One of the earliest posts to this blog concerned WikiLeaks, the web site that posts classified information. Here's a link to the post: http://sigma5.blogspot.com/2010/11/wikileaks.html. It's a short post so I can unreservedly recommend you take a look at it.
As I said then "99% of everything that is classified is not classified because it needs to be. A large percentage of classification is CYA. Someone doesn't want the embarrassing stuff to leak out. Something is rotten in the state of Denmark and someone doesn't want the rottenness to be put on public display. An even greater source of unnecessary classification is bureaucratic." I'll leave it at that because I want to leave some reason for you to check out my previous post.
And in spite of the fact that the post was written almost six years ago, things have changed very little in the interim. And the little that has changed has changed for the worse. Back then I wrote "[i]t is still necessary for WikiLeaks to demonstrate that it is not just on some kind of anti-US jihad." WikiLeaks has not done that. Instead they have reinforced the case that all they do is engage in anti-US behavior.
And it's worse. The jihad is more narrowly targeted than that. They seem to be focused on embarrassing Democrats while leaving Republicans alone. My local newspaper has a story today about a recent trove of documents posted with the obvious intent of embarrassing Hillary Clinton and her allies. And WikiLeaks has been happy to publish material whose obvious source is the Russian government or Russian intelligence services.
Let me be clear. Putin is a demagogue who is actively hostile to what WikiLeaks purports to support and believe in. What the Hell does WikiLeaks think it is doing when it cooperates with these people? And we have a candidate who is running for President that seems to be a fan boy of Putin and Putin-style government. The WikiLeaks dumps seem to be aimed at supporting his candidacy.
When I posted my previous remarks WikiLeaks had not been around all that long. There seemed to be a pattern to their behavior (the previously mentioned anti-US slant) but it was too soon to say for sure. They have now been in business long enough to justify firm conclusions. WikiLeaks' primary mission seems to be to embarrass the US and, for the moment at least, to particularly embarrass US Democratic party.
I noted then that WikiLeaks was rumored to be sitting on a large trove of data that was about the US but not about the US government. If they actually had the data they were rumored to possess they chose not to publish it. There are bad governments all around the world. There are also far too many examples of good governments all around the world doing bad things. There are also many non-governmental entities all over the world that are engaged in bad behavior. It would be a good thing if more of this came to light. But WikiLeaks has made little or no effort to go after these other targets. I can't believe this due to a lack of material. In fact, events have shown us that there is lots of other material available.
A recent example is the "Panama Papers" incident. Panama has very lax corporate governance laws. As a result many companies are registered in Panama so that they can be used to hide bad behavior. Early this year millions of documents from a Panamanian law firm specializing in this were leaked. The leaked information was quite revelatory and a useful contribution to public discourse. These documents were not leaked via WikiLeaks in spite of the fact that WikiLeaks was the obvious channel for this information.
The Edward Snowden NSA revelations were also not disclosed through WikiLeaks. Why? Because careful observers have noticed the strong anti-US and, judged by their inactions, pro-everybody-else bias of WikiLeaks.
I am still strongly of the opinion that there is far too much secrecy around. I was disappointed in 2010 with the actions of the Obama Administration in continuing or enhancing Bush Administration policies I disapprove of. I am still disappointed. But everybody does it. This is not to excuse the Obama Administration in particular, or the US more generally. It is to say that everybody's dirty laundry needs to be aired. First, there is a lot of dirt there that needs to be exposed. And secondarily, and ultimately equally importantly, it is important to be able to have the appropriate context within which to judge the actions of the Obama Administration and the US. Finally, it would be nice to generate some push back on unnecessary classification and unnecessarily delayed declassification.
And that's my segue into another topic, the Hillary Clinton emails. The discussion of this "controversy" totally lacks context. And it is rife with exaggeration and downright lies. Let's take a look at the actual facts. The most damning accusation comes from FBI director James Comey in a July 5 press release and accompanying public statement. He subsequently testified before congress but the key elements did not change. (The press release can be found here: https://www.fbi.gov/news/pressrel/press-releases/statement-by-fbi-director-james-b-comey-on-the-investigation-of-secretary-hillary-clinton2019s-use-of-a-personal-e-mail-system).
According to Mr. Comey, 52 out of over 30,000 email chains contained information that was classified at the time the email was sent. How serious is this? Well, consider that about 2,000 additional emails were subsequently up-classified. This is when information that is initially considered unclassified is later classified by some bureaucrat at some agency. So how do we know what should be classified and what shouldn't? The short answer is "we don't". No individual or group of individuals knows with 100% certainty what should be classified.
Well, actually some bureaucrats think they know. In their opinion everything should be classified and should stay classified forever. And that's the world we live in. Secretary of State Clinton, a very busy person, was supposed to know that some person somewhere thought something was classified. And in this environment she was supposed to do her job. Secretary Clinton has since remarked that a number of the questionable emails concerned drones and drone strikes.
Is a drone strike a classified subject? You bet it is. To this day the US rarely publically acknowledges that a strike occurred. And they certainly don't provide any details. ("not publicly acknowledged" is bureaucratese for "it's classified".) And the program is run either by the CIA, a classified government agency, or highly classified parts of the Defense Department. There is very little about drones or drone strikes that is not considered classified by somebody. And a lot of the time one bureaucrat or another thinks that TOP SECRET, the highest level of classification, is the appropriate level of classification.
So what are you as a public official and representative of the US Government supposed to say and do when there is a strike and there are lots of pictures, video, etc. that provides absolute proof that the strike happened at a certain place at a certain time? This is a common situation in Afghanistan, Iraq, and a number of other places in the world. In many of these cases the US maintains total air superiority so there is no doubt as to which country is responsible for the drone strike.
Secretary of State Clinton (as she was at the time) is a public figure whose full time job is diplomacy. People, government officials, the press, random members of the general public, are going to ask her about drones in general, US drone strike policies and procedures, and specific drone strikes. Is she supposed to restrict her response to "no comment" or "I can't talk about that because it involves classified materials"? And if she does is she appropriately advancing the interests of the US and its allies, her job? If she had always gone the "no comment" route she would have been roundly and justifiably ridiculed by the very people who are now so exercised by her "sloppy" approach to classified material.
We have to depend on leaks for the most "damning" information supposedly contained in the emails. Three of them, we are told, contained pictures that included a "c" in the caption. Apparently this indicated that the image is classified. Seriously? Apparently so but still ridiculous, in my opinion. And, again going by leaks (because the base material is, you know, classified, but no one is going after the leakers) these apparently classified pictures were not at the top of the email. They were buried somewhere in the "chain".
We are all familiar with email chains. Someone sends an email. Then someone sends a reply that contains the original email. Then someone sends a reply to the reply and it contains both the reply and the original email. And so on. This is a common situation and most people most of the time do the same thing. We do NOT review the whole chain. We just review the email on the top of the chain. Oh, occasionally it will be necessary to dive down the chain for something. That's the justification for the chain.
And this behavior of only paying attention to the top of the email is what people using smartphones almost always do. You will be less than totally surprised to know that I sometimes write long emails. Now I am NOT talking about a chain, just a single long email. And I have long since lost count of the number of times it has become obvious that the person replying did not read the entire email.
And this is most common with people who use a smartphone to deal with their email. They pay attention to what's on the screen of their phone and rarely scroll down to see what else might be there. We know that the most common method Secretary of State Clinton used for dealing with emails was by using her Blackberry. So in all likelihood she never saw the pictures because they were off screen. And she most likely did not see the "c" that indicated they were classified.
I am just having a lot of trouble getting exercised about this. If there was anything that was really serious in any of the "inappropriately handled" emails we would know about it because someone would have leaked it in an effort to damage Ms. Clinton. It is telling that "charges" are based on the level of classification of one or another piece of material and not on the contents. This is the kind of technically wrong behavior that conservatives accusers are exercised about when they start talking about "political correctness gone awry". Is the behavior a breach of the letter of the law or regulation? Yes. Is it a serious or important breach? No.
And then there is FBI Director Comey. Mr. Comey first attracted widespread attention as a special council to the Ken Starr Senate Whitewater Committee. That operation was famous for a number of things. But one of them was that it leaked like a sieve. All investigations and internal deliberations are supposed to be kept completely secret until they are presented in public sessions of the committee. But the Starr investigation leaked prolifically. Apparently key people had absolutely no respect for the rules of secrecy they were supposed to maintain.
The Committee operated for years. The rampant leaking was noticed quickly and the committee was made aware of the problem. But the leaking never stopped. It didn't even slow down. And the leaking was biased strongly against Preident Bill Clinton's interests. So it was politically motivated. During this period Mr. Comey, who must have known what was going on and why, could have done the right thing. He could have exposed who was leaking or at least resigned. He did neither. And he was eventually rewarded with the directorship of the FBI by the George W. Bush administration.
Mr. Comey's remarks on Secretary Clinton's emails fall into two broad categories. Those that are essentially opinion and those which are grounded in regulations, policy, and law. The damning part of what he said all fell into the opinion part of what he had to say. When it came to regulations, law, and policy he was much more measured and had much more positive things to say about Secretary Clinton's actions. This behavior, going all in on the political stuff and taking a measured approach on the legal side, was entirely predicted by his history.
So what do we have? We have an environment where vast over classification is the norm. And when bureaucrats are put into the spotlight their instinctive, and from their perspective reasonable, response is to classify and up the security level of anything for which there is the tiniest shred of justification. So they did. And a political hack makes a lot of insinuations before rendering a "not guilty" verdict. And the press covers all this ad nauseam because that's what they do. And, because no one sees it in there interest or as their jobs (hello press!) to provide context, no context is provided.
If Mr. Trump's remarks about women are "locker talk" then Ms. Clinton's email activities are the actions of a saint.
Wednesday, October 12, 2016
Wednesday, September 28, 2016
Comedy
There is a saying that goes: "Those that can, do. Those that can't, teach." I'm not even good enough at comedy to teach. Instead in my own blundering way I am going to try to say something insightful about comedy. We are all experts on comedy. By the time we reach adulthood we have been exposed to many thousands of hours of it, perhaps even the 10,000 hours Malcom Gladwell says are necessary to achieve expertise in a subject.
So we all end up with well informed opinions about what is good comedy and what is bad comedy. But I think there is a genetic component involved. I have never been a fan of The Three Stooges or Lucile Ball but millions would beg to disagree. There is comedy I like and comedy I don't. And what I put into each category will differ, at least in small ways, from what any other single individual would. Part of what good comedians are able to do is to create comedy that a large audience will find funny.
And I am a terrible audience. Performers want a reaction. They want you to obviously signal what you like and don't like. Good comics will take this in and adjust their act in ways large and small to more completely pull the audience in front of them in. And a good comic wants a tough audience. They want a challenge that drives them to put on their best performance using their best material.
They take great pride in winning over a tough crowd. But they also disrespect a crowd that is either too easy, will laugh at everything, or too hard, will laugh at nothing. I will often find something funny but not visibly react. That is unfair to the performer and also a bad idea. If everybody was like me then the performer would over correct or under correct and I would get a performance that wasn't as good as it could have been. So it's my loss but I seem to be wired that way. If I remember I try to be more responsive.
Time for a digression, and you know I love my digressions. What are the pillars of success? There are three of them but they don't get equal attention. The one that consistently gets the most attention is effort. As mentioned above, Malcom Gladwell in an essay entitled "The 10,000-hour Rule" popularized the idea. (See his book "Outliers" for this and other essays on the subject of Success.)
Charlie Rose frequently interviews successful people like athletes. He always asks about their secret of success and they typically answer by talking about how hard they work and perhaps what their training regime is. This pattern is similar to the one that almost all interviewers use almost all the time. And it is pretty useless for gaining any real insight. To be helpful you have to compare what successful people do with what unsuccessful people do and look for the differences. But the unsuccessful people are almost never interviewed. Nor have they ended up being the subject of a Gladwell essay.
Many second, third, etc. place people also train incredibly hard and use top flight training techniques. They do pretty much the same things the winners do. Level of effort does not separate out the winners from the also ran's. What does are the other two pillars of success. The most obvious one is basic ability. If you do not possess sufficient strength, agility, quickness, balance, etc. it really doesn't matter how or how hard you train. There are high intensity tennis camps for kids. If you attend one of these camps for a few years you can easily rack up the requisite 10,000 hours. And many of them feature the newest and best training techniques. But only a few of the graduates of these programs make it into the ranks of the pros. And only extremely special individuals make it to a number one ranking.
If the difference in ability is great enough even unskilled people like myself can pick out the few that have a chance to be great from the many who will never be better than mediocre. A great deal of skill is necessary to separate out the best from the merely very good and, more importantly, to know how to help them be their best. This aspect of success is occasionally acknowledged. You are born with a certain level of ability. And if you have the requisite amount of ability the decision as to whether you will put in the necessary effort and discipline is yours alone. In other words, you do have some control over your fate. When it comes to the third aspect of success, however, everything is completely out of your hands.
And that is fate, or, if you prefer, luck. I like to use Bill Gates to illustrate how important luck is to the super-successful. The founder and long time president of Microsoft, Mr. Gates has long been the richest man in the US (and often the richest in the world). It doesn't get more successful than that. (For a good reference on the path that took Mr. Gates's from birth to helming Microsoft at its most powerful I recommend "Gates: How Microsoft's Mogul Reinvented an Industry and Made Himself the Richest Man in America" by Stephen Manes and Paul Andrews.) It doesn't get more successful than that. And he attained that exalted status purely as a result of skill, right? Consider:
He was born in Seattle, a city with a good tech culture and one that could offer him unprecedented access to computers as a High School student. (See the Maines book for details.) This kind of opportunity was available in few other places at the time and is still relatively rare.
He was born of white parents and was, therefore, white.
He was born male. He has a sister. There is virtually no difference in how they were brought up but he is known around the world and most people don't even know she exists.
He was born at the right time. His signature skill is computer expertise. A little sooner and there was no opportunity for anyone to rise as spectacularly as he has. A little later and he would have had a lot of difficulty standing out from the crowd.
He selected his parents well. His father was a successful attorney, well known and respected in the Seattle business community. His mother was a long time member of the University of Washington Board of Regents. Getting this job requires political connections. Keeping this job requires a great deal of skill.
He was brought up in a very competitive environment. He was taught the skills necessary to thrive and succeed when up against "type A" personalities.
Change one of these attributes, all completely the result of luck, and the Bill Gates we know would never have existed.
Steve Jobs was born in San Francisco near silicone valley. San Francisco at the time was unique due to the existence of the Home Brew Computer Club. Had he grown up anywhere else Jobs would probably now be as well known as Gates' sister. Mark Zuckerberg was born in New York near IBM world headquarters. Here too we have a nearly unique environment.
Consider all of the people who have built a company from nothing to a Fortune 500 ranking in the last fifty years. Nearly all of them are male and nearly all of them are white.
Mr. Gates' parents were part of the Seattle power elite. He literally learned how the decision makers in large businesses think and operate as a child at his father's knee. He and his siblings were forced as children to hone their competitive skill. The early growth years of Microsoft involved building and maintaining a close relationship with IBM. Knowing how IBM executives thought and operated was invaluable. And his competitive skills helped him get the best of IBM by negotiating a non-exclusive deal for DOS. Being able to license DOS to all comers was what catapulted Microsoft from a company no one had heard of to a tech powerhouse.
So Mr. Gates' spectacular success is due to the lucky factors that he was a white male with the proper social background who was born in the right place at the right time to be in the right position to apply his talents. And that luck enabled him to be as successful as he has been.
We see this all over the place. If Tiger Woods had been born 20 years earlier he would have been a complete unknown because he would never have gotten a chance to play. The first couple of times he played in the Masters the Augusta Golf Club still barred blacks from becoming regular members.
Edison could not have become "Edison" if he had been born in another country or been born a woman or been a person of color. No one would have given him a chance to show what he was capable of. To be a great success you must be allowed to be successful and you must have access to the external factors like education or training that are necessary to your success.
Certainly all three factors contribute. If you don't have the necessary abilities you are doomed before you start. If you don't have the right kind of luck you never get a chance to get into the ring. You can get a certain distance on luck and ability. This was definitely true in sport a hundred or so years ago. Star athletes were often naturally gifted individuals like Jim Thorpe. But the level of competition has increased so dramatically in so many fields today that to excel you now need to put in the training, often from a very young age, necessary to hone your abilities to their peak.
So after that long digression, back to comedy. And here's my justification for the digression. Comedy is now much more competitive than it used to be. Mark Twain was largely self taught. He achieved significant success almost from the start anyhow. Will Rogers was also self taught. It seems unlikely that this is still possible.
Most successful modern comics now serve some kind of apprenticeship. They are part of Second City, the Chicago based improve group (or others based in elsewhere the US or elsewhere). Or they do years of stand-up in small clubs and eventually work their way up to larger venues. From there they graduate to Saturday Night Live or perhaps score a short run comedy show on a cable channel. If the show is successful (most of them flop quickly) their show gets extend. Or if the first show is a flop they somehow manage to get another chance and succeed.
Steven Colbert is a classic example of this. He did an apprenticeship at Second City. He then scored a gig on The Daily Show with Jon Stewart. He then moved on to a successful nine year run on cable. He is now holding down the seat formerly held by David Letterman in the 11:35 PM weekday slot on CBS. Some details are different but Jimmy Kimmel's (ABC), Jimmy Fallon's (NBC) and Conan O'Brien's (TBS) trajectories are similar. Numerous SNL alums have scored big in the movies or with long running TV shows. But their SNL gig was not their first comedy job.
Most successful comics say that time in front of an audience is critical to honing their craft. You need to know what actual people think of your material. They are the ultimate arbiter of what is and is not funny. But lots of people have gotten time in front of an audience at a club and only a few have made it big. Again if you don't have the talent and the luck then all the time in the world in front of an audience is not going to turn you into a success. And I can't imagine any comic has put in 10,000 hours before making it big.
I am an engineer. I like to know how things work even if I have no interest or ability in actually doing it myself. So I have checked out many interviews of many comics over the years. I have picked up a couple of nuggets.
Jerry Seinfeld says comedy is like looking for nuggets of comedy gold in a mine. They are few and far between. You can learn how to better recognize them and where to look for them with practice but it is never easy. The audience is good training. If you get in front of an audience frequently you can make slight changes to a joke by tweaking the contents, the delivery, the timing, and see whether the change gets a bigger laugh. Over time this hopefully teaches you to better construct the joke in the first place. This seems like common sense to me.
But Jon Oliver made an observation that was not at all obvious to me. He said if you are really serious about the business of comedy you have to do whatever it takes to land the joke. This often means leaving aside politeness or even basic human decency. You have to completely commit and be willing to suffer the consequences. Often the most successful comedy has a streak of meanness or outright cruelty in it. In its least unpleasant form the comic denigrates himself. Rodney Dangerfield's signature line was "I can't get no respect." Phyllis Diller called her husband "Fang". Yet she was married to the original Fang for more than 25 years and had six children with him.
Another interesting example is that of Joan Rivers. She started out doing soft humor deprecating herself and her long time husband Edgar. But over time her humor became much more hard edged. This was especially true after Edgar committed suicide. The event happened shortly after the cancellation of her night time talk show, the one that had caused a split between her and Johnny Carson, the then long time host of "The Tonight Show" on NBC. She became adept at putting down hecklers at her stage show. She also characterized herself as a complete tramp and made very specific and vulgar jokes about the physical wear and tear this entirely fictitious bad behavior had caused. This turn was a classic example of doing whatever it took to land the joke.
A lot of humor depends on having a handy a punching bag. It is sometimes the comedian herself, or the spouse, or a misbehaving member of the audience. Don Rickles, unique among comedians, has perfected the art of using random audience members as his punching bag. He is famous for even doing this to known mobsters. He was not at all sure it was a good idea the first time he was asked to do it. But the mobsters felt it was a badge of horror to be publically ridiculed by Rickles. After that, anyone of any notoriety expected to be singled out for abuse.
Rivers also found herself in a unique position when her daughter Melissa asked to work with her. By this time Joan's "top dog" persona was well established. As was her "go for the jugular" approach. Melissa was well aware of this but wanted on board anyhow. And the pairing worked well. And as expected Melissa became a frequent punching bag. In perhaps the most famous example of this they both appeared on the same season of "The Apprentice". Joan won by, among other things, forcing Melissa's elimination. Whatever it takes to land the joke. The good news is that there is every indication that they had a very warm and loving relationship offstage. Whatever it takes to land the joke is can be hard on personal relationships but apparently they found a way to make it work.
Finally, I am going to make what even I think is a feeble attempt to deconstruct a joke. Fortunately the joke is short, only four words. Generally credited to Henny Youngman the joke in it's entirety is: "Take my wife -- please!". It is a classic joke with a setup and a punch line. The setup is "Take my wife". It sets up an expectation that the wife is going to be discussed. And this immediately establishes a whole framework of expectations. Specifically, the normal expectation is that marriages are happy unions.
This expectation is totally destroyed by the one word "please". (Note: For the joke to work properly there should be a short pause between the setup and the punch line. This short delay allows the audience members to settle in and accept the framework of expectation implied by the premise.) The punch line tells us that the expectation conveyed by the setup is completely wrong, that the marriage is, in fact, an unhappy one.
And this leads me to my observation that a good joke should set up a framework of expectations. The more economically this can be done the more likely the joke is to work. It's hard to imagine being more efficient than doing the whole thing with just three words. Then the punch line should force a perspective shift that compels a complete re-evaluation of the expectation. It turns out that our brains are very good at this and in the right circumstances can do this in a remarkably short period of time.
But timing is important for the effective delivery of a joke. And experience in front of an audience informs the comic just how long the appropriate mental processing takes. If you go too fast the mind set of the audience is not in the proper place when the punch line is delivered and they literally miss the joke. If you take too long the audience gets bored and their attention wanders away from where you want it. Then they understand the joke but it has lost its punch.
And that is pretty much everything I know about comedy. And its not nearly enough to be able to do it well.
So we all end up with well informed opinions about what is good comedy and what is bad comedy. But I think there is a genetic component involved. I have never been a fan of The Three Stooges or Lucile Ball but millions would beg to disagree. There is comedy I like and comedy I don't. And what I put into each category will differ, at least in small ways, from what any other single individual would. Part of what good comedians are able to do is to create comedy that a large audience will find funny.
And I am a terrible audience. Performers want a reaction. They want you to obviously signal what you like and don't like. Good comics will take this in and adjust their act in ways large and small to more completely pull the audience in front of them in. And a good comic wants a tough audience. They want a challenge that drives them to put on their best performance using their best material.
They take great pride in winning over a tough crowd. But they also disrespect a crowd that is either too easy, will laugh at everything, or too hard, will laugh at nothing. I will often find something funny but not visibly react. That is unfair to the performer and also a bad idea. If everybody was like me then the performer would over correct or under correct and I would get a performance that wasn't as good as it could have been. So it's my loss but I seem to be wired that way. If I remember I try to be more responsive.
Time for a digression, and you know I love my digressions. What are the pillars of success? There are three of them but they don't get equal attention. The one that consistently gets the most attention is effort. As mentioned above, Malcom Gladwell in an essay entitled "The 10,000-hour Rule" popularized the idea. (See his book "Outliers" for this and other essays on the subject of Success.)
Charlie Rose frequently interviews successful people like athletes. He always asks about their secret of success and they typically answer by talking about how hard they work and perhaps what their training regime is. This pattern is similar to the one that almost all interviewers use almost all the time. And it is pretty useless for gaining any real insight. To be helpful you have to compare what successful people do with what unsuccessful people do and look for the differences. But the unsuccessful people are almost never interviewed. Nor have they ended up being the subject of a Gladwell essay.
Many second, third, etc. place people also train incredibly hard and use top flight training techniques. They do pretty much the same things the winners do. Level of effort does not separate out the winners from the also ran's. What does are the other two pillars of success. The most obvious one is basic ability. If you do not possess sufficient strength, agility, quickness, balance, etc. it really doesn't matter how or how hard you train. There are high intensity tennis camps for kids. If you attend one of these camps for a few years you can easily rack up the requisite 10,000 hours. And many of them feature the newest and best training techniques. But only a few of the graduates of these programs make it into the ranks of the pros. And only extremely special individuals make it to a number one ranking.
If the difference in ability is great enough even unskilled people like myself can pick out the few that have a chance to be great from the many who will never be better than mediocre. A great deal of skill is necessary to separate out the best from the merely very good and, more importantly, to know how to help them be their best. This aspect of success is occasionally acknowledged. You are born with a certain level of ability. And if you have the requisite amount of ability the decision as to whether you will put in the necessary effort and discipline is yours alone. In other words, you do have some control over your fate. When it comes to the third aspect of success, however, everything is completely out of your hands.
And that is fate, or, if you prefer, luck. I like to use Bill Gates to illustrate how important luck is to the super-successful. The founder and long time president of Microsoft, Mr. Gates has long been the richest man in the US (and often the richest in the world). It doesn't get more successful than that. (For a good reference on the path that took Mr. Gates's from birth to helming Microsoft at its most powerful I recommend "Gates: How Microsoft's Mogul Reinvented an Industry and Made Himself the Richest Man in America" by Stephen Manes and Paul Andrews.) It doesn't get more successful than that. And he attained that exalted status purely as a result of skill, right? Consider:
He was born in Seattle, a city with a good tech culture and one that could offer him unprecedented access to computers as a High School student. (See the Maines book for details.) This kind of opportunity was available in few other places at the time and is still relatively rare.
He was born of white parents and was, therefore, white.
He was born male. He has a sister. There is virtually no difference in how they were brought up but he is known around the world and most people don't even know she exists.
He was born at the right time. His signature skill is computer expertise. A little sooner and there was no opportunity for anyone to rise as spectacularly as he has. A little later and he would have had a lot of difficulty standing out from the crowd.
He selected his parents well. His father was a successful attorney, well known and respected in the Seattle business community. His mother was a long time member of the University of Washington Board of Regents. Getting this job requires political connections. Keeping this job requires a great deal of skill.
He was brought up in a very competitive environment. He was taught the skills necessary to thrive and succeed when up against "type A" personalities.
Change one of these attributes, all completely the result of luck, and the Bill Gates we know would never have existed.
Steve Jobs was born in San Francisco near silicone valley. San Francisco at the time was unique due to the existence of the Home Brew Computer Club. Had he grown up anywhere else Jobs would probably now be as well known as Gates' sister. Mark Zuckerberg was born in New York near IBM world headquarters. Here too we have a nearly unique environment.
Consider all of the people who have built a company from nothing to a Fortune 500 ranking in the last fifty years. Nearly all of them are male and nearly all of them are white.
Mr. Gates' parents were part of the Seattle power elite. He literally learned how the decision makers in large businesses think and operate as a child at his father's knee. He and his siblings were forced as children to hone their competitive skill. The early growth years of Microsoft involved building and maintaining a close relationship with IBM. Knowing how IBM executives thought and operated was invaluable. And his competitive skills helped him get the best of IBM by negotiating a non-exclusive deal for DOS. Being able to license DOS to all comers was what catapulted Microsoft from a company no one had heard of to a tech powerhouse.
So Mr. Gates' spectacular success is due to the lucky factors that he was a white male with the proper social background who was born in the right place at the right time to be in the right position to apply his talents. And that luck enabled him to be as successful as he has been.
We see this all over the place. If Tiger Woods had been born 20 years earlier he would have been a complete unknown because he would never have gotten a chance to play. The first couple of times he played in the Masters the Augusta Golf Club still barred blacks from becoming regular members.
Edison could not have become "Edison" if he had been born in another country or been born a woman or been a person of color. No one would have given him a chance to show what he was capable of. To be a great success you must be allowed to be successful and you must have access to the external factors like education or training that are necessary to your success.
Certainly all three factors contribute. If you don't have the necessary abilities you are doomed before you start. If you don't have the right kind of luck you never get a chance to get into the ring. You can get a certain distance on luck and ability. This was definitely true in sport a hundred or so years ago. Star athletes were often naturally gifted individuals like Jim Thorpe. But the level of competition has increased so dramatically in so many fields today that to excel you now need to put in the training, often from a very young age, necessary to hone your abilities to their peak.
So after that long digression, back to comedy. And here's my justification for the digression. Comedy is now much more competitive than it used to be. Mark Twain was largely self taught. He achieved significant success almost from the start anyhow. Will Rogers was also self taught. It seems unlikely that this is still possible.
Most successful modern comics now serve some kind of apprenticeship. They are part of Second City, the Chicago based improve group (or others based in elsewhere the US or elsewhere). Or they do years of stand-up in small clubs and eventually work their way up to larger venues. From there they graduate to Saturday Night Live or perhaps score a short run comedy show on a cable channel. If the show is successful (most of them flop quickly) their show gets extend. Or if the first show is a flop they somehow manage to get another chance and succeed.
Steven Colbert is a classic example of this. He did an apprenticeship at Second City. He then scored a gig on The Daily Show with Jon Stewart. He then moved on to a successful nine year run on cable. He is now holding down the seat formerly held by David Letterman in the 11:35 PM weekday slot on CBS. Some details are different but Jimmy Kimmel's (ABC), Jimmy Fallon's (NBC) and Conan O'Brien's (TBS) trajectories are similar. Numerous SNL alums have scored big in the movies or with long running TV shows. But their SNL gig was not their first comedy job.
Most successful comics say that time in front of an audience is critical to honing their craft. You need to know what actual people think of your material. They are the ultimate arbiter of what is and is not funny. But lots of people have gotten time in front of an audience at a club and only a few have made it big. Again if you don't have the talent and the luck then all the time in the world in front of an audience is not going to turn you into a success. And I can't imagine any comic has put in 10,000 hours before making it big.
I am an engineer. I like to know how things work even if I have no interest or ability in actually doing it myself. So I have checked out many interviews of many comics over the years. I have picked up a couple of nuggets.
Jerry Seinfeld says comedy is like looking for nuggets of comedy gold in a mine. They are few and far between. You can learn how to better recognize them and where to look for them with practice but it is never easy. The audience is good training. If you get in front of an audience frequently you can make slight changes to a joke by tweaking the contents, the delivery, the timing, and see whether the change gets a bigger laugh. Over time this hopefully teaches you to better construct the joke in the first place. This seems like common sense to me.
But Jon Oliver made an observation that was not at all obvious to me. He said if you are really serious about the business of comedy you have to do whatever it takes to land the joke. This often means leaving aside politeness or even basic human decency. You have to completely commit and be willing to suffer the consequences. Often the most successful comedy has a streak of meanness or outright cruelty in it. In its least unpleasant form the comic denigrates himself. Rodney Dangerfield's signature line was "I can't get no respect." Phyllis Diller called her husband "Fang". Yet she was married to the original Fang for more than 25 years and had six children with him.
Another interesting example is that of Joan Rivers. She started out doing soft humor deprecating herself and her long time husband Edgar. But over time her humor became much more hard edged. This was especially true after Edgar committed suicide. The event happened shortly after the cancellation of her night time talk show, the one that had caused a split between her and Johnny Carson, the then long time host of "The Tonight Show" on NBC. She became adept at putting down hecklers at her stage show. She also characterized herself as a complete tramp and made very specific and vulgar jokes about the physical wear and tear this entirely fictitious bad behavior had caused. This turn was a classic example of doing whatever it took to land the joke.
A lot of humor depends on having a handy a punching bag. It is sometimes the comedian herself, or the spouse, or a misbehaving member of the audience. Don Rickles, unique among comedians, has perfected the art of using random audience members as his punching bag. He is famous for even doing this to known mobsters. He was not at all sure it was a good idea the first time he was asked to do it. But the mobsters felt it was a badge of horror to be publically ridiculed by Rickles. After that, anyone of any notoriety expected to be singled out for abuse.
Rivers also found herself in a unique position when her daughter Melissa asked to work with her. By this time Joan's "top dog" persona was well established. As was her "go for the jugular" approach. Melissa was well aware of this but wanted on board anyhow. And the pairing worked well. And as expected Melissa became a frequent punching bag. In perhaps the most famous example of this they both appeared on the same season of "The Apprentice". Joan won by, among other things, forcing Melissa's elimination. Whatever it takes to land the joke. The good news is that there is every indication that they had a very warm and loving relationship offstage. Whatever it takes to land the joke is can be hard on personal relationships but apparently they found a way to make it work.
Finally, I am going to make what even I think is a feeble attempt to deconstruct a joke. Fortunately the joke is short, only four words. Generally credited to Henny Youngman the joke in it's entirety is: "Take my wife -- please!". It is a classic joke with a setup and a punch line. The setup is "Take my wife". It sets up an expectation that the wife is going to be discussed. And this immediately establishes a whole framework of expectations. Specifically, the normal expectation is that marriages are happy unions.
This expectation is totally destroyed by the one word "please". (Note: For the joke to work properly there should be a short pause between the setup and the punch line. This short delay allows the audience members to settle in and accept the framework of expectation implied by the premise.) The punch line tells us that the expectation conveyed by the setup is completely wrong, that the marriage is, in fact, an unhappy one.
And this leads me to my observation that a good joke should set up a framework of expectations. The more economically this can be done the more likely the joke is to work. It's hard to imagine being more efficient than doing the whole thing with just three words. Then the punch line should force a perspective shift that compels a complete re-evaluation of the expectation. It turns out that our brains are very good at this and in the right circumstances can do this in a remarkably short period of time.
But timing is important for the effective delivery of a joke. And experience in front of an audience informs the comic just how long the appropriate mental processing takes. If you go too fast the mind set of the audience is not in the proper place when the punch line is delivered and they literally miss the joke. If you take too long the audience gets bored and their attention wanders away from where you want it. Then they understand the joke but it has lost its punch.
And that is pretty much everything I know about comedy. And its not nearly enough to be able to do it well.
Wednesday, September 21, 2016
50 Years of Science - Predictions
I have been publishing a series of "50 Years of Science" posts for some time now. The most recent post (part 7) can be found here: http://sigma5.blogspot.com/2016/08/50-years-of-sceince-part-7.html. That post also contains information on how to find the rest of the posts in the series.
For this post I am going to take a slight detour. The series is based on the work of Isaac Asimov and so is this one. Here I want to focus on a piece he wrote in 1964 for the New York Times. It can be found here: http://www.nytimes.com/books/97/03/23/lifetimes/asi-v-fair.html. I found out about the piece in an article Kim Stanley Robinson, another highly respected Science Fiction author, wrote for the September, 2016 issue of Scientific American called "The Great Unknown" (see page 80). The subhead for the article is "Can we trust our own predictions?" And it turns out that some of the material in this article is based on a piece he wrote that can be found here: https://www.scifinow.co.uk/blog/kim-stanley-robinson-on-isaac-asimovs-1964-predictions/. I recommend them all.
I have been consuming predictions (frequently) and making predictions (occasionally) for some time. If you don't take it too seriously it's a fun exercise. It turns out that everyone is really bad at it. That's why predictions that cover any significant period of time should be evaluated primarily based on their entertainment value. Robinson in his Scientific American piece goes into some of the reasons everybody including the experts are so bad at it. And, of course, Science Fiction writers, when not being graded on the curve, are almost as bad as everybody else.
This can be excused based in their particular case on their need to be entertaining above all else. Hence their heavy reliance on space babes. Various alien creatures, then primarily bug eyed monsters, now more benign creatures like Spock, also feature prominently. But so far we haven't even found any single celled alien creatures. And that means we also haven't found anything larger. And that, of course, means that space babes are currently strictly confined to fictional realms.
An argument can be made that this is to be expected but still. More importantly we have now spent over fifty years looking for radio signals from far away places and we have struck out here too. But enough of picking on the work product of people whose background and interests were primarily in the arts rather than the sciences. Let's move on to an actual science guy. Mr. Asimov was an actual science guy (PHD, Biochemistry plus one scientific text book to his credit) and see how he did.
Mr. Robinson gives him high marks. But he is grading on the curve. And Mr. Asimov's '64 piece was produced in conjunction with the 1964 World's Fair. So he was definitely interested in being entertaining. This resulted in Mr. Asimov predicting that various science fiction tropes that were then common would be reality fifty years later. This led Mr. Asimov badly astray in a number of places.
He goes on about underground houses which use electronics to simulate the natural world. We now have that capability, at least when it comes to the visual aspect, but we don't use it. And some variation of smell-o-vision is resurrected periodically but never seems to catch on. It turns out that there are people are like Mr. Asimov who like an artificial environment and don't enjoy being out in the natural world where there are actual plants and animals about. These people don't bother with a simulation. And the far more populous group who actually likes a natural environment prefers the real thing to a simulation.
Mr. Asimov goes on about kitchen gadgets. He got a lot of the specific details wrong but he nailed the broader trend. He failed completely when he predicted that power cords would go away. This prediction was based on an assumption that small energy sources would be broadly available. Based on radioactivity would provide a compact high capacity energy source that would eliminate the need for a power cord. Alas we are still dealing with batteries that don't work a lot better than those available in the '60s. So we have power cords all over the place. We also have a scourge he completely missed, data cords.
On an industrial scale he predicted the development of power plants based on nuclear fusion. In the intervening fifty years tens of billions of dollars have been invested and we are still trying to get to the prototype stage. It looks like many tens of billions of additional dollars and a decade or more of additional work will be required to get us to a working model. And that's if everything goes well. But that looks pretty unlikely. He predicted solar power stations but he got the technology wrong. His were based on mirrors in space, no doubt a result of his science fiction background. Instead we have wind farms and solar panels.
He is perhaps at his most "woo woo" when it comes to transportation. His predicted low flying cars (and boats) have not turned up as they are quite impractical. Tires are still the technology of choice for ground transportation and boats still float in the water. Another science fiction staple, moving sidewalks, has yet to be found practical outside a few tiny niche applications. Moving goods around using pneumatic tubes, common in office buildings at the time, have faded away rather than seeing expanded use.
At the time copper signal cables under the oceans were the preferred method of sending electronic messages long distances. Asimov predicted, as did many others, that geosynchronous satellites would replace them. They didn't. Such satellites introduce about a quarter of a second delay. People find this annoying when making phone calls. They might have put up with it but something better came along (see below). Asimov forecast a substantial population of people living off of the surface of the earth. This included substantial populations occupying space stations and lunar colonies. Instead all we have are a few people occupying the International Space Station in what is mostly a public relations stunt.
He predicts a substantial evolution in the job market. "Mankind will therefore have become largely a race of machine tenders." This is a bit of an over-reach but, as a trend, it is correct. Robotics and automation are reworking the workplace, particularly in manufacturing, and a lot of what people now do can accurately be described as machine tending. There is currently a fear that employment will never return to traditional levels. Asimov seen this as a good thing. If the "disease of boredom" becoming widespread is the worst problem mankind faces then to his way of thinking things must be pretty good.
I have skipped over one prediction Asimov made and that is population trends. He very accurately predicted world population as of 2014. And he was very concerned about our ability to feed so many people. This latter fear turned out to be baseless. We do a much better job in 2014 of feeding everyone than we did in 1964 even though world population has grown substantially.
That's the background. Now I want to add my thoughts to Robinson's on the business of prediction. He gives Asimov full credit for his population prediction. He attributes Asimov's success to the fact that population growth is what he calls a "historically dominant" trend. These kind of trends are ones where the driving factors are so powerful that only the most powerful unexpected event or trend can derail them. As its basic level population trends are driven by only two basic factors. How many children are women having? How many of these children live to become old enough to have children of their own? It is very easy to determine the answer to these questions to the accuracy necessary to make accurate predictions.
Demographers have been tracking these two numbers for many decades now. Women in advanced nations have been having few children for several decades now. This has now been going on long enough that we can predict that for the next few decades the population of these countries will, at best, grow slowly, and in many cases shrink. In general more and more people are living long enough to reach child bearing age. That makes little difference in advanced countries because it is more than offset by how far the children per woman number has dropped. But the population is still continuing to grow in the rest of the world because large families are still the norm there. And longevity continues to increase. Only large and easily identified changes in one or both of these factors can significantly change the trajectory.
Robinson identifies a second "historically dominant" trend, global warming. It behaves much like population. A few easily monitored processes are responsible for most of the trend. These processes often operate on a time scale measured in decades. So a lot of the change we can expect in the next few decades is already baked in. And any changes big enough to make a noticeable trajectory change will be large, prolonged, and easily spotted. Like population trends we will know well in advance if projections need changing.
Now let's down size a little. I next want to introduce a trend that is only somewhat "historically dominant". I want to talk about integrated circuits, commonly referred to as computer chips. A critical patent in the field was issued in 1959. It was just coming to the attention of a more general audience about the time Asimov was writing his article so he can be forgiven for missing its significance. The trend associated with computer chips was dubbed "Moore's Law" in 1965. The rapid introduction of personal computers in the '80s quickly resulted in the law becoming well known.
Moore predicted that computer chips would continue to get smaller, faster, and cheaper at a rapid clip. And computer chips in their more broadly useful guise of integrated circuits ended up being plugged into all make and manner of gadgets. The fact that the capabilities of integrated circuits rapidly improved meant that the features and capabilities of these myriad gadgets could also rapidly improve. So they did. Moore's Law held for about thirty years. It still holds to some extent today. Integrated circuits are no longer getting smaller and faster at a rapid pace but they are still getting cheaper. And industry keeps finding more and more ways to use them.
Robinson identifies several kinds of trend curves. The one that fits computer chips is the "S" curve. It took a while to get good at them. This resulted in the early part of the curve being flat (low growth/improvement). Then industry got good at making them and improving them. The curve bent up sharply into a period of explosive growth. Now basic physics have put limits on how much better computer chips can get so the curve has flattened out.
The computer chip story is in the middle of the list of ways trends can play out. At one end of the list we have breakthroughs. Before you have nothing then after things take off like a rocket. In 1964 the laser had just been invented. Lasers took off and are now used in many ways that were unimaginable at the time. People were predicting this at the time but at the time it was only a guess. This prediction eventually panned out. Another invention that later became significant came along some time later, that of fiber optic cables.
By itself this invention was not that significant. But the combination of lasers, fiber optics, and computer chips enabled out modern "internet" communications infrastructure. Vast quantities of data can now be moved around the world nearly instantaneously. This alternative to communications satellites is why they went out of favor. It is almost impossible to predict this kind of synergistic behavior where multiple developments combine to change the world. Without all of them there wouldn't be much going on.
At the other end of our list is the foreseen breakthrough technology that never materializes. The classic example of this is rockets. Rockets today are pretty much as they were in 1964. So it is just too expensive to put people in space so we don't. And so any prediction that requires easy access to space turns out to be wrong.
I don't know specifically what Asimov had in mind that would enable ground transportation to float above the ground and water transportation to float above the water. But whatever it was it never showed up. So land vehicles still use tires and water vehicles still float. Underground houses with fake windows failed to catch on not due to a feasibility problem. They could have been built then and can be built now. It's just that few people want to live in them. They are an idea that never became popular.
Asimov did not know about the whole Moore's Law thing. In spite of that he managed to make reasonably accurate predictions about computers. He just took it on faith that computers would continue to get better and they did. His take on general computer capability (i.e. language translation) turned out to be pretty accurate. Computers are much better at some things than he probably expected and much worse at other things.
A lot of Asimov's fiction involved robots. So it is perhaps no surprise that he did pretty well on them. He foresaw household robots that would be large, clumsy, and slow-moving. We have more computer power available to apply to the task but the task requires more computer power than was predicted. The two misses balanced out.
And then there are the unforeseen breakthroughs. The chemical structure of DNA had been determined for about a decade. But DNA is not even mentioned in Asimov's story. The intervening half century has seen breakthrough after breakthrough. The idea that you could quickly and cheaply sequence someone's DNA and determine where their ancestors came from or diagnose some diseases or positively identify an individual using a trace so small it is almost undetectable to the naked eye were so far out that not even science fiction writers imagined them.
DNA in particular and biotechnology in general are now coming things. Our knowledge in this area is exploding. I confidently predict that a lot of progress will happen in the next fifty years. But most people would probably put that prediction into the category of a "historically dominant" trend. So let me go out on a limb and make a prediction about something that is much more iffy.
There has been vast discussion about "the singularity". There seem to be two schools on the subject with not much else getting any exposure. It's either "It's going to happen and any day now" or "anyone that thinks it is ever going to happen is nuts". So what is "the singularity"? It's the day when computers get smarter than humans and escape our control. It is the computer equivalent of the Frankenstein scenario.
An early take on this focused on the phone system. Certain components could be seen as the equivalent of brain synapses. When the component count exceeded that of the human brain some magical transformation was supposed to take place and the phone system was supposed to come alive.
Another scenario envisioned some kind of Watson style machine only more powerful. At some point some threshold would be passed and it would become sentient and take control of its own fate. It is easy to shoot down these kinds of scenarios. Robinson even does so in his Scientific American article. The phone system is not wired either for intelligence or for independent action. As Robinson observes in the Scientific American article, "if it can't happen, it won't happen". His response to the Watson scenario is the observation that Watson can be unplugged. But is there a way to thread the needle and end up with a third way? I think there actually is.
The whole field of artificial intelligence is evolving quickly. A recent book, "Weapons of Math Destruction" by Cathy O'Neil has some interesting things to say about the field. What she's talking about is generally referred to as "big data". Its most obvious aspect is the unbelievable amount of data that is available to and accessible by computer systems. People want to monetize it. In plain English this means they want to make money off it. The problem is that the amount of data is so vast that it is literally beyond the ability of people to make sense of it on their own. The solution is "machine learning" or, as O'Neil calls it "invisible algorithms".
Clever software roots around in the data looking for patterns. There is so much data that it is a mistake to ask "is this specific thing in there somewhere"? Instead "machine learning" and other computer science techniques are used. (See O'Neil's book if you want more details.) These techniques look for any pattern or regularity in the data. How they do this is now so complex that no one knows how they go about it or often what in detail they find. You have to take what the system spits out on faith. In the end the only question that is important to the people putting up the money is "if we do what the computer says will we make money"?
We saw this sort of thing run amok on Wall Street in the financial collapse. "Trading algorithms" that no one understood made lots of money for big banks until they didn't. When everything went sideways the Wall Street firms could literally not afford to pull the plug on these systems. Instead they tinkered around the edges and promised "it's fixed and bad things will never happen again". But the promise had no substance behind it.
Since then computer power and data storage have gotten cheaper. And the algorithms have gotten more complex In other words, even less is known about what they are actually doing. But this kind of thing has become even more wide spread. O'Neil's subtitle says that the situation has progressed to the point where it "Threatens Democracy". This kind of real world experience with actual systems makes a good case that some computer systems are already more intelligent than human beings. And the Wall Street example demonstrates that it may not be possible to turn an even an obviously misbehaving system off.
Let's do another "what if" with something that is looming on the near term horizon. We are within a few years of having self driving cars on the road. Since we at doing a "what if", what if self driving car technology is quickly and widely adopted. And what if it works so well that the traffic fatality rate plunges. Say it quickly goes from the current 30,000 per year all the way down to 1,000. It now becomes feasible to thoroughly analyze every fatal incident. So let's take things one final step further and go full Frankenstein.
What if in 900 cases the self driving software is completely blameless. Say the fatality is caused by a catastrophic mechanical failure or a lightning strike or whatever, anything that lets the self driving technology completely off the hook. But now what if in the remaining 100 fatalities it turns out the self driving technology has done something crazy, something that by no stretch of the imagination is what it should have done. And now what if the software people and the hardware people go over everything with a fine tooth comb and can find nothing wrong. They are completely baffled as to why the self driving technology apparently actively decided to kill someone. Then what? Well the system could be turned off. But that would raise the fatality rate from 1,000 to 30,000. So that can't be done.
My point is that it is actually pretty easy to create a credible scenario where people are not able to figure out what is going on but something bad seems to be going on but there are good reasons why the system can't be turned off or even reverted back to an older version.
I don't know exactly what "sentient" means. I don't think sentience will manifest itself in some kind of unambiguous "it's alive" moment. And what exactly does it mean if you say that the computer has "taken control of its own destiny"? Many machine learning systems already in use evolve their behavior as they process additional data. Certainly computers are currently able to make decisions and take actions in the real world based on those decisions. But are they self aware? I don't know. Does it make any difference? I don't know. The best I have is that at some point well after the fact we may look back and decide that at some previous point something important changed and as a result we are not in complete control any more.
Is that a prediction? I guess it is.
For this post I am going to take a slight detour. The series is based on the work of Isaac Asimov and so is this one. Here I want to focus on a piece he wrote in 1964 for the New York Times. It can be found here: http://www.nytimes.com/books/97/03/23/lifetimes/asi-v-fair.html. I found out about the piece in an article Kim Stanley Robinson, another highly respected Science Fiction author, wrote for the September, 2016 issue of Scientific American called "The Great Unknown" (see page 80). The subhead for the article is "Can we trust our own predictions?" And it turns out that some of the material in this article is based on a piece he wrote that can be found here: https://www.scifinow.co.uk/blog/kim-stanley-robinson-on-isaac-asimovs-1964-predictions/. I recommend them all.
I have been consuming predictions (frequently) and making predictions (occasionally) for some time. If you don't take it too seriously it's a fun exercise. It turns out that everyone is really bad at it. That's why predictions that cover any significant period of time should be evaluated primarily based on their entertainment value. Robinson in his Scientific American piece goes into some of the reasons everybody including the experts are so bad at it. And, of course, Science Fiction writers, when not being graded on the curve, are almost as bad as everybody else.
This can be excused based in their particular case on their need to be entertaining above all else. Hence their heavy reliance on space babes. Various alien creatures, then primarily bug eyed monsters, now more benign creatures like Spock, also feature prominently. But so far we haven't even found any single celled alien creatures. And that means we also haven't found anything larger. And that, of course, means that space babes are currently strictly confined to fictional realms.
An argument can be made that this is to be expected but still. More importantly we have now spent over fifty years looking for radio signals from far away places and we have struck out here too. But enough of picking on the work product of people whose background and interests were primarily in the arts rather than the sciences. Let's move on to an actual science guy. Mr. Asimov was an actual science guy (PHD, Biochemistry plus one scientific text book to his credit) and see how he did.
Mr. Robinson gives him high marks. But he is grading on the curve. And Mr. Asimov's '64 piece was produced in conjunction with the 1964 World's Fair. So he was definitely interested in being entertaining. This resulted in Mr. Asimov predicting that various science fiction tropes that were then common would be reality fifty years later. This led Mr. Asimov badly astray in a number of places.
He goes on about underground houses which use electronics to simulate the natural world. We now have that capability, at least when it comes to the visual aspect, but we don't use it. And some variation of smell-o-vision is resurrected periodically but never seems to catch on. It turns out that there are people are like Mr. Asimov who like an artificial environment and don't enjoy being out in the natural world where there are actual plants and animals about. These people don't bother with a simulation. And the far more populous group who actually likes a natural environment prefers the real thing to a simulation.
Mr. Asimov goes on about kitchen gadgets. He got a lot of the specific details wrong but he nailed the broader trend. He failed completely when he predicted that power cords would go away. This prediction was based on an assumption that small energy sources would be broadly available. Based on radioactivity would provide a compact high capacity energy source that would eliminate the need for a power cord. Alas we are still dealing with batteries that don't work a lot better than those available in the '60s. So we have power cords all over the place. We also have a scourge he completely missed, data cords.
On an industrial scale he predicted the development of power plants based on nuclear fusion. In the intervening fifty years tens of billions of dollars have been invested and we are still trying to get to the prototype stage. It looks like many tens of billions of additional dollars and a decade or more of additional work will be required to get us to a working model. And that's if everything goes well. But that looks pretty unlikely. He predicted solar power stations but he got the technology wrong. His were based on mirrors in space, no doubt a result of his science fiction background. Instead we have wind farms and solar panels.
He is perhaps at his most "woo woo" when it comes to transportation. His predicted low flying cars (and boats) have not turned up as they are quite impractical. Tires are still the technology of choice for ground transportation and boats still float in the water. Another science fiction staple, moving sidewalks, has yet to be found practical outside a few tiny niche applications. Moving goods around using pneumatic tubes, common in office buildings at the time, have faded away rather than seeing expanded use.
At the time copper signal cables under the oceans were the preferred method of sending electronic messages long distances. Asimov predicted, as did many others, that geosynchronous satellites would replace them. They didn't. Such satellites introduce about a quarter of a second delay. People find this annoying when making phone calls. They might have put up with it but something better came along (see below). Asimov forecast a substantial population of people living off of the surface of the earth. This included substantial populations occupying space stations and lunar colonies. Instead all we have are a few people occupying the International Space Station in what is mostly a public relations stunt.
He predicts a substantial evolution in the job market. "Mankind will therefore have become largely a race of machine tenders." This is a bit of an over-reach but, as a trend, it is correct. Robotics and automation are reworking the workplace, particularly in manufacturing, and a lot of what people now do can accurately be described as machine tending. There is currently a fear that employment will never return to traditional levels. Asimov seen this as a good thing. If the "disease of boredom" becoming widespread is the worst problem mankind faces then to his way of thinking things must be pretty good.
I have skipped over one prediction Asimov made and that is population trends. He very accurately predicted world population as of 2014. And he was very concerned about our ability to feed so many people. This latter fear turned out to be baseless. We do a much better job in 2014 of feeding everyone than we did in 1964 even though world population has grown substantially.
That's the background. Now I want to add my thoughts to Robinson's on the business of prediction. He gives Asimov full credit for his population prediction. He attributes Asimov's success to the fact that population growth is what he calls a "historically dominant" trend. These kind of trends are ones where the driving factors are so powerful that only the most powerful unexpected event or trend can derail them. As its basic level population trends are driven by only two basic factors. How many children are women having? How many of these children live to become old enough to have children of their own? It is very easy to determine the answer to these questions to the accuracy necessary to make accurate predictions.
Demographers have been tracking these two numbers for many decades now. Women in advanced nations have been having few children for several decades now. This has now been going on long enough that we can predict that for the next few decades the population of these countries will, at best, grow slowly, and in many cases shrink. In general more and more people are living long enough to reach child bearing age. That makes little difference in advanced countries because it is more than offset by how far the children per woman number has dropped. But the population is still continuing to grow in the rest of the world because large families are still the norm there. And longevity continues to increase. Only large and easily identified changes in one or both of these factors can significantly change the trajectory.
Robinson identifies a second "historically dominant" trend, global warming. It behaves much like population. A few easily monitored processes are responsible for most of the trend. These processes often operate on a time scale measured in decades. So a lot of the change we can expect in the next few decades is already baked in. And any changes big enough to make a noticeable trajectory change will be large, prolonged, and easily spotted. Like population trends we will know well in advance if projections need changing.
Now let's down size a little. I next want to introduce a trend that is only somewhat "historically dominant". I want to talk about integrated circuits, commonly referred to as computer chips. A critical patent in the field was issued in 1959. It was just coming to the attention of a more general audience about the time Asimov was writing his article so he can be forgiven for missing its significance. The trend associated with computer chips was dubbed "Moore's Law" in 1965. The rapid introduction of personal computers in the '80s quickly resulted in the law becoming well known.
Moore predicted that computer chips would continue to get smaller, faster, and cheaper at a rapid clip. And computer chips in their more broadly useful guise of integrated circuits ended up being plugged into all make and manner of gadgets. The fact that the capabilities of integrated circuits rapidly improved meant that the features and capabilities of these myriad gadgets could also rapidly improve. So they did. Moore's Law held for about thirty years. It still holds to some extent today. Integrated circuits are no longer getting smaller and faster at a rapid pace but they are still getting cheaper. And industry keeps finding more and more ways to use them.
Robinson identifies several kinds of trend curves. The one that fits computer chips is the "S" curve. It took a while to get good at them. This resulted in the early part of the curve being flat (low growth/improvement). Then industry got good at making them and improving them. The curve bent up sharply into a period of explosive growth. Now basic physics have put limits on how much better computer chips can get so the curve has flattened out.
The computer chip story is in the middle of the list of ways trends can play out. At one end of the list we have breakthroughs. Before you have nothing then after things take off like a rocket. In 1964 the laser had just been invented. Lasers took off and are now used in many ways that were unimaginable at the time. People were predicting this at the time but at the time it was only a guess. This prediction eventually panned out. Another invention that later became significant came along some time later, that of fiber optic cables.
By itself this invention was not that significant. But the combination of lasers, fiber optics, and computer chips enabled out modern "internet" communications infrastructure. Vast quantities of data can now be moved around the world nearly instantaneously. This alternative to communications satellites is why they went out of favor. It is almost impossible to predict this kind of synergistic behavior where multiple developments combine to change the world. Without all of them there wouldn't be much going on.
At the other end of our list is the foreseen breakthrough technology that never materializes. The classic example of this is rockets. Rockets today are pretty much as they were in 1964. So it is just too expensive to put people in space so we don't. And so any prediction that requires easy access to space turns out to be wrong.
I don't know specifically what Asimov had in mind that would enable ground transportation to float above the ground and water transportation to float above the water. But whatever it was it never showed up. So land vehicles still use tires and water vehicles still float. Underground houses with fake windows failed to catch on not due to a feasibility problem. They could have been built then and can be built now. It's just that few people want to live in them. They are an idea that never became popular.
Asimov did not know about the whole Moore's Law thing. In spite of that he managed to make reasonably accurate predictions about computers. He just took it on faith that computers would continue to get better and they did. His take on general computer capability (i.e. language translation) turned out to be pretty accurate. Computers are much better at some things than he probably expected and much worse at other things.
A lot of Asimov's fiction involved robots. So it is perhaps no surprise that he did pretty well on them. He foresaw household robots that would be large, clumsy, and slow-moving. We have more computer power available to apply to the task but the task requires more computer power than was predicted. The two misses balanced out.
And then there are the unforeseen breakthroughs. The chemical structure of DNA had been determined for about a decade. But DNA is not even mentioned in Asimov's story. The intervening half century has seen breakthrough after breakthrough. The idea that you could quickly and cheaply sequence someone's DNA and determine where their ancestors came from or diagnose some diseases or positively identify an individual using a trace so small it is almost undetectable to the naked eye were so far out that not even science fiction writers imagined them.
DNA in particular and biotechnology in general are now coming things. Our knowledge in this area is exploding. I confidently predict that a lot of progress will happen in the next fifty years. But most people would probably put that prediction into the category of a "historically dominant" trend. So let me go out on a limb and make a prediction about something that is much more iffy.
There has been vast discussion about "the singularity". There seem to be two schools on the subject with not much else getting any exposure. It's either "It's going to happen and any day now" or "anyone that thinks it is ever going to happen is nuts". So what is "the singularity"? It's the day when computers get smarter than humans and escape our control. It is the computer equivalent of the Frankenstein scenario.
An early take on this focused on the phone system. Certain components could be seen as the equivalent of brain synapses. When the component count exceeded that of the human brain some magical transformation was supposed to take place and the phone system was supposed to come alive.
Another scenario envisioned some kind of Watson style machine only more powerful. At some point some threshold would be passed and it would become sentient and take control of its own fate. It is easy to shoot down these kinds of scenarios. Robinson even does so in his Scientific American article. The phone system is not wired either for intelligence or for independent action. As Robinson observes in the Scientific American article, "if it can't happen, it won't happen". His response to the Watson scenario is the observation that Watson can be unplugged. But is there a way to thread the needle and end up with a third way? I think there actually is.
The whole field of artificial intelligence is evolving quickly. A recent book, "Weapons of Math Destruction" by Cathy O'Neil has some interesting things to say about the field. What she's talking about is generally referred to as "big data". Its most obvious aspect is the unbelievable amount of data that is available to and accessible by computer systems. People want to monetize it. In plain English this means they want to make money off it. The problem is that the amount of data is so vast that it is literally beyond the ability of people to make sense of it on their own. The solution is "machine learning" or, as O'Neil calls it "invisible algorithms".
Clever software roots around in the data looking for patterns. There is so much data that it is a mistake to ask "is this specific thing in there somewhere"? Instead "machine learning" and other computer science techniques are used. (See O'Neil's book if you want more details.) These techniques look for any pattern or regularity in the data. How they do this is now so complex that no one knows how they go about it or often what in detail they find. You have to take what the system spits out on faith. In the end the only question that is important to the people putting up the money is "if we do what the computer says will we make money"?
We saw this sort of thing run amok on Wall Street in the financial collapse. "Trading algorithms" that no one understood made lots of money for big banks until they didn't. When everything went sideways the Wall Street firms could literally not afford to pull the plug on these systems. Instead they tinkered around the edges and promised "it's fixed and bad things will never happen again". But the promise had no substance behind it.
Since then computer power and data storage have gotten cheaper. And the algorithms have gotten more complex In other words, even less is known about what they are actually doing. But this kind of thing has become even more wide spread. O'Neil's subtitle says that the situation has progressed to the point where it "Threatens Democracy". This kind of real world experience with actual systems makes a good case that some computer systems are already more intelligent than human beings. And the Wall Street example demonstrates that it may not be possible to turn an even an obviously misbehaving system off.
Let's do another "what if" with something that is looming on the near term horizon. We are within a few years of having self driving cars on the road. Since we at doing a "what if", what if self driving car technology is quickly and widely adopted. And what if it works so well that the traffic fatality rate plunges. Say it quickly goes from the current 30,000 per year all the way down to 1,000. It now becomes feasible to thoroughly analyze every fatal incident. So let's take things one final step further and go full Frankenstein.
What if in 900 cases the self driving software is completely blameless. Say the fatality is caused by a catastrophic mechanical failure or a lightning strike or whatever, anything that lets the self driving technology completely off the hook. But now what if in the remaining 100 fatalities it turns out the self driving technology has done something crazy, something that by no stretch of the imagination is what it should have done. And now what if the software people and the hardware people go over everything with a fine tooth comb and can find nothing wrong. They are completely baffled as to why the self driving technology apparently actively decided to kill someone. Then what? Well the system could be turned off. But that would raise the fatality rate from 1,000 to 30,000. So that can't be done.
My point is that it is actually pretty easy to create a credible scenario where people are not able to figure out what is going on but something bad seems to be going on but there are good reasons why the system can't be turned off or even reverted back to an older version.
I don't know exactly what "sentient" means. I don't think sentience will manifest itself in some kind of unambiguous "it's alive" moment. And what exactly does it mean if you say that the computer has "taken control of its own destiny"? Many machine learning systems already in use evolve their behavior as they process additional data. Certainly computers are currently able to make decisions and take actions in the real world based on those decisions. But are they self aware? I don't know. Does it make any difference? I don't know. The best I have is that at some point well after the fact we may look back and decide that at some previous point something important changed and as a result we are not in complete control any more.
Is that a prediction? I guess it is.
Saturday, August 27, 2016
50 Years of Sceince - Part 7
This is the seventh in a series. The first one can be found at http://sigma5.blogspot.com/2012/07/50-years-of-science-part-1.html. Part 2 can be found in the August 2012 section of this blog. Parts 3 and 4 can be found in the September 2012 section. Parts 5 and 6 can be found in the March 2016 section. I take the Isaac Asimov book "The Intelligent Man's Guide to the Physical Sciences" as my baseline for the state of science as it was when he wrote the book (1959 - 1960). More than 50 years have now passed but I am going to stick with the original title anyhow even though it is now slightly inaccurate. In these posts I am reviewing what he reported and examining what has changed since. For this post I am starting with the chapter Asimov titled "The Layers of the Planet" and then moving to "The Ocean" and finishing with "The Ice Caps". These three chapters finish his "The Earth" section.
Asimov starts with the great Lisbon earthquake of 1755. The actual quake was followed by a "tidal wave", what we now call a Tsunami. But at the time Asimov was writing the connection between earthquakes and Tsunamis was poorly understood. Recent history has given us the giant Tsunamis following giant earthquakes in Indonesia and Japan. The Indonesian event was an especial wakeup call because the Tsunami crossed thousands of miles of ocean to wreck devastation on far flung coastlines.
Prior to the Indonesia event computer models of Tsunamis had been developed but they were pretty primitive. They have since been substantially improved. But the biggest change is seen with respect to warning systems. An urgent need was finally recognized and acted on to develop international warning systems. There is now at least the beginnings of a network covering the Pacific and Indian oceans.
The earthquake and Tsunami that struck Japan is now remembered (at least outside Japan) mostly for the Fukushima nuclear disaster. The fact that billions of dollars worth of damage was sustained and tens of thousands of lives were lost in the part of the disaster that did not involve the nuclear plants is now pretty much forgotten.
And on a side note, there was a large earthquake off the coast of Washington State in 1700. We even know the day it happened. How? Because it spawned a Tsunami that traveled several thousand miles across the Pacific ocean and was still large enough to cause a noteworthy amount of damage when it struck Japan. So the Japanese made a record of it down to the exact date and time it came ashore. And this record was recently matched back to the earthquake off the Washington coast. Now back to Asimov.
The Lisbon earthquake kicked off the serious study of earthquakes in the western world. (The Chinese and Japanese, among others, had already been studying the subject for millennia.) The seismograph, then an assortment of pens, springs, and weights, was developed in 1855. Only modest improvements had been introduced in time for Asimov's book. Currently, seismographs are constructed from the same kinds of electronic components used in computers and cell phones.
The new designs are ruggeder, more accurate, and have a larger "dynamic range". The old designs used to peg out during a large close earthquake. This meant that only devices located a goodly distance away and, therefore, only able to record a weak and distorted signal, could provide data on the strongest part of the earthquake. The newer devices are able to make accurate and detailed readings of even the largest earthquakes even if they are close to the epicenter.
In 1890, Asimov writes, Milne determined that some of the waves from an earthquake traveled through the earth. This allowed earthquakes to be used as a diagnostic to study the inside of the earth. The earthquake is like a flashbulb going off. Various recording stations around the world act like photocells. A large amount of analysis allows some of the characteristics of the earth the signal travels through to be determined.
Earthquakes literally shake the earth. These waves radiate out and are hopefully captured by a seismometer. And the actual situation is more complex than you would think. Two kinds of waves are emitted: surface waves and body waves. The body waves are subdivided into P- primary waves and S - secondary waves. I am going to skip the details and just note that geologists could tell them apart and use the different characteristics of each to tease out information about the rock the wave passed through. Asimov goes into some detail on this but here's the main discovery.
The earth has layers. There is a thin layer called the crust. That's the only part we can directly observe. It is only a few tens of miles thick. The center of the earth contains the core. This is mostly Iron. The in between part is the mantle. Fifty years ago little was known beyond the sizes of the surface, mantle, and core. Today thousands of seismometers are deployed. They are more accurate and we now have access to unbelievable amounts of computing power. So we know a lot more detail.
The inner part of the core is solid. Iron can hold a magnetic field and that's where the magnetic field of the earth comes from. The solid inner core is surrounded by a relatively thin liquid outer core. This allows a certain amount of independence between the rotation of the inner core and that of the rest of the earth. The mantle has two layers, the inner mantle and the outer mantle. Within each component (the mantle is liquid but just barely) are cells of rotating material. This allows warmer and cooler material to move around. There is a certain amount of radioactivity throughout all of the mantle and the core. This radioactivity produces heat and this heat has to go somewhere. That's what drives the movement of material. And this movement of material and need to get rid of the excess heat is what drives volcanism and ocean floor spreading. Note: Ocean floor spreading and Plate Tectonics were unknown at the time of the book.
At the time the book was written the major earthquake zones had been mapped out (Asimov supplies a nice map) and earthquakes were associated by proximity with mountain building. But the connection was a mystery. Plate Tectonics, which was developed in the decade after the book was published, solved the problem. The continents were composed of relatively light materials that floated over the mantle material. Ocean floor material was substantially denser (English translation: heavier). And the cell structure created upwellings where fresh material is brought to the top and downwellings where the opposite happened. On top of upwellings were spreading centers, areas where new crust was created. This new crust pushed the older crust toward trenches, which sat on top of downwelling zones.
The upwelling brings up hot mantle material which cools off as it radiates heat through the crust and from there through the atmosphere and into space. The now cool material is eventually returned to depth when it gets to a downwelling area. So that completes the process of getting rid of the heat generated by radioactive decay. Meanwhile continents float on top of the mantle material and are pushed around. This results in collisions. Denser ocean floor material dives below the continental material at a "subduction zone". The process isn't perfect. In particular water and other chemicals are squeezed out of the rock as it dives down under the edge of the continent. This material rises through cracks and channels in the crust and ends up emerging from volcanos like Mt. St. Helens.
And not all rock is the same. In other words, the chemical composition of the material that was squeezed out differs from place to place. So lava spewed by different volcanos behaves differently. The kind of lava that comes up at Mt. St. Helens tends to make volcanoes explode. The kind of lava that comes up under Mt. Etna in Italy or Mt. Kilauea in Hawaii tends to put on a spectacular display but not blow up. The study of the chemistry of lava was just beginning at the time the book was written.
At the time of the book there was a lot of talk about the "Moho". This was a seismic feature that looked interesting and appeared to be shallow enough that it could possibly be reached by drilling a very deep well. After Asimov's book was published this was attempted but the attempt was unsuccessful. Now scientists find the Moho less interesting and not much attention is paid to it these days.
To his credit Asimov mentions Wegner. He was a German geologist who pioneered the idea of "continental drift" which eventually morphed into Plate Tectonics. Asimov mentions that his ideas had been discredited. They were later revived because more information became available. The ocean floors were mapped using SONAR. This led to the discovery of the midatlantic ridge, a line of underwater volcanoes running roughly down the center of the Atlantic ocean. And a series of magnetic bands were discovered that indicated that new ocean floor material was spreading out from each side of the ridge. This seafloor spreading provided the mechanism that drove continental drift.
Asimov also mentions a theory of Darwin (astronomer son of the more famous Charles Darwin). He posited that the moon was somehow carved out of the earth. At the time of writing this idea too was out of favor. But it does contain a grain of truth, at least according to the current thinking on lunar formation. Current thinking is that a mars sized body made a glancing collision with earth. This threw a lot of material into orbit around the earth. This material, consisting in large part of earth crustal material, eventually coalesced into the moon. All the heavy minerals like Iron ended up with the earth. Only light materials ended up with the moon. This solves a puzzle that Asimov makes note of. The puzzle was why the composition of the moon looked very similar to the composition of the earth's crust.
Asimov makes note of a then controversy over whether the earth was ever completely molten. Modern thinking is that it was completely molten at some point in its early life. This controversy has been replaced by a contemporary debate about the origin of the water that makes up our oceans. I am not going to go into it but, trust me, the debate between the supporters of various theories is quite lively.
An early theory for why we have mountains is that the earth was shrinking because it was cooling. This resulted in a raisin effect. This theory is now discredited. Plate Tectonics works better and we now know the earth is not cooling. But as part of the discussion of this subject Asimov does go into radioactivity as a source of heat. At the time there was not enough known about this sort of thing to go from speculation to solid theory. At the same time the beginnings of the mantle circulation idea I discussed above were just receiving serious consideration. And there wasn't enough known about this sort of thing at the time to sort out the good ideas from the bad.
On to "The Ocean". At the time of writing earth's oceans (or, as Asimov correctly notes, ocean - they are all interconnected) were the only known ones in the solar system. This is still technically true. But it is strongly suspected that one or more of the moons that orbit the outer planets has a liquid ocean underneath its icy surface. No ocean has been definitively observed but a lot of very solid evidence points toward their existence. There is so much evidence that the discussion has moved on to the possibility that life might be possible there.
Asimov reels off some interesting statistics then notes "[a]lmost certainly the first forms of life originated . . ." in the oceans. This statement is still true. He then goes on to say "[e]ven today astronomers know more about the surface of the moon than geologists know about the surface of the earth under the oceans". This statement is now debatable but it's a close call. We now know a lot more about the ocean floor than we did then. But we also know a lot more about the surface of the moon. Consider this.
A jumbo jet crashed into the ocean somewhere off the coast of Australia a couple of years ago. If it had crashed on the surface of the moon we would know exactly where it crashed by now. But we don't know where on the ocean floor it is after spending more than a year looking very hard for it. All we have is a small amount of debris that has washed ashore thousands of miles from where it no doubt went down to show that it has not just disappeared into thin air.
Asimov credits the founding of modern oceanography to Maury. He then goes on to say that "the ocean currents have been thoroughly mapped." That was an exaggeration. The general outline of the major surface currents was known. But we now know that there are currents at every level of the ocean and almost nothing was known about these subsurface currents at that time. We also know that ocean currents are quite dynamic. They can speed up, slow down, change direction, perhaps stop altogether for a time. None of that was really understood back then. Scientists consider the modern study of ocean currents "early times". They think they still have way more to learn than what they know now. Scientists back then saw some hints of what was to come but only hints.
Asimov singles out temperature differences as the driver of ocean currents. Certainly temperature differences are a major factor. But wind patterns, tidal effects, Coriolis effects, and several other effects, also play a role. At that time the surface of what there was to learn in this area had not even been scratched. It has now been scratched but that's about it. The tremendous difficulty involved in working under the pressure and visibility conditions present in the oceans mean studying anything about them is a very slow and very expensive process.
Asimov associates the start of serious study of the deep ocean floor with an 1850 effort by Maury to develop a chart for use in laying the first telegraph cable to cross the Atlantic. The project took 15 years and the suffered many delays and setbacks along the way. In the 1870's the ship Challenger set out to do a more complete survey of all the oceans. But the only tool they had for measuring depth was a long cable with a big heavy weight on its end. The ocean is several miles deep in many places. It was a slow and difficult process to pay out and reel back in that much cable.
SONAR and its predecessors were introduced in the early twentieth century. By mid-century rough SONAR based maps of the entire ocean floor were available. But they were very rough and little was known other than depth information. Asimov notes that if you start counting from the foot of the mountain deep in the ocean then the highest mountains on earth are in Hawaii. (The solar system record is currently held by a mountain on Mars.) SONAR mapping of ocean floor has also indicated that some land features extend far into the ocean. He cites the Hudson river as an example of this. We now know that the theory that some ocean bottom features are "gouged out by turbulent flows of soil-laden water" is the correct one.
Very little was then known about the bottom of the ocean. Drilling devices had been lowered to the ocean floor and used to pull up "cores" of earth that could be studied. But this had only been done in a few places. More cores have since been pulled up but coverage is still extremely sparse.
Other investigations have turned up "great smokers" on the bottom of the ocean. These are places where hot spots (think volcanic processes) suck cold water into porous rock. The water flushes through and picks up all kinds of chemicals. This water, often discolored to the point where it looks like smoke, is then flushed out through chimneys. This process can take place in water that is quite deep. So it was shocking to discover "tube worms", crabs, and other creatures living so far away from sunshine. Some people now think life on earth may have originated in these extreme conditions.
Asimov observes that by 1872 scientists had determined that life permeated the depths of the oceans. (The earlier idea was that it was confined to within a few hundred feet of the surface.) We have still not filled the details of this picture out. We also know more about the strange (to us) metabolism of these creatures. But they are hard to capture and hard to study. As Asimov observes, these creatures "are so adapted . . . that they are unable to rise out of their trench".
He then mentions the giant squid. Scientists have since found many larger than average squids but have yet to find a truly giant one. He then moves on to "living fossils". He was talking about the coelacanth. For some time it was thought to be extinct. Then a fisherman caught one in 1938. At the time of writing only a few other examples were known. Now we know that it is relatively common. It just lives in deep water where no one normally drops a hook.
Asimov wraps the chapter up with a section on deep diving. 300 feet was then thought to be the limit for a diver wearing some kind of soft suit. Modern equipment and procedures allow people go deeper but only a few hundred feet deeper. By the time the book was written various deep diving submarines had been developed. This effort culminated in the Trieste, which was capable of (and did) going to the bottom of the Challenger Deep, the deepest part of the ocean. At the time of the book only a few deep dives had been done.
Deep dives are now more common but still relatively rare. James Cameron, the director of the movie "Titanic", built a one man vessel that allowed him to dive to the bottom of the Challenger Deep. Someone has developed a hard shell diving suit that is capable of diving to great depths but not all the way to the bottom of the Challenger Deep. But any deep dive is still extremely expensive. The current state of the art is robot submarines that are capable of diving to the ocean floor in all but a few particularly deep places. Not having to carry all the equipment necessary to keep people alive cuts the cost somewhat but they are still very expensive to build and operate.
On to "The Ice Caps". Asimov starts the chapter with a review of efforts to reach the north pole. It was finally reached by Perry in 1909. Now a trip back is much less of a big deal. The nuclear submarine Nautilus reached the pole in the '60s by going under the polar ice pack. The whole area under the ice has now been charted by the US, the Russians, and probably others. One reason behind this activity is that there may be oil there. The Prudhoe Bay field that feeds that Alaska pipeline in on the north coast of Alaska. Thinking there might also be oil a little farther north is not an unreasonable thought.
As Asimov notes, the original impetus for polar expeditions was to search for a northwest passage. After a lot of failure such a passage was presumed to be a myth. Its former mythical state is now, as they say, "greatly exaggerated". Global warming has caused the polar ice pack to shrink so much in the late summer that in most years pretty much any ocean going ship can transit from the Atlantic to the Pacific or, if they prefer, the Pacific to the Atlantic, with little difficulty.
Asimov's starts his discussion of the Antarctic with another list of explorers. The task of getting to the south pole was tougher because Antarctica is much larger. And there is a continent under the ice so you can't just submarine your way to it. The south pole was finally reached in 1911 by Amundson. The '20s saw the creation of the first Antarctic research stations. The amount of scientific research conducted on the continent jumped considerably during the International Geophysical Year (actually an 18 month period) that ended in December of 1958. Many countries made a big push to mount scientific expeditions to Antarctica during the IGY.
This burst of activity was quickly followed up by treaties to de-militarize (no standing armies allowed) and de-politicize (no country could make territorial claims) Antarctica permanently. Since then a number of countries including the US operate year round scientific facilities on the continent. They mostly beetle away doing science. But every once in a while people start paying attention when someone gets seriously sick during the Antarctic winter and a tricky evacuation must be performed.
But serious science is done there. A giant particle detector has been created by taking clever advantage of the fact that the Antarctic ice is more than a mile thick and very clear in a number of places. The Russians recently drilled a hole through miles of ice down to a lake that is still liquid to see what a body of water that was so cold for so long and so isolated for so long contained in terms of life forms. Those are just two scientific endeavors that come easily to mind. There are many more.
Asimov notes that 86% of all ice in the world is in Antarctica and another 10% is in Greenland. All the glaciers that are more accessible combine to total only 4%. But those more accessible 4% were the fodder for the science of glaciology. It was kicked off in Switzerland in the 1820s. Glaciers are like rivers. They can move rocks. They just do it slowly, at a glacial pace, one might say. Debris left by a melting glacier is distinctive. So once geologists started looking around they found it in many unexpected places. By the 1850's the study of this glacial debris led to the discovery of the ice ages. At various times in roughly the last hundred thousand years large parts of the earth have been covered by glaciers.
The repeated advance and retreat of the various ice ages has drastically changed the topology of the land in many places. In my area there are many valley features that run north to south. This is the result of glaciers scouring out deep trenches as they initially grew south then eventually retreated north. Asimov pegged the last glacial retreat as having happened between 8,000 and 12,000 years ago. You can select among a variety of dates for the end of the last ice age. It just depends on what is important to you. The maximum extent of glaciation was 22,000 years ago. By 13,000 years ago the glaciers were definitely in retreat. But there was still a lot of ice around 7,000 years ago. So pick whatever date you like best.
When the last ice age ended is important for many reasons. But one of them has to do with figuring out when humans got to the Americas. There is still serious disagreement as to when this happened. There is general agreement that they came from Asia and the presumption is that they crossed from eastern Siberia into Alaska and then moved south. But there is a big argument as to whether they took an inland route or a coastal route. Neither was an option 22,000 years ago when the ice age was at its maximum. But possible routes depend on details about when ice retreated from certain specific places. And that's tricky to determine. And there's another problem.
As Asimov points out glaciers took a lot of water out of circulation. That means that oceans were a lot lower than they are now. At one time sea level was 440 feet lower than it is now. So what level was it at when humans were crossing to America? It depends on when they crossed but it was definitely lower then. Why is this important? If they went along the coast and if the water level was say 50 feet lower then most of the traces of this migration are now under water. Scientists have gone looking for these traces. But as I noted above it's hard to search under the sea. They haven't found much of anything so far.
Back to Asimov. He notes that coal was found in Norway and signs of coal have been found in Antarctica. What's going on? He opines that there have been times when the weather was so warm that there was no ice anywhere on earth so maybe that's what was going on. Plate Tectonics lets us figure out what was going on with far more certainty than Asimov could muster. Continents move around. This means that what might now be at the pole could have been at the equator at some time in the past. And that's part of what's going on. Continents have also been broken up and jammed together at various times. At one time all the current continents were part of a single super-continent and it was oriented so that there were good growing conditions everywhere. Lots of plants plus a lot of geology gives you coal.
The "forcings" that began and ended ice ages were not really understood at the time the book was written. One component of this is called Milankovich cycles and Asimov discusses them. The angle between the earth's orbit and the axis of rotation is currently 22 degrees. That tilt results in our seasons. In the Summer the tilt causes the northern hemisphere to get more sun and the southern to get less. In the winter the situation is reversed. Various astronomical processes change this angle. The evolution of this angle is determined by the Milankovitch cycle. If the cycle forces the rotation axis to be straight up and down things work differently and the weather works differently. At the time of the book Milankovich cycles were known about but they didn't seem up to be strong enough to explain long term patterns by themselves. How the effects they do cause can be multiplied is better understood now. And we know about the movement of continents and that helps too. But there is still some "forcings" mystery left.
Asimov then explains a trick still in common use. You study the ratio of Oxygen-16 to Oxygen-18. Urey figured out how to translate this information into ocean temperature in 1950. Asimov published a graph of average ocean temperature for the last hundred million years based on this technique. The ocean used to be a lot warmer, the graph indicates. Asimov credits the cooling of the oceans over time that the graph displays as the reason the dinosaurs went extinct. We now know that they actually went extinct pretty much all at once when a large meteorite hit the Yucatán area of Mexico 65 million years ago.
Asimov also describe the greenhouse effect. Again it was well known in the '50s that increases in atmospheric carbon dioxide would result in increases in air temperature. He even calculates that a doubling of the amount of carbon dioxide in the atmosphere would raise temperatures by three degrees. Asimov uses Fahrenheit for our convenience. The Celsius equivalent that scientists use is 1.65 degrees. Conversely, the 2 degree Celsius change scientists talk about with respect to global warming is 3.6 Fahrenheit degrees.
And for all those "global warming was invented in the '80s" types, Asimov says that a drop of 3 1/2 degrees would bring on an ice age and an increase of 3 1/2 degrees would melt all the ice in Greenland and Antarctica. The 2 degrees Celsius that scientists now talk about is almost exactly the same as the 3 1/2 degrees Fahrenheit Asimov talked about in 1960. In actual fact the basic science behind global warming goes back to the '50s and has changed little since. What has changed is the political climate. Then no one cared. Now powerful forces want us to believe that global warming is some kind of hoax cooked up in the '80s for obscure nefarious reasons. Want more evidence that the science behind global warming dates back to the '50s?
If you melted all the water in Antarctica and Greenland, Asimov tells us, the oceans would raise by 200 feet. We are now arguing about a sea level rise of a few feet in the next 50-100 years if global warming goes the way scientists think it will. And in spite of the fact that this sounds like no big deal it would actually be devastating for reasons too complicated to go into. Almost all people live on or near coasts. And if a sea level rise of a few feet does not sound scary enough just think about the 200 foot sea level rise (not my number, Asimov's) that would be caused if we melted all the ice in Greenland and Antarctica. Scientists don't think it would all melt. Well, not in the next hundred years. But what if they are wrong?
He also gets into what is called the carbon cycle. Over geologic time periods there are processes that pull carbon dioxide out of the air and turn it into rock. There are also ways to turn the rock back into carbon dioxide gas in the air. So they can save us by getting carbon dioxide levels back to where they need to be, right? The problem is that these processes take tens of thousands of years. We don't have that long to wait.
Pretty much everything a scientist would need in order to put together a presentation on global warming is found in this chapter of Asimov's book. And that presentation based solely on data from Asimov would differ from one based on the latest data in only minor ways. The main thrust and general conclusions would be identical. And Asimov's book was written more than fifty years ago.
The next post in the series will be based on material from his "The Atmosphere" section.
Asimov starts with the great Lisbon earthquake of 1755. The actual quake was followed by a "tidal wave", what we now call a Tsunami. But at the time Asimov was writing the connection between earthquakes and Tsunamis was poorly understood. Recent history has given us the giant Tsunamis following giant earthquakes in Indonesia and Japan. The Indonesian event was an especial wakeup call because the Tsunami crossed thousands of miles of ocean to wreck devastation on far flung coastlines.
Prior to the Indonesia event computer models of Tsunamis had been developed but they were pretty primitive. They have since been substantially improved. But the biggest change is seen with respect to warning systems. An urgent need was finally recognized and acted on to develop international warning systems. There is now at least the beginnings of a network covering the Pacific and Indian oceans.
The earthquake and Tsunami that struck Japan is now remembered (at least outside Japan) mostly for the Fukushima nuclear disaster. The fact that billions of dollars worth of damage was sustained and tens of thousands of lives were lost in the part of the disaster that did not involve the nuclear plants is now pretty much forgotten.
And on a side note, there was a large earthquake off the coast of Washington State in 1700. We even know the day it happened. How? Because it spawned a Tsunami that traveled several thousand miles across the Pacific ocean and was still large enough to cause a noteworthy amount of damage when it struck Japan. So the Japanese made a record of it down to the exact date and time it came ashore. And this record was recently matched back to the earthquake off the Washington coast. Now back to Asimov.
The Lisbon earthquake kicked off the serious study of earthquakes in the western world. (The Chinese and Japanese, among others, had already been studying the subject for millennia.) The seismograph, then an assortment of pens, springs, and weights, was developed in 1855. Only modest improvements had been introduced in time for Asimov's book. Currently, seismographs are constructed from the same kinds of electronic components used in computers and cell phones.
The new designs are ruggeder, more accurate, and have a larger "dynamic range". The old designs used to peg out during a large close earthquake. This meant that only devices located a goodly distance away and, therefore, only able to record a weak and distorted signal, could provide data on the strongest part of the earthquake. The newer devices are able to make accurate and detailed readings of even the largest earthquakes even if they are close to the epicenter.
In 1890, Asimov writes, Milne determined that some of the waves from an earthquake traveled through the earth. This allowed earthquakes to be used as a diagnostic to study the inside of the earth. The earthquake is like a flashbulb going off. Various recording stations around the world act like photocells. A large amount of analysis allows some of the characteristics of the earth the signal travels through to be determined.
Earthquakes literally shake the earth. These waves radiate out and are hopefully captured by a seismometer. And the actual situation is more complex than you would think. Two kinds of waves are emitted: surface waves and body waves. The body waves are subdivided into P- primary waves and S - secondary waves. I am going to skip the details and just note that geologists could tell them apart and use the different characteristics of each to tease out information about the rock the wave passed through. Asimov goes into some detail on this but here's the main discovery.
The earth has layers. There is a thin layer called the crust. That's the only part we can directly observe. It is only a few tens of miles thick. The center of the earth contains the core. This is mostly Iron. The in between part is the mantle. Fifty years ago little was known beyond the sizes of the surface, mantle, and core. Today thousands of seismometers are deployed. They are more accurate and we now have access to unbelievable amounts of computing power. So we know a lot more detail.
The inner part of the core is solid. Iron can hold a magnetic field and that's where the magnetic field of the earth comes from. The solid inner core is surrounded by a relatively thin liquid outer core. This allows a certain amount of independence between the rotation of the inner core and that of the rest of the earth. The mantle has two layers, the inner mantle and the outer mantle. Within each component (the mantle is liquid but just barely) are cells of rotating material. This allows warmer and cooler material to move around. There is a certain amount of radioactivity throughout all of the mantle and the core. This radioactivity produces heat and this heat has to go somewhere. That's what drives the movement of material. And this movement of material and need to get rid of the excess heat is what drives volcanism and ocean floor spreading. Note: Ocean floor spreading and Plate Tectonics were unknown at the time of the book.
At the time the book was written the major earthquake zones had been mapped out (Asimov supplies a nice map) and earthquakes were associated by proximity with mountain building. But the connection was a mystery. Plate Tectonics, which was developed in the decade after the book was published, solved the problem. The continents were composed of relatively light materials that floated over the mantle material. Ocean floor material was substantially denser (English translation: heavier). And the cell structure created upwellings where fresh material is brought to the top and downwellings where the opposite happened. On top of upwellings were spreading centers, areas where new crust was created. This new crust pushed the older crust toward trenches, which sat on top of downwelling zones.
The upwelling brings up hot mantle material which cools off as it radiates heat through the crust and from there through the atmosphere and into space. The now cool material is eventually returned to depth when it gets to a downwelling area. So that completes the process of getting rid of the heat generated by radioactive decay. Meanwhile continents float on top of the mantle material and are pushed around. This results in collisions. Denser ocean floor material dives below the continental material at a "subduction zone". The process isn't perfect. In particular water and other chemicals are squeezed out of the rock as it dives down under the edge of the continent. This material rises through cracks and channels in the crust and ends up emerging from volcanos like Mt. St. Helens.
And not all rock is the same. In other words, the chemical composition of the material that was squeezed out differs from place to place. So lava spewed by different volcanos behaves differently. The kind of lava that comes up at Mt. St. Helens tends to make volcanoes explode. The kind of lava that comes up under Mt. Etna in Italy or Mt. Kilauea in Hawaii tends to put on a spectacular display but not blow up. The study of the chemistry of lava was just beginning at the time the book was written.
At the time of the book there was a lot of talk about the "Moho". This was a seismic feature that looked interesting and appeared to be shallow enough that it could possibly be reached by drilling a very deep well. After Asimov's book was published this was attempted but the attempt was unsuccessful. Now scientists find the Moho less interesting and not much attention is paid to it these days.
To his credit Asimov mentions Wegner. He was a German geologist who pioneered the idea of "continental drift" which eventually morphed into Plate Tectonics. Asimov mentions that his ideas had been discredited. They were later revived because more information became available. The ocean floors were mapped using SONAR. This led to the discovery of the midatlantic ridge, a line of underwater volcanoes running roughly down the center of the Atlantic ocean. And a series of magnetic bands were discovered that indicated that new ocean floor material was spreading out from each side of the ridge. This seafloor spreading provided the mechanism that drove continental drift.
Asimov also mentions a theory of Darwin (astronomer son of the more famous Charles Darwin). He posited that the moon was somehow carved out of the earth. At the time of writing this idea too was out of favor. But it does contain a grain of truth, at least according to the current thinking on lunar formation. Current thinking is that a mars sized body made a glancing collision with earth. This threw a lot of material into orbit around the earth. This material, consisting in large part of earth crustal material, eventually coalesced into the moon. All the heavy minerals like Iron ended up with the earth. Only light materials ended up with the moon. This solves a puzzle that Asimov makes note of. The puzzle was why the composition of the moon looked very similar to the composition of the earth's crust.
Asimov makes note of a then controversy over whether the earth was ever completely molten. Modern thinking is that it was completely molten at some point in its early life. This controversy has been replaced by a contemporary debate about the origin of the water that makes up our oceans. I am not going to go into it but, trust me, the debate between the supporters of various theories is quite lively.
An early theory for why we have mountains is that the earth was shrinking because it was cooling. This resulted in a raisin effect. This theory is now discredited. Plate Tectonics works better and we now know the earth is not cooling. But as part of the discussion of this subject Asimov does go into radioactivity as a source of heat. At the time there was not enough known about this sort of thing to go from speculation to solid theory. At the same time the beginnings of the mantle circulation idea I discussed above were just receiving serious consideration. And there wasn't enough known about this sort of thing at the time to sort out the good ideas from the bad.
On to "The Ocean". At the time of writing earth's oceans (or, as Asimov correctly notes, ocean - they are all interconnected) were the only known ones in the solar system. This is still technically true. But it is strongly suspected that one or more of the moons that orbit the outer planets has a liquid ocean underneath its icy surface. No ocean has been definitively observed but a lot of very solid evidence points toward their existence. There is so much evidence that the discussion has moved on to the possibility that life might be possible there.
Asimov reels off some interesting statistics then notes "[a]lmost certainly the first forms of life originated . . ." in the oceans. This statement is still true. He then goes on to say "[e]ven today astronomers know more about the surface of the moon than geologists know about the surface of the earth under the oceans". This statement is now debatable but it's a close call. We now know a lot more about the ocean floor than we did then. But we also know a lot more about the surface of the moon. Consider this.
A jumbo jet crashed into the ocean somewhere off the coast of Australia a couple of years ago. If it had crashed on the surface of the moon we would know exactly where it crashed by now. But we don't know where on the ocean floor it is after spending more than a year looking very hard for it. All we have is a small amount of debris that has washed ashore thousands of miles from where it no doubt went down to show that it has not just disappeared into thin air.
Asimov credits the founding of modern oceanography to Maury. He then goes on to say that "the ocean currents have been thoroughly mapped." That was an exaggeration. The general outline of the major surface currents was known. But we now know that there are currents at every level of the ocean and almost nothing was known about these subsurface currents at that time. We also know that ocean currents are quite dynamic. They can speed up, slow down, change direction, perhaps stop altogether for a time. None of that was really understood back then. Scientists consider the modern study of ocean currents "early times". They think they still have way more to learn than what they know now. Scientists back then saw some hints of what was to come but only hints.
Asimov singles out temperature differences as the driver of ocean currents. Certainly temperature differences are a major factor. But wind patterns, tidal effects, Coriolis effects, and several other effects, also play a role. At that time the surface of what there was to learn in this area had not even been scratched. It has now been scratched but that's about it. The tremendous difficulty involved in working under the pressure and visibility conditions present in the oceans mean studying anything about them is a very slow and very expensive process.
Asimov associates the start of serious study of the deep ocean floor with an 1850 effort by Maury to develop a chart for use in laying the first telegraph cable to cross the Atlantic. The project took 15 years and the suffered many delays and setbacks along the way. In the 1870's the ship Challenger set out to do a more complete survey of all the oceans. But the only tool they had for measuring depth was a long cable with a big heavy weight on its end. The ocean is several miles deep in many places. It was a slow and difficult process to pay out and reel back in that much cable.
SONAR and its predecessors were introduced in the early twentieth century. By mid-century rough SONAR based maps of the entire ocean floor were available. But they were very rough and little was known other than depth information. Asimov notes that if you start counting from the foot of the mountain deep in the ocean then the highest mountains on earth are in Hawaii. (The solar system record is currently held by a mountain on Mars.) SONAR mapping of ocean floor has also indicated that some land features extend far into the ocean. He cites the Hudson river as an example of this. We now know that the theory that some ocean bottom features are "gouged out by turbulent flows of soil-laden water" is the correct one.
Very little was then known about the bottom of the ocean. Drilling devices had been lowered to the ocean floor and used to pull up "cores" of earth that could be studied. But this had only been done in a few places. More cores have since been pulled up but coverage is still extremely sparse.
Other investigations have turned up "great smokers" on the bottom of the ocean. These are places where hot spots (think volcanic processes) suck cold water into porous rock. The water flushes through and picks up all kinds of chemicals. This water, often discolored to the point where it looks like smoke, is then flushed out through chimneys. This process can take place in water that is quite deep. So it was shocking to discover "tube worms", crabs, and other creatures living so far away from sunshine. Some people now think life on earth may have originated in these extreme conditions.
Asimov observes that by 1872 scientists had determined that life permeated the depths of the oceans. (The earlier idea was that it was confined to within a few hundred feet of the surface.) We have still not filled the details of this picture out. We also know more about the strange (to us) metabolism of these creatures. But they are hard to capture and hard to study. As Asimov observes, these creatures "are so adapted . . . that they are unable to rise out of their trench".
He then mentions the giant squid. Scientists have since found many larger than average squids but have yet to find a truly giant one. He then moves on to "living fossils". He was talking about the coelacanth. For some time it was thought to be extinct. Then a fisherman caught one in 1938. At the time of writing only a few other examples were known. Now we know that it is relatively common. It just lives in deep water where no one normally drops a hook.
Asimov wraps the chapter up with a section on deep diving. 300 feet was then thought to be the limit for a diver wearing some kind of soft suit. Modern equipment and procedures allow people go deeper but only a few hundred feet deeper. By the time the book was written various deep diving submarines had been developed. This effort culminated in the Trieste, which was capable of (and did) going to the bottom of the Challenger Deep, the deepest part of the ocean. At the time of the book only a few deep dives had been done.
Deep dives are now more common but still relatively rare. James Cameron, the director of the movie "Titanic", built a one man vessel that allowed him to dive to the bottom of the Challenger Deep. Someone has developed a hard shell diving suit that is capable of diving to great depths but not all the way to the bottom of the Challenger Deep. But any deep dive is still extremely expensive. The current state of the art is robot submarines that are capable of diving to the ocean floor in all but a few particularly deep places. Not having to carry all the equipment necessary to keep people alive cuts the cost somewhat but they are still very expensive to build and operate.
On to "The Ice Caps". Asimov starts the chapter with a review of efforts to reach the north pole. It was finally reached by Perry in 1909. Now a trip back is much less of a big deal. The nuclear submarine Nautilus reached the pole in the '60s by going under the polar ice pack. The whole area under the ice has now been charted by the US, the Russians, and probably others. One reason behind this activity is that there may be oil there. The Prudhoe Bay field that feeds that Alaska pipeline in on the north coast of Alaska. Thinking there might also be oil a little farther north is not an unreasonable thought.
As Asimov notes, the original impetus for polar expeditions was to search for a northwest passage. After a lot of failure such a passage was presumed to be a myth. Its former mythical state is now, as they say, "greatly exaggerated". Global warming has caused the polar ice pack to shrink so much in the late summer that in most years pretty much any ocean going ship can transit from the Atlantic to the Pacific or, if they prefer, the Pacific to the Atlantic, with little difficulty.
Asimov's starts his discussion of the Antarctic with another list of explorers. The task of getting to the south pole was tougher because Antarctica is much larger. And there is a continent under the ice so you can't just submarine your way to it. The south pole was finally reached in 1911 by Amundson. The '20s saw the creation of the first Antarctic research stations. The amount of scientific research conducted on the continent jumped considerably during the International Geophysical Year (actually an 18 month period) that ended in December of 1958. Many countries made a big push to mount scientific expeditions to Antarctica during the IGY.
This burst of activity was quickly followed up by treaties to de-militarize (no standing armies allowed) and de-politicize (no country could make territorial claims) Antarctica permanently. Since then a number of countries including the US operate year round scientific facilities on the continent. They mostly beetle away doing science. But every once in a while people start paying attention when someone gets seriously sick during the Antarctic winter and a tricky evacuation must be performed.
But serious science is done there. A giant particle detector has been created by taking clever advantage of the fact that the Antarctic ice is more than a mile thick and very clear in a number of places. The Russians recently drilled a hole through miles of ice down to a lake that is still liquid to see what a body of water that was so cold for so long and so isolated for so long contained in terms of life forms. Those are just two scientific endeavors that come easily to mind. There are many more.
Asimov notes that 86% of all ice in the world is in Antarctica and another 10% is in Greenland. All the glaciers that are more accessible combine to total only 4%. But those more accessible 4% were the fodder for the science of glaciology. It was kicked off in Switzerland in the 1820s. Glaciers are like rivers. They can move rocks. They just do it slowly, at a glacial pace, one might say. Debris left by a melting glacier is distinctive. So once geologists started looking around they found it in many unexpected places. By the 1850's the study of this glacial debris led to the discovery of the ice ages. At various times in roughly the last hundred thousand years large parts of the earth have been covered by glaciers.
The repeated advance and retreat of the various ice ages has drastically changed the topology of the land in many places. In my area there are many valley features that run north to south. This is the result of glaciers scouring out deep trenches as they initially grew south then eventually retreated north. Asimov pegged the last glacial retreat as having happened between 8,000 and 12,000 years ago. You can select among a variety of dates for the end of the last ice age. It just depends on what is important to you. The maximum extent of glaciation was 22,000 years ago. By 13,000 years ago the glaciers were definitely in retreat. But there was still a lot of ice around 7,000 years ago. So pick whatever date you like best.
When the last ice age ended is important for many reasons. But one of them has to do with figuring out when humans got to the Americas. There is still serious disagreement as to when this happened. There is general agreement that they came from Asia and the presumption is that they crossed from eastern Siberia into Alaska and then moved south. But there is a big argument as to whether they took an inland route or a coastal route. Neither was an option 22,000 years ago when the ice age was at its maximum. But possible routes depend on details about when ice retreated from certain specific places. And that's tricky to determine. And there's another problem.
As Asimov points out glaciers took a lot of water out of circulation. That means that oceans were a lot lower than they are now. At one time sea level was 440 feet lower than it is now. So what level was it at when humans were crossing to America? It depends on when they crossed but it was definitely lower then. Why is this important? If they went along the coast and if the water level was say 50 feet lower then most of the traces of this migration are now under water. Scientists have gone looking for these traces. But as I noted above it's hard to search under the sea. They haven't found much of anything so far.
Back to Asimov. He notes that coal was found in Norway and signs of coal have been found in Antarctica. What's going on? He opines that there have been times when the weather was so warm that there was no ice anywhere on earth so maybe that's what was going on. Plate Tectonics lets us figure out what was going on with far more certainty than Asimov could muster. Continents move around. This means that what might now be at the pole could have been at the equator at some time in the past. And that's part of what's going on. Continents have also been broken up and jammed together at various times. At one time all the current continents were part of a single super-continent and it was oriented so that there were good growing conditions everywhere. Lots of plants plus a lot of geology gives you coal.
The "forcings" that began and ended ice ages were not really understood at the time the book was written. One component of this is called Milankovich cycles and Asimov discusses them. The angle between the earth's orbit and the axis of rotation is currently 22 degrees. That tilt results in our seasons. In the Summer the tilt causes the northern hemisphere to get more sun and the southern to get less. In the winter the situation is reversed. Various astronomical processes change this angle. The evolution of this angle is determined by the Milankovitch cycle. If the cycle forces the rotation axis to be straight up and down things work differently and the weather works differently. At the time of the book Milankovich cycles were known about but they didn't seem up to be strong enough to explain long term patterns by themselves. How the effects they do cause can be multiplied is better understood now. And we know about the movement of continents and that helps too. But there is still some "forcings" mystery left.
Asimov then explains a trick still in common use. You study the ratio of Oxygen-16 to Oxygen-18. Urey figured out how to translate this information into ocean temperature in 1950. Asimov published a graph of average ocean temperature for the last hundred million years based on this technique. The ocean used to be a lot warmer, the graph indicates. Asimov credits the cooling of the oceans over time that the graph displays as the reason the dinosaurs went extinct. We now know that they actually went extinct pretty much all at once when a large meteorite hit the Yucatán area of Mexico 65 million years ago.
Asimov also describe the greenhouse effect. Again it was well known in the '50s that increases in atmospheric carbon dioxide would result in increases in air temperature. He even calculates that a doubling of the amount of carbon dioxide in the atmosphere would raise temperatures by three degrees. Asimov uses Fahrenheit for our convenience. The Celsius equivalent that scientists use is 1.65 degrees. Conversely, the 2 degree Celsius change scientists talk about with respect to global warming is 3.6 Fahrenheit degrees.
And for all those "global warming was invented in the '80s" types, Asimov says that a drop of 3 1/2 degrees would bring on an ice age and an increase of 3 1/2 degrees would melt all the ice in Greenland and Antarctica. The 2 degrees Celsius that scientists now talk about is almost exactly the same as the 3 1/2 degrees Fahrenheit Asimov talked about in 1960. In actual fact the basic science behind global warming goes back to the '50s and has changed little since. What has changed is the political climate. Then no one cared. Now powerful forces want us to believe that global warming is some kind of hoax cooked up in the '80s for obscure nefarious reasons. Want more evidence that the science behind global warming dates back to the '50s?
If you melted all the water in Antarctica and Greenland, Asimov tells us, the oceans would raise by 200 feet. We are now arguing about a sea level rise of a few feet in the next 50-100 years if global warming goes the way scientists think it will. And in spite of the fact that this sounds like no big deal it would actually be devastating for reasons too complicated to go into. Almost all people live on or near coasts. And if a sea level rise of a few feet does not sound scary enough just think about the 200 foot sea level rise (not my number, Asimov's) that would be caused if we melted all the ice in Greenland and Antarctica. Scientists don't think it would all melt. Well, not in the next hundred years. But what if they are wrong?
He also gets into what is called the carbon cycle. Over geologic time periods there are processes that pull carbon dioxide out of the air and turn it into rock. There are also ways to turn the rock back into carbon dioxide gas in the air. So they can save us by getting carbon dioxide levels back to where they need to be, right? The problem is that these processes take tens of thousands of years. We don't have that long to wait.
Pretty much everything a scientist would need in order to put together a presentation on global warming is found in this chapter of Asimov's book. And that presentation based solely on data from Asimov would differ from one based on the latest data in only minor ways. The main thrust and general conclusions would be identical. And Asimov's book was written more than fifty years ago.
The next post in the series will be based on material from his "The Atmosphere" section.
Sunday, August 14, 2016
MAD History
The "MAD" in the title is an acronym. It stands for Mutual Assured Destruction. It was popularized in the '60s when nuclear weapons and nuclear strategy were important subjects of discussion and people were expected to have an informed opinion on them. By the time the '60s came to an end the subject had, for the most part, faded to the background. Reagan revived it for a time in the '80s but not at the level of intensity of previous times. It has since faded to almost complete invisibility. "What? Is that still a thing?" is the extent of most people's recent thinking on the subject. And then Trump came along. It is one of dozens of subjects he has treated irresponsibly. It has become apparent to me that a refresher on the subject is now in order.
Nuclear Physicists of the late '30s were the first to theorize that "nuclear reactions" could produce fantastic amounts of energy. Why? Because of Einstein's famous "E equals M C squared" equation. Colloquially translated it says you can turn a tiny amount of matter into a whole lot of energy. The reverse is also true. You can change a whole lot of energy into a tiny amount of matter. But no one wants to do that. Anyhow, they noticed that if they smashed atoms sometimes a small amount of mass (the scientific term for matter) went missing. The mass was transformed into energy, a lot of energy. And a lot of energy getting released quickly is an explosion.
This set off the race to create the atomic or "A" bomb. Richard Rhodes has written an excellent book, "The Making of the Atomic Bomb", that goes into the effort necessary to do this in great detail. (He also wrote a very good follow up, "Dark Sun", about the Hydrogen bomb.) It was a race because the Germans were trying to do the same thing. Details on their efforts can be found in the excellent "Heisenberg's War" by Thomas Powers. Spoiler: the first effort succeeded while the second one failed.
The U.S dropped two A bombs on Japan. Each released roughly 10 kilotons of energy. How much is that? The biggest conventional World War II bomb was the "block buster", so called because it was powerful enough to level a city block. It contained 10,000 pounds (or 5 tons) of high explosive. So the bombs dropped on Japan were roughly 2,000 times as powerful. Each one leveled a city.
The Russians developed a similar bomb only a few years later. An extensive and successful spying effort was only partly responsible. This led to the race to develop the "H" (for Hydrogen) bomb. The original A bombs (there were several designs) were "fission" bombs. You hit the nucleus of a Uranium atom with a neutron and it broke into pieces (a fission process). The pieces weighed slightly less than the original atom so energy was released. Smashing two Hydrogen atoms together (a fusion process) could, in the right circumstances, produce a single Helium atom. And it weighed less than the two Hydrogen atoms that went into its creation. And it turned out that the amount of energy released by this single "fusion" reaction was a lot more than the its equivalent fission reaction. So an H bomb could be a lot more powerful.
H bombs are rated in megatons, millions of tons of energy, not thousands. One A bomb could wipe out a small city like Hiroshima. An H bomb could wipe out the biggest of cities, say New York, and also take out a big chunk of the surrounding countryside. But it turns out that there is a point of diminishing returns. H bombs are so powerful that they literally blow the top off of our roughly 100 mile thick atmosphere. This creates a funnel and as it gets bigger more and more of the bomb's energy gets funneled out into space. Anything bigger than about 10 megatons just throws more energy into space without flattening more of the countryside. And this is just the first example of the topsy turvey logic that routinely surfaces when talking about nuclear weapons and nuclear strategy.
The A bomb that the US dropped on Nagasaki was the last A bomb the US possessed at the time. Fortunately Japan sued for surrender a couple of days later so it didn't matter. And at the time there didn't seem to be any rush to make more. That changed when the Russians exploded their A bomb. All of a sudden it seemed important to have lots of them on hand. And it was important not just to be able to make them but also to be able to deliver them to whatever presumably Russian target we chose to select.
By this time Japan was an ally and Russia was the enemy. When the US dropped its two A bombs on Japan we had been at war with them for several years and had achieved total air superiority. So we could just fly our B-29 bombers wherever we wanted to and drop the bombs wherever we wanted to. But Russia had an extensive and sophisticated military that had a powerful and sophisticated air defense system that would need to be overcome should we wish to "nuke" them.
This caused the US to spend a lot of money and, among other things, develop the B-52 bomber. The first one was built in the late '50s and the last one, the B-52H, was built midway through the '60s. Even so it was not considered a sure thing. An entertaining way to learn something of what would be involved is to take a look at the classic Stanley Kubrick movie "Dr. Strangelove: or how I learned to love the bomb".
There was another thing going on. The SAC (Strategic Air Command) initiative that included the B-52 was a US Air Force show. And that left the other services, especially the US Navy, out. The Navy's response was to develop the guided missile submarine, commonly referred to as a "boomer". This was barely possible to pull off in the '60s but a decade or so later the Navy deployed the Ohio class submarine and its associated Trident missile. This missile carrying submarine became the second leg of what was eventually called "the nuclear triad". (The bombers constituted the first leg.)
The Russians put a small satellite called Sputnik into orbit around the earth in '57. This was scary because it was thought that any missile powerful enough to put a satellite in orbit, even a small one, was powerful enough to hurdle a nuke thousands of miles. It could be made into an ICBM, an Inter-Continental Ballistic Missile. At the time there was no defense against ICBMs. So a bunch of rockets were built and put into "silos" in the '60s. This was the third leg of the nuclear triad.
It would have made sense for this to be an Army project as this would give each of the three major services its own leg. But in a deft political maneuver the Air Force retained control of the missiles. So the final score was: Air Force - 2; Navy - 1, and Army - 0. This caused the Army out of a sense of desperation to develop a miniaturized A bomb that could be fired from a big gun, an artillery field piece. This was styled a "tactical nuclear weapons system" and was thought by some people to be suitable for use on the battlefield. Does this sound crazy or what?
Well, I did warn you about topsy turvey thinking. And that brings me back to MAD. A justification can be made for the US use of nukes in World War II. I think it is a legitimate justification but I don't want to go into this in the depth necessary to justify my position now. And what became slowly apparent in the decades following World War II was that nuclear weapons were just too horrible in the amount of death and destruction they produced to actually be used. There were serious and prolonged discussions about using them in the Korean War. But the very same President who authorized their use in World War II, Harry Truman, also decided to not use them in Korea. There were some times when things were going really bad for the US in that war but he decided "no" anyhow.
By the time Vietnam came along there was a strong consensus that they should not be used there. And remember this is the same '60s that saw the B-52 program wrapping up, the US ICBM system built and deployed and the development and early deployment of missile carrying submarines. So it was not as if there wasn't a lot of talking and thinking going on about nukes. And there was a hell of a lot of money being spent on them by the military at the time. The military's thinking goes strongly along the lines of "if you have it - use it". But the '60s was also the time that the concept of MAD became completely accepted. So what's the MAD concept and why did it cause the military to eventually be okay with not using nukes?
It is associated with one word: deterrence. "If both sides have them then neither side will use them." But there have been many examples of "them" where both sides had them and used them. Just to cite one example, both sides had and used airplanes in World War I. So what was different about nukes? To explain, I need to discuss "first strike" and "second strike".
Say you have a missile in a silo. What and why is a silo? In this case it is a heavily fortified hole in the ground. The idea is that if the bad guys don't whap the silo directly on the head and don't also hit it really hard the rocket in the silo will still work just fine when the dust settles. So what's the best way to take a silo and the missile it contains out? A nuke, of course. If you can explode a nuke close to the silo it will wreck enough destruction to take the missile out. This is an example of a first strike. If you strike first (and especially if you take them by surprise) and if you can take out enough of their stuff then they don't have enough left to launch an effective second strike (a strike that is launched after your first strike).
At this point in the discussion it appears that the best military strategy is to strike first. And that's a good way to make World War III happen. It didn't take long to figure this out. So what's the counter? Again, there is a single word: survivability. If enough of your stuff survives a first strike to give you the ability to make a powerful second strike then a first strike all of a sudden becomes a bad idea.
Hardened missile silos are a part of this. If you do it right then the bad guys must be able to very accurately target their bombs and the bombs must get through. With bombers it meant putting up a powerful air defense to guard against enemy bombers was a good idea. The US put together NORAD and the DEW line (what they actually are is not that important so I am going to skip that). The Russians did the same thing. Stealth did not exist at that time. So if you say launched a first strike bomber attack you were gambling that you could surprise the other side. If you didn't they could just launch everything too. There would be nothing left on the ground when your bombers got to their bases. You were also gambling that your bombers could somehow make it through in great enough numbers to deliver a knockout punch. You were never 100% sure it would work so a first strike was always a risk.
With missiles it took one missile to take out another missile so the math did not work out. MIRV (I'll get to what it is later) came later. Submarines were basically impossible to find but at the time they were hard to communicate with and, for various reasons, not that accurate. And both sides built and deployed a lot of gear. Even if you got say 80% of it there was so much left. And having three legs of the triad meant if you figured out how to deal with two of the legs the third leg was enough. You had to take out all three legs at the same time or it wouldn't work.
And that brings us to MAD. If both sides are pretty sure that the other side can do serious damage even after a first strike then we have a "mutually assured destruction" scenario. In that scenario it is obviously best all around if no one starts anything. And that's what happened. No nuclear weapon has been used in anger since August of 1945.
But it is important to understand that this situation is fragile. It depends on MAD. So let's look at how to un-mutual things. The first thing is to improve the likelihood of the nuke getting through. You "stealth" the airplane. This is hard to do. But hard really only means expensive. The better you can make your offensive capability the better the other guys have to make their defensive capability. The basic idea of the B-52 was "fly high". But the Russians shot down a U-2 spy plane successfully in 1960 and U-2s fly a lot higher than B-52s. And RADAR has gotten better. And there are other tricks. They too are expensive but there are ways to detect stealth planes.
How about missiles? Well, there's MIRV. MIRV stands for Multiple Independent Reentry Vehicles. If you put 10 nukes on one missile then you can take out 10 silos with one missile, if they are accurate. If you have the same number of missiles and silos as the other guy you can use 10% of your missiles to take out all of his missiles. That leaves 90% of your missiles to use to wipe out his cities. MIRV technology was extremely destabilizing. The only argument for it was "if we don't do it they will do it and we will be in trouble". Unfortunately, these kinds of arguments frequently carry the day.
One piece of good news is that battlefield nukes were quietly retired. No reason was ever given but it was good thing. But battlefield nukes are the basis for "suitcase" nukes. The scenario is that a bad guy carries a nuke across the border in a suitcase and gets by customs. He then sets it up in a city, gets out of dodge and a short time later, boom -- no city. Fortunately, so far this scenario has remained an entirely fictional one. And just how big and how heavy a suitcase nuke would have to be is deeply classified so we don't know how practical it actually is. Both the Russians and the US claim they have dismantled all their tactical nukes. So maybe we really don't have anything to worry about here.
Submarines used to not be able to determine their position very accurately. And missiles were even less capable of accurately guiding themselves. But we now have GPS. If a GPS receiver can be fit into an iPhone it can certainly be fit into a submarine and a missile. So the whole accuracy problem has been completely fixed when it comes to submarines and missiles. And that too is a destabilizing development.
And the nuclear artillery shell has been replaced by the cruise missile. Early cruise missiles were explicitly designed to carry nuclear weapons. And cruise missiles are very good at defeating air defense systems. The US did a deal with Russia and there are now no more nuclear cruise missiles being deployed. The development and deployment of nuclear cruise missiles is definitely a destabilizing development because they are so hard to detect or stop.
Both the US and Russia spent a number of decades growing their nuclear arsenals. This was shorthanded to the Arms Race. And fortunately both sides at some point decided "this is stupid". Both sides were spending fantastic amounts of money in the pursuit of security and it wasn't working. Things came to a head under the Reagan Administration. Reagan proposed something called the Strategic Defense Initiative, SDI, but usually referred to by its unofficial nickname: Star Wars. Every cockamamie idea anyone had come up with for how to build a nuclear shield that would actually defend effectively against a nuclear attack was trotted out.
Experts looked at each and every one. They quickly found holes in all of them. Either the technique would never work or there was a cheap and simple fix that would render the technique ineffective. But in the short run these arguments were ignored. Instead billions of dollars had to be poured into the ideas. And, as had been predicted each and every idea flamed out, often spectacularly. The US spent many billions of dollars. This in turn caused the Russians to spend many billions of dollars. Neither side made any progress. Fortunately, this laid the ground work for some great arms reduction initiatives late in Reagan's second term. It also ended up spelling the death knell for the idea of trying to beat the MAD system. Until Trump came along pretty much everyone decided that the prudent course was to leave everything alone.
That is except for one thing. How about getting rid of nukes? The obvious place to start was to begin reducing the size of the arsenals. The early going was easy. Both sides had way more nukes than they needed so it was easy to get an agreement to scale things back. And that agreement worked well so we have since seen a number of agreements for scaling things back even more. Continue the process long enough and you get to zero. And a large number of people think zero is a good number. Their argument is simple. If there are no nukes then there are no nukes and it is impossible for something horrible to go wrong. And as far as it goes it's a good argument.
But if we have no nukes what happens of someone gets a few nukes? Then you have real problems. There are a number of current nuclear powers. It is not hard for them to save away the know how. And that means that they could go from no nukes to some nukes pretty quickly. And numbered among these are Pakistan and North Korea. Neither of these countries are known for their stability and their commitment to rationality. A world where only North Korea has nukes is a truly scary place.
But getting the whole "nuclear deterrent" thing to work only depends on having a few nukes, say a couple of hundred. That is more than enough. So how about setting a target of say 200-400? That makes perfect sense to me. But there are practical problems.
Remember the whole "each service needs its toy" thing I laid out above. It's still true. A lot of military types, both the uniform types and the bureaucratic types, measure their worth by the size of their budget. A lot of waste and fraud in the military sector can be traced to efforts to get one budget or another increased to the same size as the ego of the man (or rarely woman) in charge. And lots of these people are very skilled political infighters.
Let's look at the Navy because I have the numbers handy for them. Their current boomer is the Ohio class submarine. Originally it carried 24 trident missiles in 24 launch tubes. And each of them was MIRVed so that it had 10 warheads. (BTW, the fact that the warhead count is 10 is widely known but top secret anyhow.) So each Ohio class submarine had 240 nukes onboard. And, if we assume a fleet of 10, that's a total of 2,400 nukes in the fleet. That's a lot of nukes and it represents only one of three legs of the US nuclear triad.
Now let's look at the limits set by the most recent nuclear treaty, the "New START" (START - STrategic Arms Reduction Treaty - always assume an acronym unless proven otherwise) treaty. The US (Russia must adhere to the same limits) is allowed a total of 700 deployed ICBMs (missiles in silos), SLBMs (Submarine Launched Ballistic Missiles - Tridents), and heavy bombers (B-52s or the newer B-1s and B-2s). These can include a total of 1,550 warheads. The US is also allowed a total of 800 "deployed and non-deployed" launchers. If we have all 700 allowed deployed launchers then an additional 100 non-deployed, i.e. down for maintenance and upgrades, etc., launchers would be allowed. If we have fewer deployed launchers we can have more non-deployed launchers.
But according to the math above Ohio class submarines account for 240 of 700 (34%) allowed launchers and 2,400 of 1,550 (160%) warheads. Oops! It turns out that the US has down-rated the submarines from 24 to 16 launch tubes. So we have 160 missiles and 1,600 warheads. (I presume that the Tridents have been down rated from 10 warheads to some lesser number. But its all classified so I don't know what the number is.)
And in this topsey turvery world the US and Russia agree to do what would otherwise be really stupid things. They routinely do certain things in certain ways so that the other side can verify what they are doing by using spy satellites. That's how the Russians know that 8 launch tubes are disabled. I have no idea how they know how much the MIRV count has been reduced on the missiles. In a normal world each country would go to great lengths to hide what they were up to.
But wait. There's more. The Ohio class submarines have been around a while. Well, not as long as the B-52's but still. Anyhow, that means that the Navy has plans for a replacement. God knows what each new submarine will cost. The Navy plan is for 12 boats, each of which will have 16 launch tubes. That's 192 missiles or 27% of the total allowed number. The MIRV factor is classified so I don't know what the total warhead count will be for whatever missile is eventually used. This all fits (just barely) under the current limits. (Remember the Air Force is fighting for each and every bomber and missile it can and the Army is still feeling seriously left out.)
But how many boats and how many missiles per boat we need and what MIRV factor should we expect if everything has to fit under a 400 warhead cap. Trust me. The Navy was not happy to be told it had to plug up 8 of each Ohio class boat's launch tubes after they had paid a whole lot of money to have put there in the first place? I am not familiar with how it went with the Air Force. But I'm sure they had to swallow a bunch of down sizing to get to where we are now.
The Navy wants to put its new boat into service in 2034. Is it going to make sense to build 12 of them then? Probably not. And it is always a good idea to ask for more than you want to start with. Then when your "ask" is cut back you end up with what you expected all along. But every cut to the limits on our nuclear arsenal from here on will meet with fierce resistance from our military, the civilians that manage them, and the contractors that work for them. They all want a newer fatter ox not some skinnied down shadow of the old version.
I have just covered just the most important points and I have purposely not gone into any kind of depth. There is also a lot of nuance I have avoided in the interests of brevity. Millennials can be forgiven for having not spent a lot of time learning about and thinking about this sort of thing. By the time they came along things had been pretty much settled. But anyone who aspires to become President of the United States should know all this and hopefully a lot more. They should also have spent some time thinking about it.
Donald Trump is old enough to have been through the '60s when MAD and nuclear retaliation and first strike and second strike and deterrence were all subjects that the public had (or at least should have) spent a considerable mount of time thinking about. I certainly did. And I am confident Hillary Clinton did. But if Mr. Trump has even the least bit of knowledge or insight into these issues it is totally missing from his public comments.
Nuclear Physicists of the late '30s were the first to theorize that "nuclear reactions" could produce fantastic amounts of energy. Why? Because of Einstein's famous "E equals M C squared" equation. Colloquially translated it says you can turn a tiny amount of matter into a whole lot of energy. The reverse is also true. You can change a whole lot of energy into a tiny amount of matter. But no one wants to do that. Anyhow, they noticed that if they smashed atoms sometimes a small amount of mass (the scientific term for matter) went missing. The mass was transformed into energy, a lot of energy. And a lot of energy getting released quickly is an explosion.
This set off the race to create the atomic or "A" bomb. Richard Rhodes has written an excellent book, "The Making of the Atomic Bomb", that goes into the effort necessary to do this in great detail. (He also wrote a very good follow up, "Dark Sun", about the Hydrogen bomb.) It was a race because the Germans were trying to do the same thing. Details on their efforts can be found in the excellent "Heisenberg's War" by Thomas Powers. Spoiler: the first effort succeeded while the second one failed.
The U.S dropped two A bombs on Japan. Each released roughly 10 kilotons of energy. How much is that? The biggest conventional World War II bomb was the "block buster", so called because it was powerful enough to level a city block. It contained 10,000 pounds (or 5 tons) of high explosive. So the bombs dropped on Japan were roughly 2,000 times as powerful. Each one leveled a city.
The Russians developed a similar bomb only a few years later. An extensive and successful spying effort was only partly responsible. This led to the race to develop the "H" (for Hydrogen) bomb. The original A bombs (there were several designs) were "fission" bombs. You hit the nucleus of a Uranium atom with a neutron and it broke into pieces (a fission process). The pieces weighed slightly less than the original atom so energy was released. Smashing two Hydrogen atoms together (a fusion process) could, in the right circumstances, produce a single Helium atom. And it weighed less than the two Hydrogen atoms that went into its creation. And it turned out that the amount of energy released by this single "fusion" reaction was a lot more than the its equivalent fission reaction. So an H bomb could be a lot more powerful.
H bombs are rated in megatons, millions of tons of energy, not thousands. One A bomb could wipe out a small city like Hiroshima. An H bomb could wipe out the biggest of cities, say New York, and also take out a big chunk of the surrounding countryside. But it turns out that there is a point of diminishing returns. H bombs are so powerful that they literally blow the top off of our roughly 100 mile thick atmosphere. This creates a funnel and as it gets bigger more and more of the bomb's energy gets funneled out into space. Anything bigger than about 10 megatons just throws more energy into space without flattening more of the countryside. And this is just the first example of the topsy turvey logic that routinely surfaces when talking about nuclear weapons and nuclear strategy.
The A bomb that the US dropped on Nagasaki was the last A bomb the US possessed at the time. Fortunately Japan sued for surrender a couple of days later so it didn't matter. And at the time there didn't seem to be any rush to make more. That changed when the Russians exploded their A bomb. All of a sudden it seemed important to have lots of them on hand. And it was important not just to be able to make them but also to be able to deliver them to whatever presumably Russian target we chose to select.
By this time Japan was an ally and Russia was the enemy. When the US dropped its two A bombs on Japan we had been at war with them for several years and had achieved total air superiority. So we could just fly our B-29 bombers wherever we wanted to and drop the bombs wherever we wanted to. But Russia had an extensive and sophisticated military that had a powerful and sophisticated air defense system that would need to be overcome should we wish to "nuke" them.
This caused the US to spend a lot of money and, among other things, develop the B-52 bomber. The first one was built in the late '50s and the last one, the B-52H, was built midway through the '60s. Even so it was not considered a sure thing. An entertaining way to learn something of what would be involved is to take a look at the classic Stanley Kubrick movie "Dr. Strangelove: or how I learned to love the bomb".
There was another thing going on. The SAC (Strategic Air Command) initiative that included the B-52 was a US Air Force show. And that left the other services, especially the US Navy, out. The Navy's response was to develop the guided missile submarine, commonly referred to as a "boomer". This was barely possible to pull off in the '60s but a decade or so later the Navy deployed the Ohio class submarine and its associated Trident missile. This missile carrying submarine became the second leg of what was eventually called "the nuclear triad". (The bombers constituted the first leg.)
The Russians put a small satellite called Sputnik into orbit around the earth in '57. This was scary because it was thought that any missile powerful enough to put a satellite in orbit, even a small one, was powerful enough to hurdle a nuke thousands of miles. It could be made into an ICBM, an Inter-Continental Ballistic Missile. At the time there was no defense against ICBMs. So a bunch of rockets were built and put into "silos" in the '60s. This was the third leg of the nuclear triad.
It would have made sense for this to be an Army project as this would give each of the three major services its own leg. But in a deft political maneuver the Air Force retained control of the missiles. So the final score was: Air Force - 2; Navy - 1, and Army - 0. This caused the Army out of a sense of desperation to develop a miniaturized A bomb that could be fired from a big gun, an artillery field piece. This was styled a "tactical nuclear weapons system" and was thought by some people to be suitable for use on the battlefield. Does this sound crazy or what?
Well, I did warn you about topsy turvey thinking. And that brings me back to MAD. A justification can be made for the US use of nukes in World War II. I think it is a legitimate justification but I don't want to go into this in the depth necessary to justify my position now. And what became slowly apparent in the decades following World War II was that nuclear weapons were just too horrible in the amount of death and destruction they produced to actually be used. There were serious and prolonged discussions about using them in the Korean War. But the very same President who authorized their use in World War II, Harry Truman, also decided to not use them in Korea. There were some times when things were going really bad for the US in that war but he decided "no" anyhow.
By the time Vietnam came along there was a strong consensus that they should not be used there. And remember this is the same '60s that saw the B-52 program wrapping up, the US ICBM system built and deployed and the development and early deployment of missile carrying submarines. So it was not as if there wasn't a lot of talking and thinking going on about nukes. And there was a hell of a lot of money being spent on them by the military at the time. The military's thinking goes strongly along the lines of "if you have it - use it". But the '60s was also the time that the concept of MAD became completely accepted. So what's the MAD concept and why did it cause the military to eventually be okay with not using nukes?
It is associated with one word: deterrence. "If both sides have them then neither side will use them." But there have been many examples of "them" where both sides had them and used them. Just to cite one example, both sides had and used airplanes in World War I. So what was different about nukes? To explain, I need to discuss "first strike" and "second strike".
Say you have a missile in a silo. What and why is a silo? In this case it is a heavily fortified hole in the ground. The idea is that if the bad guys don't whap the silo directly on the head and don't also hit it really hard the rocket in the silo will still work just fine when the dust settles. So what's the best way to take a silo and the missile it contains out? A nuke, of course. If you can explode a nuke close to the silo it will wreck enough destruction to take the missile out. This is an example of a first strike. If you strike first (and especially if you take them by surprise) and if you can take out enough of their stuff then they don't have enough left to launch an effective second strike (a strike that is launched after your first strike).
At this point in the discussion it appears that the best military strategy is to strike first. And that's a good way to make World War III happen. It didn't take long to figure this out. So what's the counter? Again, there is a single word: survivability. If enough of your stuff survives a first strike to give you the ability to make a powerful second strike then a first strike all of a sudden becomes a bad idea.
Hardened missile silos are a part of this. If you do it right then the bad guys must be able to very accurately target their bombs and the bombs must get through. With bombers it meant putting up a powerful air defense to guard against enemy bombers was a good idea. The US put together NORAD and the DEW line (what they actually are is not that important so I am going to skip that). The Russians did the same thing. Stealth did not exist at that time. So if you say launched a first strike bomber attack you were gambling that you could surprise the other side. If you didn't they could just launch everything too. There would be nothing left on the ground when your bombers got to their bases. You were also gambling that your bombers could somehow make it through in great enough numbers to deliver a knockout punch. You were never 100% sure it would work so a first strike was always a risk.
With missiles it took one missile to take out another missile so the math did not work out. MIRV (I'll get to what it is later) came later. Submarines were basically impossible to find but at the time they were hard to communicate with and, for various reasons, not that accurate. And both sides built and deployed a lot of gear. Even if you got say 80% of it there was so much left. And having three legs of the triad meant if you figured out how to deal with two of the legs the third leg was enough. You had to take out all three legs at the same time or it wouldn't work.
And that brings us to MAD. If both sides are pretty sure that the other side can do serious damage even after a first strike then we have a "mutually assured destruction" scenario. In that scenario it is obviously best all around if no one starts anything. And that's what happened. No nuclear weapon has been used in anger since August of 1945.
But it is important to understand that this situation is fragile. It depends on MAD. So let's look at how to un-mutual things. The first thing is to improve the likelihood of the nuke getting through. You "stealth" the airplane. This is hard to do. But hard really only means expensive. The better you can make your offensive capability the better the other guys have to make their defensive capability. The basic idea of the B-52 was "fly high". But the Russians shot down a U-2 spy plane successfully in 1960 and U-2s fly a lot higher than B-52s. And RADAR has gotten better. And there are other tricks. They too are expensive but there are ways to detect stealth planes.
How about missiles? Well, there's MIRV. MIRV stands for Multiple Independent Reentry Vehicles. If you put 10 nukes on one missile then you can take out 10 silos with one missile, if they are accurate. If you have the same number of missiles and silos as the other guy you can use 10% of your missiles to take out all of his missiles. That leaves 90% of your missiles to use to wipe out his cities. MIRV technology was extremely destabilizing. The only argument for it was "if we don't do it they will do it and we will be in trouble". Unfortunately, these kinds of arguments frequently carry the day.
One piece of good news is that battlefield nukes were quietly retired. No reason was ever given but it was good thing. But battlefield nukes are the basis for "suitcase" nukes. The scenario is that a bad guy carries a nuke across the border in a suitcase and gets by customs. He then sets it up in a city, gets out of dodge and a short time later, boom -- no city. Fortunately, so far this scenario has remained an entirely fictional one. And just how big and how heavy a suitcase nuke would have to be is deeply classified so we don't know how practical it actually is. Both the Russians and the US claim they have dismantled all their tactical nukes. So maybe we really don't have anything to worry about here.
Submarines used to not be able to determine their position very accurately. And missiles were even less capable of accurately guiding themselves. But we now have GPS. If a GPS receiver can be fit into an iPhone it can certainly be fit into a submarine and a missile. So the whole accuracy problem has been completely fixed when it comes to submarines and missiles. And that too is a destabilizing development.
And the nuclear artillery shell has been replaced by the cruise missile. Early cruise missiles were explicitly designed to carry nuclear weapons. And cruise missiles are very good at defeating air defense systems. The US did a deal with Russia and there are now no more nuclear cruise missiles being deployed. The development and deployment of nuclear cruise missiles is definitely a destabilizing development because they are so hard to detect or stop.
Both the US and Russia spent a number of decades growing their nuclear arsenals. This was shorthanded to the Arms Race. And fortunately both sides at some point decided "this is stupid". Both sides were spending fantastic amounts of money in the pursuit of security and it wasn't working. Things came to a head under the Reagan Administration. Reagan proposed something called the Strategic Defense Initiative, SDI, but usually referred to by its unofficial nickname: Star Wars. Every cockamamie idea anyone had come up with for how to build a nuclear shield that would actually defend effectively against a nuclear attack was trotted out.
Experts looked at each and every one. They quickly found holes in all of them. Either the technique would never work or there was a cheap and simple fix that would render the technique ineffective. But in the short run these arguments were ignored. Instead billions of dollars had to be poured into the ideas. And, as had been predicted each and every idea flamed out, often spectacularly. The US spent many billions of dollars. This in turn caused the Russians to spend many billions of dollars. Neither side made any progress. Fortunately, this laid the ground work for some great arms reduction initiatives late in Reagan's second term. It also ended up spelling the death knell for the idea of trying to beat the MAD system. Until Trump came along pretty much everyone decided that the prudent course was to leave everything alone.
That is except for one thing. How about getting rid of nukes? The obvious place to start was to begin reducing the size of the arsenals. The early going was easy. Both sides had way more nukes than they needed so it was easy to get an agreement to scale things back. And that agreement worked well so we have since seen a number of agreements for scaling things back even more. Continue the process long enough and you get to zero. And a large number of people think zero is a good number. Their argument is simple. If there are no nukes then there are no nukes and it is impossible for something horrible to go wrong. And as far as it goes it's a good argument.
But if we have no nukes what happens of someone gets a few nukes? Then you have real problems. There are a number of current nuclear powers. It is not hard for them to save away the know how. And that means that they could go from no nukes to some nukes pretty quickly. And numbered among these are Pakistan and North Korea. Neither of these countries are known for their stability and their commitment to rationality. A world where only North Korea has nukes is a truly scary place.
But getting the whole "nuclear deterrent" thing to work only depends on having a few nukes, say a couple of hundred. That is more than enough. So how about setting a target of say 200-400? That makes perfect sense to me. But there are practical problems.
Remember the whole "each service needs its toy" thing I laid out above. It's still true. A lot of military types, both the uniform types and the bureaucratic types, measure their worth by the size of their budget. A lot of waste and fraud in the military sector can be traced to efforts to get one budget or another increased to the same size as the ego of the man (or rarely woman) in charge. And lots of these people are very skilled political infighters.
Let's look at the Navy because I have the numbers handy for them. Their current boomer is the Ohio class submarine. Originally it carried 24 trident missiles in 24 launch tubes. And each of them was MIRVed so that it had 10 warheads. (BTW, the fact that the warhead count is 10 is widely known but top secret anyhow.) So each Ohio class submarine had 240 nukes onboard. And, if we assume a fleet of 10, that's a total of 2,400 nukes in the fleet. That's a lot of nukes and it represents only one of three legs of the US nuclear triad.
Now let's look at the limits set by the most recent nuclear treaty, the "New START" (START - STrategic Arms Reduction Treaty - always assume an acronym unless proven otherwise) treaty. The US (Russia must adhere to the same limits) is allowed a total of 700 deployed ICBMs (missiles in silos), SLBMs (Submarine Launched Ballistic Missiles - Tridents), and heavy bombers (B-52s or the newer B-1s and B-2s). These can include a total of 1,550 warheads. The US is also allowed a total of 800 "deployed and non-deployed" launchers. If we have all 700 allowed deployed launchers then an additional 100 non-deployed, i.e. down for maintenance and upgrades, etc., launchers would be allowed. If we have fewer deployed launchers we can have more non-deployed launchers.
But according to the math above Ohio class submarines account for 240 of 700 (34%) allowed launchers and 2,400 of 1,550 (160%) warheads. Oops! It turns out that the US has down-rated the submarines from 24 to 16 launch tubes. So we have 160 missiles and 1,600 warheads. (I presume that the Tridents have been down rated from 10 warheads to some lesser number. But its all classified so I don't know what the number is.)
And in this topsey turvery world the US and Russia agree to do what would otherwise be really stupid things. They routinely do certain things in certain ways so that the other side can verify what they are doing by using spy satellites. That's how the Russians know that 8 launch tubes are disabled. I have no idea how they know how much the MIRV count has been reduced on the missiles. In a normal world each country would go to great lengths to hide what they were up to.
But wait. There's more. The Ohio class submarines have been around a while. Well, not as long as the B-52's but still. Anyhow, that means that the Navy has plans for a replacement. God knows what each new submarine will cost. The Navy plan is for 12 boats, each of which will have 16 launch tubes. That's 192 missiles or 27% of the total allowed number. The MIRV factor is classified so I don't know what the total warhead count will be for whatever missile is eventually used. This all fits (just barely) under the current limits. (Remember the Air Force is fighting for each and every bomber and missile it can and the Army is still feeling seriously left out.)
But how many boats and how many missiles per boat we need and what MIRV factor should we expect if everything has to fit under a 400 warhead cap. Trust me. The Navy was not happy to be told it had to plug up 8 of each Ohio class boat's launch tubes after they had paid a whole lot of money to have put there in the first place? I am not familiar with how it went with the Air Force. But I'm sure they had to swallow a bunch of down sizing to get to where we are now.
The Navy wants to put its new boat into service in 2034. Is it going to make sense to build 12 of them then? Probably not. And it is always a good idea to ask for more than you want to start with. Then when your "ask" is cut back you end up with what you expected all along. But every cut to the limits on our nuclear arsenal from here on will meet with fierce resistance from our military, the civilians that manage them, and the contractors that work for them. They all want a newer fatter ox not some skinnied down shadow of the old version.
I have just covered just the most important points and I have purposely not gone into any kind of depth. There is also a lot of nuance I have avoided in the interests of brevity. Millennials can be forgiven for having not spent a lot of time learning about and thinking about this sort of thing. By the time they came along things had been pretty much settled. But anyone who aspires to become President of the United States should know all this and hopefully a lot more. They should also have spent some time thinking about it.
Donald Trump is old enough to have been through the '60s when MAD and nuclear retaliation and first strike and second strike and deterrence were all subjects that the public had (or at least should have) spent a considerable mount of time thinking about. I certainly did. And I am confident Hillary Clinton did. But if Mr. Trump has even the least bit of knowledge or insight into these issues it is totally missing from his public comments.
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