if necessary) the Microsoft "Easy Transfer" utility on your current box. I believe it comes pre-installed on Windows 7. On "7" try "Start", "All Programs", "Accessories", "System Tools". If you see "Windows Easy Transfer", it's already installed. If not do a "Bing" search (a Google search gives confusing results). You should be able to locate a Microsoft page you can download it from.
- Run Easy Transfer. (The following information is from the "7" version.) Select:
"Next" on the "Welcome" screen.
"An external hard disk . . ." on the "What do you want to use . . ." screen
"This is my old computer" on the "Which Computer . . ." screen.
The "Choose what you want to transfer" screen will take a minute to fill in. You can then uncheck accounts you do NOT want to carry over. Do NOT uncheck "Shared". Note that it will tell you how much data is going to be transferred at the bottom of the screen. Click "Next" when you are done fiddling.
You will now be prompted for a password. I would suggest using one. Don't forget to make a note of what you choose.
Select the device that will house the MIG file by clicking on it. Click "Open".
Click "Save". The MIG file build process will now run.
You will be given an individual status on each component selected for saving.
The process takes a while. In my case about 20 GB gets saved. - Run the upgrade to 8.1. Be sure to select the "Keep Windows Settings" option if you can. If the setting is not there you might as well select "Nothing" as your files will be put back by easy transfer.
- If you were able to keep windows settings then you don't have to import your MIG file. If you need to process the MIG file just navigate around to it with Windows Explorer and double click on it. Windows will automatically run the easy transfer import process based on the fact that the file name ends with "MIG". This should result in all your settings now being present on your new system. Note: You will not be able to see a lot of them because the application that recognizes them hasn't been installed yet.
- Install your applications. Your settings should magically come back at this point.
- Have fun navigating around in your new environment.
I promise an update when I try this again.
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